0000947871-21-000616.txt : 20210519
0000947871-21-000616.hdr.sgml : 20210519
20210519183108
ACCESSION NUMBER: 0000947871-21-000616
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210517
FILED AS OF DATE: 20210519
DATE AS OF CHANGE: 20210519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH MORRIS RICHARD
CENTRAL INDEX KEY: 0001450387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35328
FILM NUMBER: 21941714
MAIL ADDRESS:
STREET 1: 1225 17TH STREET
STREET 2: SUITE 1300
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aegion Corp
CENTRAL INDEX KEY: 0000353020
STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623]
IRS NUMBER: 133032158
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17988 EDISON AVENUE
CITY: CHESTERFIELD
STATE: MO
ZIP: 63005
BUSINESS PHONE: 6365308000
MAIL ADDRESS:
STREET 1: 17988 EDISON AVENUE
CITY: CHESTERFIELD
STATE: MO
ZIP: 63005
FORMER COMPANY:
FORMER CONFORMED NAME: INSITUFORM TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930617
FORMER COMPANY:
FORMER CONFORMED NAME: INSITUFORM OF NORTH AMERICA INC/TN/
DATE OF NAME CHANGE: 19930617
FORMER COMPANY:
FORMER CONFORMED NAME: INSITUFORM OF NORTH AMERICA INC
DATE OF NAME CHANGE: 19921217
4
1
ownership.xml
X0306
4
2021-05-17
1
0000353020
Aegion Corp
AEGN
0001450387
SMITH MORRIS RICHARD
17988 EDISON AVE
CHESTERFIELD
MO
63005
1
0
0
0
Common Stock
2021-05-17
4
D
0
18072
D
0
D
Common Stock
2021-05-17
4
D
0
49069
D
0
I
By Trust
On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.
Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.
Shares held by the Smith 2002 Family Trust, a trust for the benefit of reporting person and his spouse, of which reporting person serves as trustee.
/s/ Mark A. Menghini, as Attorney-in-Fact for Morris Richard Smith
2021-05-19