-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvVzyVeYeJig5KGEZMuHu+4l76iOUxw6JqAgHzsym0jZIkWBQqqP7fLqt4U4YHpy N8LS1SRoHYhCBclRjXq+Xw== 0001209191-05-043126.txt : 20050817 0001209191-05-043126.hdr.sgml : 20050817 20050817153919 ACCESSION NUMBER: 0001209191-05-043126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050817 FILED AS OF DATE: 20050817 DATE AS OF CHANGE: 20050817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IGI INC CENTRAL INDEX KEY: 0000352998 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 010355758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHEAT RD AND LINCOCN AVE STREET 2: P O BOX 687 CITY: BUENA STATE: NJ ZIP: 08310 BUSINESS PHONE: 6096971441 MAIL ADDRESS: STREET 1: WHEAT ROAD AND LINCOCN AVE STREET 2: P O BOX 687 CITY: BUENA STATE: NJ ZIP: 08310 FORMER COMPANY: FORMER CONFORMED NAME: IMMUNOGENETICS INC DATE OF NAME CHANGE: 19870814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERARDI FRANK CENTRAL INDEX KEY: 0001145730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 051033421 BUSINESS ADDRESS: BUSINESS PHONE: 5617487230 MAIL ADDRESS: STREET 1: C/O UNIVEST MANAGEMENT INC STREET 2: 149 WEST VILLAGE WAY CITY: JUPITER STATE: FL ZIP: 33458 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-08-17 0 0000352998 IGI INC IG 0001145730 GERARDI FRANK C/O UNIVEST MANAGEMENT INC. 149 WEST VILLAGE WAY JUPITER FL 33458 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 2005-08-17 4 X 0 10000 1.05 A 43446 D Common Stock 876400 I By Univest Management, Inc. Employee Profit Sharing Plan Common Stock 47300 I By Univest Partners, LP, Ltd. July 2003 Options (Right to Buy) 1.05 2005-08-17 4 X 0 10000 D 2004-07-23 2013-07-23 Common Stock 10000 192016 D Univest Management Inc. is a Florida Corporation of management consulting located at 149 West Village Way, Jupiter, Florida. Univest Management is privately owned in its entirety by the Reporting Person Frank Gerardi, as its sole shareholder who is the President of Univest. Univest Management maintains for the benefit of its employees a deferred compensation plan known as the Univest Management Inc. Employee Profit Sharing Plan. As an employee of Univest, Mr. Gerardi is eligible to participate in such Plan. Mr. Gerardi and his wife Marion Gerardi are the only participants in such Plan, and both are fully vested there under. Mr. Gerardi also serves as the Trustee of such Plan and is responsible for managing and investing the funds and other assets of the Plan. The Plan presently owns 876,400 shares of IGI, Inc. common stock for the benefit of its participants. Univest Partners, LP, Ltd. is a Florida Limited Partnership with its principal place of business at 149 West Village Way, Jupiter, Florida. Univest Management Inc., see above, is the Corporate General Partner of Univest Partners, LP. The Reporting Person Frank Gerardi is the sole Limited Partner of Univest Partners, LP and in his capacity as the President of Univest Management, the Corporate General Partner of Univest Partners, LP is responsible for managing and investing the funds and other assets of Univest Partners, LP. Univest Partners, LP presently owns 47,300 shares of IGI, Inc. common stock. Exercise price reported in Column 2 pursuant to Instruction 4(c)(iii). /s/ Frank Gerardi 2005-08-17 -----END PRIVACY-ENHANCED MESSAGE-----