-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q16jmKQ/q2hLz0gXFOGL8/rQATfKrL/6WdjzQrYvyXcoQjLO1avz+wcFtwYtHYqb 8XpdlU8uHxOsN0G/tIlkDw== 0000909334-96-000073.txt : 19960624 0000909334-96-000073.hdr.sgml : 19960624 ACCESSION NUMBER: 0000909334-96-000073 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960621 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLEMING COMPANIES INC /OK/ CENTRAL INDEX KEY: 0000352949 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 480222760 STATE OF INCORPORATION: OK FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-08140 FILM NUMBER: 96583775 BUSINESS ADDRESS: STREET 1: 6301 WATERFORD BLVD STREET 2: P O BOX 26647 CITY: OKLAHOMA CITY STATE: OK ZIP: 73126 BUSINESS PHONE: 4058407200 8-A12B 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________ FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Fleming Companies, Inc. (Exact name of registrant as specified in its charter) Oklahoma 48-0222760 (State of incorporation or organization) (IRS Employer Identification No.) 6301 Waterford Boulevard P. O. Box 26647 Oklahoma City, Oklahoma 73126 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ Common Stock Purchase Rights New York Stock Exchange Chicago Stock Exchange Pacific Stock Exchange If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Introduction A(c)(1), please check the following box. [ ] If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Introduction A(c)(2), please check the following box. [ ] Securities to be registered pursuant to Section 12(g) of the Act: None (Title of Class) Item 1. Description of Securities On June 18, 1996 the Board of Directors of Fleming Companies, Inc., an Oklahoma corporation (the "Company" or the "Registrant"), declared a dividend distribution of one Right for each outstanding share of common stock, par/value $2.50 per share (the "Common Stock"), of the Company to stockholders of record at the close of business on July 8, 1996 (the "Record Date"). Each Right entitles the registered holder to purchase from the Company one one-hundredth of a share of Series A Junior Participating Preferred Stock ("Series A Preferred Stock") at a purchase price of $75.00, subject to adjustment in certain circumstances. The description and terms of the Rights are set forth in a Rights Agreement, dated as of February 27, 1996 and effective as of the close of business on July 6, 1996 (the "Rights Agreement"), between the Company and Liberty Bank and Trust Company of Oklahoma City, N.A., as Rights Agent. Initially, the Rights will be attached to the certificates representing outstanding shares of Common Stock, and no separate Right Certificates evidencing the Rights will be distributed. The Rights will separate from the Common Stock and a Distribution Date will occur upon the earlier to occur of (i) ten days following a public announcement that a person or group of affiliated or associated persons (an "Acquiring Person") has acquired, or obtained the right to acquire, beneficial ownership of 20% or more of the outstanding shares of Common Stock (the "Stock Acquisition Date"), or (ii) ten (10) business days (or such later date as may be determined by the Board prior to a person or group acquiring 20% or more of the Common Stock) following the commencement of a tender offer or exchange offer that would result in a person or group beneficially owning 20% or more of the outstanding shares of Common Stock. Until the Distribution Date, (i) the Rights will be evidenced by and will be transferred with and only with such Common Stock certificates, (ii) new Common Stock certificates issued after the Record Date upon transfer or new issuance of the Common Stock will contain a legend incorporating the Rights Agreement by reference and (iii) the surrender for transfer of any Certificate for Common Stock will also constitute the transfer of the Rights associated with the Common Stock represented by such certificate. As soon as practicable following the Distribution Date, Rights Certificates will be mailed to holders of record of the Common Stock as of the close of business on the Distribution Date and, thereafter, such separate Right Certificates alone will evidence the Rights. The Rights are not exercisable until the Distribution Date and will expire at the close of business on July 5, 2006, unless earlier redeemed by the Company as described below. After the Distribution Date, each right not owned by an Acquiring Person entitles the registered holder to purchase one one-hundredth of a share of Series A Preferred Stock at a purchase price of $75.00, subject to adjustment in certain circumstances. Holders of the Series A Preferred Stock will be entitled to receive cumulative quarterly dividends in an amount per share equal to the greater of $1 or 100 times the aggregate per share amount of all dividends (other than stock dividends) declared on the Common Stock since the first issuance of Series A Preferred Stock. Holders of the Series A Preferred Stock will be entitled to 100 votes per share (subject to adjustment to prevent dilution) on all matters submitted to a vote of the stockholders. The Series A Preferred Stock is neither redeemable nor convertible. Before the holders of the Common Stock or any other junior stock receive any liquidating distributions, the holders of shares of Series A Preferred Stock are entitled to a liquidation preference from available assets of Registrant of $100 per share, plus accrued and unpaid dividends, but in any event such holders are entitled to receive an aggregate distribution per share which is equal to 100 times the aggregate amount to be distributed per share of the Common Stock, subject to adjustment to prevent dilution. After a person becomes an Acquiring Person, each right not beneficially owned by an Acquiring Person entitles its holder to purchase, in lieu of Series A Preferred Stock, Common Stock having a value equal to two times the exercise price of the right ($75.00, subject to adjustment to prevent dilution). If certain business combinations occur, the rights entitle the holder to receive, upon exercise, common stock of the acquiring company having a value equal to two times the exercise price of the right instead of Common Stock of the Registrant. Following the acquisition by a person or group of 20% or more of the Common Stock, but only prior to the acquisition by a person or group of 50% or more of the Common Stock, the Board of Directors may exchange the Rights (other than the Rights held by such person or group, in whole or in part) for one share of Common Stock (or one one-hundredth of a share of Series A Preferred Stock). The Board of Directors may vote to redeem the Rights at a price of $0.01 per Right at any time prior to the acquisition by a person or group of beneficial ownership of 20% or more of the Common Stock. The redemption of Rights may be made effective at such time, on such basis, and with such conditions as the Board of Directors in its sole discretion may establish. Upon proper action of the Board of Directors, the rights will terminate and the holders of rights will be entitled to receive only $.01 redemption price. Until a right is exercised, the holder thereof, as such, has no rights as a stockholder. While the distribution of the rights will not be taxable to shareholders or to Registrant, shareholders may, depending upon the circumstances, recognize taxable income in the event that the rights become exercisable for the Common Stock or for common stock of the Acquiring Person as set forth above. The provisions of the Rights Agreement may be amended by the Board of Directors of Registrant from time to time in any manner prior to the acquisition by a person or group of beneficial ownership of 20% of the Common Stock. The Rights have certain anti-takeover effects. However, the Rights should not interfere with any merger or other business combination approved by the Board of Directors. The Rights Agreement between the Company and Liberty Bank and Trust Company of Oklahoma City, N.A. specifying the terms of the Rights, which includes as Exhibit A the Certificate of Designations and as Exhibit B the form of Right Certificate and is incorporated herein by reference. The foregoing description of the Rights is qualified by reference to such. Item 2. Exhibits. 1 Rights Agreement dated as of February 27, 1996 and effective as of the closing of business on July 6 1996, between Fleming Companies, Inc. and Liberty Bank and Trust Company of Oklahoma City, N.A. which includes as Exhibit A the Certificate of Designations and Exhibit B the form of Right Certificate. (Incorporated by reference to the Company's Current Report on Form 8-K dated February 27, 1996.) SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. FLEMING COMPANIES, INC. By: DAVID R. ALMOND David R. Almond Senior Vice President, General Counsel and Secretary Date: June 21, 1996 -----END PRIVACY-ENHANCED MESSAGE-----