15-12B 1 saga1512b.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------- FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13609 SAGA SYSTEMS, INC. (Exact name of registrant as specified in its charter) 11190 Sunrise Valley Drive Reston, Virginia 20191 (703) 860-5050 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Common Stock, Par Value $0.01 Per Share (Title of each class of securities covered by this form) None (Title of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule/provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a) (1) (i) [x] Rule 12h-3(b) (1) (i) [x] Rule 12g-4(a) (1) (ii) [_] Rule 12h-3(b) (1) (ii) [_] Rule 12g-4(a) (2) (i) [_] Rule 12h-3(b) (2) (i) [_] Rule 12g-4(a) (2) (ii) [_] Rule 12h-3(b) (2) (ii) [_] Approximate number of holders of record as of the certification or notice date: One. Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, Saga Systems, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. SAGA SYSTEMS, INC. Date: February 1, 2001 By: /s/ Daniel F. Gillis ------------------------ Name: Daniel F. Gillis Title: President and Chief Executive Officer 2