-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hc/aLC7yHLUQyVamLSMUXx8zQuHV/Q8OeWK+ZQfXUjFwQx8005I17PgsfWZjeX7q ccZ56qJKFriS58t3+vCEyA== 0000928385-97-001916.txt : 19971117 0000928385-97-001916.hdr.sgml : 19971117 ACCESSION NUMBER: 0000928385-97-001916 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971114 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOFTWARE AG SYSTEMS INC CENTRAL INDEX KEY: 0000352683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541167173 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-13609 FILM NUMBER: 97720365 BUSINESS ADDRESS: STREET 1: 11190 SUNRISE VALLEY DR CITY: RESTON STATE: VA ZIP: 20191 BUSINESS PHONE: 7038605050 MAIL ADDRESS: STREET 1: 11190 SUNRISE VALLEY DR CITY: RESTON STATE: VA ZIP: 20191 8-A12B 1 FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Software AG Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) 54-1167173 (I.R.S. Employer Identification No.) 11190 Sunrise Valley Drive Reston, VA 20191 (Address of principal executive offices) Securities to be registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which each class to be so registered is to be registered COMMON STOCK, PAR VALUE $.0l PER SHARE NEW YORK STOCK EXCHANGE If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X] If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [_] Securities Act registration statement file number to which this form relates: 333-36567 Securities to be registered pursuant to Section 12(g) of the Act: NONE (Title of Class) ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED The description of the Common Stock and the other information set forth in the section entitled "Description of Capital Stock" of the Prospectus included in the Registration Statement on Form S-1 (File No. 333-36567) initially filed by the Company with the Securities and Exchange Commission (the "Commission") under the Securities Act of 1933, as amended, on September 26, 1997, and amended on October 15, 1997 and November 4, 1997 (such Registration Statement is referred to herein as the "Registration Statement"), is incorporated herein by reference, as provided by Rule 12b-23 under the Securities Exchange Act of 1934, as amended. ITEM 2. EXHIBITS Pursuant to the Form 8-A instructions as to exhibits, the following exhibits are filed with the copy of this registration statement filed with the New York Stock Exchange, but are not filed with, or incorporated by reference in, copies of this registration statement filed with the Commission: 1 The Registration Statement. 4.1 Second Amended and Restated Certificate of Incorporation of Software AG Systems, Inc. 4.2 Second Amended and Restated Bylaws of Software AG Systems, Inc. 4.3 Registration Rights Agreement between Software AG Systems, Inc. and Thayer Equity Investors III, L.P. (dated as of September 26, 1997) 5.1 Specimen Common Stock Certificate of Software AG Systems, Inc. -2- SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Software AG Systems, Inc. By: /s/ James H. Daly ----------------------------- James H. Daly Vice President, Secretary and General Counsel Dated: November 14, 1997 -3- -----END PRIVACY-ENHANCED MESSAGE-----