0001145549-19-032363.txt : 20190905 0001145549-19-032363.hdr.sgml : 20190905 20190905090200 ACCESSION NUMBER: 0001145549-19-032363 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 EFFECTIVENESS DATE: 20190905 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED SHORT-INTERMEDIATE DURATION MUNICIPAL TRUST CENTRAL INDEX KEY: 0000353101 IRS NUMBER: 251400935 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-03181 FILM NUMBER: 191076294 BUSINESS ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 BUSINESS PHONE: 8003417400 MAIL ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED SHORT TERM MUNICIPAL TRUST DATE OF NAME CHANGE: 19950223 FORMER COMPANY: FORMER CONFORMED NAME: SHORT TERM MUNICIPAL TRUST/ DATE OF NAME CHANGE: 19930708 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED SHORT INTERMEDIATE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000353101 S000009085 FEDERATED SHORT-INTERMEDIATE DURATION MUNICIPAL TRUST C000024677 Institutional Shares FSHIX C000024678 Service Shares FSHSX C000037571 Class A Shares FMTAX N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0000353101 XXXXXXXX true false false N-1A true Federated Short-Intermediate Duration Municipal Trust 811-03181 0000353101 5493005ND0ME0P2TSR89 Federated Investors Funds 4000 Ericsson Drive Warrendale 15086-7561 US-PA US 8003417400 Federated Short-Intermediate Duration Municipal Trust Federated Investors Funds 4000 Ericsson Drive Warrendale 15086-7561 8003417400 Registrant - All records required to be maintained that are not maintained by other service providers. Federated Administrative Services Federated Investors Tower 1001 Liberty Avenue Pittsburgh 15222-3779 4122881900 Administrator - Records include but are not limited to those related to calculation of NAV, income and expense accruals, securities pricing, preparation of regulatory documents, financial books and records, performance calculations and tax related documents. Federated Securities Corp. Federated Investors Tower 1001 Liberty Avenue Pittsburgh 15222-3779 4122881900 Distributor - Records include but are not limited to trade blotters, asset and liability ledgers, income and expense ledgers, capital account ledgers, customer account ledgers, securities records, order tickets and trade confirmations. Federated Advisory Services Company Federated Investors Tower 1001 Liberty Avenue Pittsburgh 15222-3779 4122881900 Advisor - All investment advisor records required to be maintained that are not maintained by other service providers. The Bank of New York Mellon One Wall Street New York 10286 5088714582 Custodian - Fund securities and cash records. State Street Bank and Trust Company P.O. Box 8600 Boston 02266-8600 6177863000 Transfer Agent and Dividend Disbursing Agent - Fund shareholder records; Fund securities and cash records. Federated Investment Management Company Federated Investors Tower 1001 Liberty Avenue Pittsburgh 15222-3779 4122881900 Advisor - All investment advisor records required to be maintained that are not maintained by other service providers. N N N-1A 1 Y J. Christopher Donahue 000814703 Y Charles F. Mansfield Jr. N/A N Thomas M. O'Neill N/A N P. Jerome Richey N/A N John S. Walsh N/A N Thomas R. Donahue N/A Y John T. Collins N/A N G. Thomas Hough N/A N Maureen Lally-Green N/A N Stephen Van Meter 006020413 Federated Investors Tower 1001 Liberty Avenue Pittsburgh 15222-3779 XXXXXX N N N N N N Federated Securities Corp. 8-15561-1 000005009 254900FMT7XR4QROXG14 Y N Ernst & Young LLP 00042 N/A N N N N N N N Federated Short-Intermediate Duration Municipal Trust S000009085 5493005ND0ME0P2TSR89 N 3 0 0 N/A N N Y N Citibank N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Federated Advisory Services Company 801-62500 000128611 2549006YWZSXL9PUIY05 N Federated Investment Management Company 801-34612 000105138 549300SP92SGS5AXSV67 N State Street Bank and Trust Company 84-1869 571474TGEMMWANRLN572 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Federated Administrative Services 801-48206 SEC File Number Y N N Federated Securities Corp. 8-15561-1 000005009 254900FMT7XR4QROXG14 0.000000000000 0.000000000000 Barclays Capital Inc. 8-41342-1 000019714 AC28XWWI3WIBK2824319 62486530.000000000000 Wells Fargo Securities, LLC 8-65876-1 000126292 VYVVCKR63DVZZN70PB21 51715929.000000000000 BNY Mellon Capital Markets, LLC 8-35255-1 000017454 VJW2DOOHGDT6PR0ZRO63 26860000.000000000000 Citigroup Global Markets Inc. 8-08177-1 000007059 MBNUM2BPBDO7JBLYG310 32700762.000000000000 Deutsche Bank Securities Inc. 8-17822-1 000002525 9J6MBOOO7BECTDTUZW19 27875000.000000000000 J.P. Morgan Securities LLC 8-35008-1 000000079 ZBUT11V806EZRVTWT807 132002765.000000000000 Merrill Lynch, Pierce, Fenner, & Smith Incorporated 8-07221-1 000007691 8NAV47T0Y26Q87Y0QP81 74655433.000000000000 Morgan Stanley & Co. LLC 8-15869-1 000008209 9R7GPTSO7KV3UQJZQ078 40549208.000000000000 RBC Capital Markets, LLC 8-45411-1 000031194 549300LCO2FLSSVFFR64 87363970.000000000000 SunTrust Robinson Humphrey, Inc. 8-17212-1 000006271 CSVTK36R0PNGXEM7NS14 135995000.000000000000 1367069570.000000000000 N 791556338.000000000000 0.000000000000 Committed 500000000.000000000000 N N N N true INTERNAL CONTROL RPT 2 icr_shortintermdurmunitrust.htm INTERNAL CONTROL REPORT - FEDERATED SHORT-INTERMEDIATE DURATION MUNICIPAL TRUST

Report of Independent Registered Public Accounting Firm

To the Shareholders and Board of Trustees of

Federated Short-Intermediate Duration Municipal Trust:

In planning and performing our audit of the financial statements of Federated Short-Intermediate Duration Municipal Trust (the “Fund”) as of and for the year ended June 30, 2019, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of June 30, 2019.

This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be, and should not be, used by anyone other than these specified parties.

 

/s/ Ernst & Young LLP

Boston, Massachusetts

August 23, 2019