-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WtEjeIVid9yWOrM6Fo6ycsoN6GGhppOj7X9F2IK9GNN9H7LHWa2NVCmb9Ec3OoFf 5cjanpTuOPzswPvC86mfmg== 0000892569-98-001998.txt : 19980716 0000892569-98-001998.hdr.sgml : 19980716 ACCESSION NUMBER: 0000892569-98-001998 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980715 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA MICROSYSTEMS CENTRAL INDEX KEY: 0000352869 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 953108178 STATE OF INCORPORATION: CA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-03167 FILM NUMBER: 98666526 BUSINESS ADDRESS: STREET 1: 2722 SOUTH FAIRVIEW STREET CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7149578500 MAIL ADDRESS: STREET 1: 2722 SOUTH FAIRVIEW STREET CITY: SANTA ANA STATE: CA ZIP: 92704 POS AM 1 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 15, 1998 REGISTRATION NO. 333-3167 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 205496 -------------------- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 -------------------- ALPHA MICROSYSTEMS (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) -------------------- CALIFORNIA 95-3108178 (STATE OR OTHER JURISDICTION OR (I.R.S. EMPLOYER OR INCORPORATION OR ORGANIZATION) IDENTIFICATION NUMBER) -------------------- 2722 SOUTH FAIRVIEW STREET, SANTA ANA, CALIFORNIA 92704 (714) 957-8500 (ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) DOUGLAS J. TULLIO 2722 SOUTH FAIRVIEW STREET, SANTA ANA, CALIFORNIA 92704 (714) 957-8500 (NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) -------------------- COPIES TO: DEBRA DISON HALL, ESQ. MARK J. KELSON, ESQ. ALLEN, MATKINS, LECK, GAMBLE & MALLORY LLP 515 SOUTH FIGUEROA STREET, 7TH FLOOR LOS ANGELES, CALIFORNIA 90071 TELEPHONE: (213) 622-5555 FACSIMILE: (213) 620-8816 -------------------- APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as practicable after the effective date of this Registration Statement. -------------------- If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [ ] If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [X] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering. [ ] __________ If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] __________ If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ] ================================================================================ 2 This Post-Effective Amendment No. 1 removes from registration 278,630 shares of Common Stock, no par value (the "Common Stock"). The Shares of Common Stock being removed from registration by this Post-Effective Amendment No. 1 were not issued or sold after being registered pursuant to the Registrant's Form S-3 Registration Statement which was declared effective on May 14, 1996. These shares are being removed so that the Registration Statement will be in compliance with Rule 415 of the Securities Act of 1933, as amended. 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Ana, California on July 15, 1998. ALPHA MICROSYSTEMS By: /s/ Douglas J. Tulio ---------------------------------- Douglas J. Tulio, President, Chief Executive Officer and Director PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THIS REGISTRATION STATEMENT HAS BEEN SIGNED BY THE FOLLOWING PERSONS IN THE CAPACITIES AND ON THE DATES INDICATED.
Signature Capacity Date --------- -------- ---- * Chairman of the Board July 15, 1998 - ------------------------------ Clarke E. Reynolds /s/ Douglas J. Tulio President, Chief Executive July 15, 1998 - ------------------------------ Officer and Director Douglas J. Tulio (Principal Executive Officer) * Vice President, Engineering July 15, 1998 - ------------------------------ and Manufacturing, Director John F. Glade and Secretary /s/ Jeffrey J. Dunnigan Vice President, Chief July 15, 1998 - ------------------------------ Financial Officer (Principal Jeffrey J. Dunnigan Financial and Accounting Officer) * Director July 15, 1998 - ------------------------------ Rockell N. Hankin * Director July 15, 1998 - ------------------------------ Richard E. Mahmarian *By: /s/ Douglas J. Tulio July 15, 1998 ------------------------- Douglas J. Tulio Attorney-in fact
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