-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WDgpHZjnXMFdR+Rl9ZuY/XV/RjTYbaETgBsqucgiwgkbycQyagPXrRTE1ZIGpZQu 6yGs58LpZ4i3VDpUom6pHA== 0000950134-02-012496.txt : 20021015 0000950134-02-012496.hdr.sgml : 20021014 20021015142905 ACCESSION NUMBER: 0000950134-02-012496 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021014 FILED AS OF DATE: 20021015 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLSON S SCOTT CENTRAL INDEX KEY: 0001198442 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 MAIL ADDRESS: STREET 1: 3524 N.W. 56 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLEMING COMPANIES INC /OK/ CENTRAL INDEX KEY: 0000352949 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 480222760 STATE OF INCORPORATION: OK FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08140 FILM NUMBER: 02788980 BUSINESS ADDRESS: STREET 1: 1945 LAKEPOINTE DRIVE CITY: LEWISVILLE STATE: TX ZIP: 73126 BUSINESS PHONE: 4058407200 MAIL ADDRESS: STREET 1: 1945 LAKEPOINT DRIVE CITY: LEWISVILLE STATE: TX ZIP: 75057 3 1 d00422ae3.htm FORM 3 Fleming Companies, Inc.
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 3

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting
Person*		 2. Date of Event Requiring Statement
(Month/Day/Year)		 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
  Nicholson, S. Scott
(Last) (First) (Middle)		   10/14/02
 		  
 
     
  Fleming Companies, Inc.
1945 Lakepointe Drive
(Street)		 4. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s)
to Issuer (Check All Applicable)
    Fleming Companies, Inc. (FLM)
   o  Director o  10% Owner
      x  Officer (give title below)
    6. If Amendment, Date of Original
(Month/Day/Year)		   o  Other (specify below)
  Lewisville, TX 75029
(City)         (State)         (Zip)		  
  Senior Vice President - Operations
      7. Individual or Joint/Group Filing
(Check Applicable Line)
        x Form Filed by One Reporting Person
                o Form Filed by More than One Reporting Person
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see Instruction 5(b)(v).

 
Table I — Non-Derivative Securities Beneficially Owned
1. Title of Security
(Instr. 4)		 2. Amount of Securities Beneficially Owned
(Instr. 4)		 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)		 4. Nature of Indirect Beneficial Ownership
(Instr. 5)
  Common Stock $2.50 Par Value     9,652     D  
           
           
           
           
           
           
           
           
           

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Table II — Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security
(Instr. 4)		 2. Date Exercisable and
Expiration Date
(Month/Day/Year)		 3. Title and Amount of Securities
Underlying Derivative Security
(Instr. 4)		 4. Conversion or
Exercise Price
of Derivative
Security		 5. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)
(Instr. 5)		 6. Nature of
Indirect
Beneficial
Ownership
(Instr. 5)
      Date
Exer-
cisable		 Expi-
ration
Date		  
Title		 Amount
or
Number
of Shares		            
  Employee Stock Option (Right to Buy)   (1) 5/30/04   Common Stock 1,000 $24.8125   D  
  Employee Stock Option (Right to Buy)   (2) 5/30/04   Common Stock 1,000 $24.8125   D  
  Employee Stock Option (Right to Buy)   (3) 9/5/06   Common Stock 4,000 $16.3750   D  
  Employee Stock Option (Right to Buy)   (4) 8/10/09   Common Stock 1,600 $11.7188   D  
  Employee Stock Option (Right to Buy)   (5) 9/5/10   Common Stock 3,000 $15.4100   D  
         
         
         
         
         

Explanation of Responses:

(1) Grant of stock option under the 1985 Plan which vested at 25% per year beginning on 6/1/95.

(2) Grant of stock option under the 1985 Plan. The option becomes exercisable in 10% increments subject to certain performance requirements.

(3) Grant of stock option under the 1996 Plan which vested at 25% per year beginning on 9/7/97.

(4) Grant of stock option under the 1999 Plan which vests at 25% per year beginning on 8/11/00.

(5) Grant of stock option under the 2000 Plan which vests at 25% per year beginning on 9/6/01.

/s/ S. SCOTT NICHOLSON   10/15/02
**Signature of Reporting Person		  
Date

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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