0000921895-16-003473.txt : 20160222
0000921895-16-003473.hdr.sgml : 20160222
20160222190849
ACCESSION NUMBER: 0000921895-16-003473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160219
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOSTER L B CO
CENTRAL INDEX KEY: 0000352825
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 251324733
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 415 HOLIDAY DR
CITY: PITTSBURGH
STATE: PA
ZIP: 15220
BUSINESS PHONE: 4129283431
MAIL ADDRESS:
STREET 1: 415 HOLIDAY DR
CITY: PITTSBURGH
STATE: PA
ZIP: 15220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vizi Bradley
CENTRAL INDEX KEY: 0001556313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10436
FILM NUMBER: 161446478
MAIL ADDRESS:
STREET 1: 1247 STONER AVENUE, #207
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
4
1
form409050008_02222016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-02-19
0
0000352825
FOSTER L B CO
FSTR
0001556313
Vizi Bradley
9401 WILSHIRE BOULEVARD
SUITE 705
BEVERLY HILLS
CA
90212
1
0
0
0
Common Stock
2016-02-19
4
O
0
1500
12.50
A
318861
I
By: Legion Partners Special Opportunities, L.P. II
Common Stock
400
D
Common Stock
559919
I
By: Legion Partners, L.P. I
Common Stock
108856
I
By: Legion Partners, L.P. II
Put Option (obligation to buy)
12.50
2016-02-19
4
O
0
400
0
D
2016-02-19
Common Stock
40000
0
I
By: Legion Partners Special Opportunities, L.P. II
Legion Partners, L.P. I ("Legion Partners I") directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). Legion Partners, LLC is the general partner of Legion Partners I, Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), is the investment advisor of Legion Partners I and Legion Partners Holdings, LLC ("Legion Partners Holdings") is the sole member of Legion Partners Asset Management and a managing member of Legion Partners, LLC. As a managing director of Legion Partners Asset Management and a managing member of Legion Partners Holdings, Mr. Vizi may be deemed to beneficially own the shares of common stock owned directly by Legion Partners I. Mr. Vizi expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Legion Partners, L.P. II ("Legion Partners II") directly owns these shares of Common Stock. Legion Partners, LLC is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II and Legion Partners Holdings is the sole member of Legion Partners Asset Management and a managing member of Legion Partners, LLC. As a managing director of Legion Partners Asset Management and a managing member of Legion Partners Holdings, Mr. Vizi may be deemed to beneficially own the shares of common stock owned directly by Legion Partners II. Mr. Vizi expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), directly owns these shares of Common Stock. Legion Partners, LLC is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II and Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of Legion Partners, LLC. As a managing director of Legion Partners Asset Management and a managing member of Legion Partners Holdings, Mr. Vizi may be deemed to beneficially own the shares of common stock owned directly by Legion Partners Special II. Mr. Vizi expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Represents the assignment of 15 put options described in Table II.
Legion Partners Special II wrote 400 american-style put options, 250 put options exercisable on 12/31/2015 and 150 put options exercisable on 01/06/2015 up and until the expiration date on February 19, 2016. On February 19, 2016, 15 put options were exercised and the remainder were terminated in accordance with their term.
/s/ Bradley S. Vizi
2016-02-22