N-PX 1 sectornpx.htm

 

United States
Securities and Exchange Commission
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-03175

Prudential Sector Funds, Inc.
(Exact name of registrant as specified in charter)

655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)

Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)

Registrant’s telephone number, including area code: 973-802-6469

Date of fiscal year end: November 30

Date of reporting period: 7/1/2017 through 6/30/2018

 

 

 

 

 

 

 

Item 1. Proxy Voting Record.

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.

 

FORM N-PX



ICA File Number:  811-03175

Registrant Name:  Prudential Sector Funds, Inc.

Reporting Period:  07/01/2017 - 06/30/2018

PGIM Jennison Financial Services Fund - Former Sub-Advisor: Wellington

 
ATLAS MARA LIMITED
Meeting Date:  JUL 14, 2017
Record Date:  
Meeting Type:  ORDINARY
Ticker:  ATMA
Security ID:  G0697K106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Capital Raising Management For For
2 Disapplication of Preemptive Rights (Capital Raising) Management For For
3 Amendments to Articles Management For For
 
LEGG MASON, INC.
Meeting Date:  JUL 25, 2017
Record Date:  MAY 25, 2017
Meeting Type:  ANNUAL
Ticker:  LM
Security ID:  524901105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert E. Angelica Management For For
1.2 Elect Tianqiao Chen Management For For
1.3 Elect Robert Chiu Management For For
1.4 Elect Carol Anthony Davidson Management For For
1.5 Elect Barry W. Huff Management For For
1.6 Elect John V. Murphy Management For For
1.7 Elect W. Allen Reed Management For For
1.8 Elect Margaret Milner Richardson Management For For
1.9 Elect Kurt L. Schmoke Management For For
1.10 Elect Joseph A. Sullivan Management For For
2 Approval of the 2017 Equity Incentive Plan Management For For
3 Amendment to the Employee Stock Purchase Plan Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
6 Ratification of Auditor Management For For
 
UNICAJA BANCO S.A.
Meeting Date:  OCT 10, 2017
Record Date:  OCT 05, 2017
Meeting Type:  SPECIAL
Ticker:  UNI
Security ID:  E92589105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Authority to Give Guarantees Management For For
3 Non-Voting Meeting Note Management N/A N/A
 
VAN LANSCHOT KEMPEN NV
Meeting Date:  OCT 11, 2017
Record Date:  SEP 13, 2017
Meeting Type:  SPECIAL
Ticker:  VLK
Security ID:  N9145V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Agenda Item Management N/A N/A
2 Non-Voting Agenda Item Management N/A N/A
3 Amendments to Articles Regarding Share Capital (Increase in Par Value) Management For For
4 Amendments to Articles Regarding Share Capital (Decrease in Par Value) Management For For
5 Non-Voting Agenda Item Management N/A N/A
6 Non-Voting Meeting Note Management N/A N/A
7 Non-Voting Meeting Note Management N/A N/A

 

PGIM Jennison Financial Services Fund - Sub-Advisor: Jennison

 
AFFILIATED MANAGERS GROUP INC.
Meeting Date:  JUN 12, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  AMG
Security ID:  008252108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Samuel T. Byrne Management For For
2 Elect Dwight D. Churchill Management For For
3 Elect Glenn Earle Management For For
4 Elect Niall Ferguson Management For For
5 Elect Sean M. Healey Management For For
6 Elect Tracy P. Palandjian Management For For
7 Elect Patrick T. Ryan Management For For
8 Elect Karen Yerburgh Management For For
9 Elect Jide J. Zeitlin Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Elect Nathaniel Dalton Management For For
 
BANK OF AMERICA CORP.
Meeting Date:  APR 25, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sharon L. Allen Management For For
2 Elect Susan S. Bies Management For For
3 Elect Jack O. Bovender, Jr. Management For For
4 Elect Frank P. Bramble, Sr. Management For For
5 Elect Pierre J. P. de Weck Management For For
6 Elect Arnold W. Donald Management For For
7 Elect Linda P. Hudson Management For For
8 Elect Monica C. Lozano Management For For
9 Elect Thomas J. May Management For For
10 Elect Brian T. Moynihan Management For For
11 Elect Lionel L. Nowell, III Management For For
12 Elect Michael D. White Management For For
13 Elect Thomas D. Woods Management For For
14 Elect R. David Yost Management For For
15 Elect Maria T. Zuber Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Ratification of Auditor Management For For
18 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
BANKUNITED INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  BKU
Security ID:  06652K103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John A. Kanas Management For For
1.2 Elect Rajinder P. Singh Management For For
1.3 Elect Tere Blanca Management For For
1.4 Elect Eugene F. DeMark Management For For
1.5 Elect Michael J. Dowling Management For For
1.6 Elect Douglas J. Pauls Management For For
1.7 Elect A. Gail Prudenti Management For For
1.8 Elect William S. Rubenstein Management For For
1.9 Elect Sanjiv Sobti, Ph.D. Management For For
1.10 Elect Lynne Wines Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
BB&T CORP.
Meeting Date:  APR 24, 2018
Record Date:  FEB 14, 2018
Meeting Type:  ANNUAL
Ticker:  BBT
Security ID:  054937107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jennifer S. Banner Management For For
2 Elect K. David Boyer, Jr. Management For For
3 Elect Anna R. Cablik Management For For
4 Elect I. Patricia Henry Management For For
5 Elect Eric C. Kendrick Management For For
6 Elect Kelly S. King Management For For
7 Elect Louis B. Lynn Management For For
8 Elect Charles A. Patton Management For For
9 Elect Nido R. Qubein Management For For
10 Elect William J. Reuter Management For For
11 Elect Tollie W. Rich, Jr. Management For For
12 Elect Christine Sears Management For For
13 Elect Thomas E. Skains Management For For
14 Elect Thomas N. Thompson Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Elimination of Supermajority Requirement Management For For
18 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against Against
 
BRIGHTSPHERE INVESTMENT GROUP PLC
Meeting Date:  JUN 19, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  BSIG
Security ID:  G1644T109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stephen H. Belgrad Management For For
2 Elect Robert J. Chersi Management For For
3 Elect Suren S. Rana Management For For
4 Elect James J. Ritchie Management For For
5 Elect Barbara Trebbi Management For For
6 Elect Guang Yang Management For For
7 Ratification of Auditor Management For For
8 Appointment of Statutory Auditor Management For For
9 Authority to Set Auditor's Fees Management For For
10 Advisory Vote on Executive Compensation Management For Against
11 Remuneration Report (Advisory) Management For For
12 Authority to Repurchase Shares Management For For
 
BROOKLINE BANCORP, INC.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  BRKL
Security ID:  11373M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John J. Doyle, Jr. Management For For
2 Elect Thomas J. Hollister Management For For
3 Elect Charles H. Peck Management For For
4 Elect Paul A. Perrault Management For For
5 Elect Joseph J. Slotnik Management For For
6 Ratification of Auditor Management For For
7 Advisory Vote on Executive Compensation Management For For
 
CAPITAL ONE FINANCIAL CORP.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard D. Fairbank Management For For
2 Elect Aparna Chennapragada Management For For
3 Elect Ann Fritz Hackett Management For For
4 Elect Lewis Hay, III Management For For
5 Elect Benjamin P. Jenkins, III Management For For
6 Elect Peter Thomas Killalea Management For For
7 Elect Pierre E. Leroy Management For For
8 Elect Peter E. Raskind Management For For
9 Elect Mayo A. Shattuck III Management For For
10 Elect Bradford H. Warner Management For For
11 Elect Catherine G. West Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Ownership Threshold for Shareholders to Call a Special Meeting Management For Against
 
CHUBB LIMITED
Meeting Date:  MAY 17, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  CB
Security ID:  H1467J104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits Management For For
3 Dividends from Reserves Management For For
4 Ratification of Board Acts Management For For
5 Election of Statutory Auditors Management For For
6 Appointment of Auditor Management For For
7 Appointment of Special Auditor Management For For
8 Elect Evan G. Greenberg Management For For
9 Elect Robert M. Hernandez Management For For
10 Elect Michael G. Atieh Management For For
11 Elect Sheila P. Burke Management For For
12 Elect James I. Cash, Jr. Management For For
13 Elect Mary A. Cirillo Management For For
14 Elect Michael P. Connors Management For For
15 Elect John A. Edwardson Management For For
16 Elect Kimberly Ross Management For For
17 Elect Robert W. Scully Management For For
18 Elect Eugene B. Shanks, Jr. Management For For
19 Elect Theodore Shasta Management For For
20 Elect David H. Sidwell Management For For
21 Elect Olivier Steimer Management For For
22 Elect James M. Zimmerman Management For For
23 Elect Evan G. Greenberg as Chair of the Board of Directors Management For For
24 Elect Michael P. Connors Management For For
25 Elect Mary A. Cirillo Management For For
26 Elect Robert M. Hernandez Management For For
27 Elect James M. Zimmerman Management For For
28 Election of Homburger AG as independent proxy Management For For
29 Amendment to Articles Regarding Authorized Share Capital for General Purposes Management For For
30 Board Compensation Management For For
31 Executive Compensation Management For For
32 Advisory Vote on Executive Compensation Management For For
33 Additional or Miscellaneous Proposals Management For Against
 
CITIGROUP INC
Meeting Date:  APR 24, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Corbat Management For For
2 Elect Ellen M. Costello Management For For
3 Elect John C. Dugan Management For For
4 Elect Duncan P. Hennes Management For For
5 Elect Peter B. Henry Management For For
6 Elect Franz B. Humer Management For For
7 Elect S. Leslie Ireland Management For For
8 Elect Renee J. James Management For For
9 Elect Eugene M. McQuade Management For For
10 Elect Michael E. O'Neill Management For For
11 Elect Gary M. Reiner Management For For
12 Elect Anthony M. Santomero Management For For
13 Elect Diana L. Taylor Management For For
14 Elect James S. Turley Management For For
15 Elect Deborah C. Wright Management For For
16 Elect Ernesto Zedillo Ponce de Leon Management For For
17 Ratification of Auditor Management For For
18 Advisory Vote on Executive Compensation Management For For
19 Amendment to the 2014 Stock Incentive Plan Management For For
20 Shareholder Proposal Regarding Indigenous Peoples' Rights Policy Shareholder Against Against
21 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
22 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
23 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
24 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
25 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For
 
EAGLE BANCORP INC (MD)
Meeting Date:  MAY 17, 2018
Record Date:  MAR 21, 2018
Meeting Type:  ANNUAL
Ticker:  EGBN
Security ID:  268948106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Leslie M. Alperstein Management For For
2 Elect Dudley C. Dworken Management For For
3 Elect Harvey M. Goodman Management For For
4 Elect Ronald D. Paul Management For For
5 Elect Norman R. Pozez Management For For
6 Elect Kathy A. Raffa Management For For
7 Elect Susan G. Riel Management For For
8 Elect Donald R. Rogers Management For For
9 Elect Leland M. Weinstein Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
 
EAST WEST BANCORP, INC.
Meeting Date:  MAY 24, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  EWBC
Security ID:  27579R104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Molly Campbell Management For For
1.2 Elect Iris S. Chan Management For For
1.3 Elect Rudolph I. Estrada Management For For
1.4 Elect Paul H. Irving Management For For
1.5 Elect Herman Y. Li Management For For
1.6 Elect Jack C. Liu Management For For
1.7 Elect Dominic Ng Management For For
1.8 Elect Lester M. Sussman Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
FLEETCOR TECHNOLOGIES INC
Meeting Date:  FEB 07, 2018
Record Date:  DEC 28, 2017
Meeting Type:  SPECIAL
Ticker:  FLT
Security ID:  339041105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendment to the 2010 Equity Compensation Plan Management For For
 
FLEETCOR TECHNOLOGIES INC
Meeting Date:  JUN 06, 2018
Record Date:  APR 18, 2018
Meeting Type:  ANNUAL
Ticker:  FLT
Security ID:  339041105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mark A. Johnson Management For For
1.2 Elect Hala G. Moddelmog Management For For
1.3 Elect Jeffrey S. Sloan Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Elimination of Supermajority Requirement Management For For
5 Shareholder Proposal Regarding Declassification of the Board Shareholder Against For
 
GOLDMAN SACHS GROUP, INC.
Meeting Date:  MAY 02, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd C. Blankfein Management For For
2 Elect M. Michele Burns Management For For
3 Elect Mark Flaherty Management For For
4 Elect William W. George Management For For
5 Elect James A. Johnson Management For For
6 Elect Ellen J. Kullman Management For For
7 Elect Lakshmi N. Mittal Management For For
8 Elect Adebayo O. Ogunlesi Management For For
9 Elect Peter Oppenheimer Management For For
10 Elect David A. Viniar Management For For
11 Elect Mark O. Winkelman Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the Stock Incentive Plan Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
16 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 15, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect James A. Bell Management For For
3 Elect Stephen B. Burke Management For For
4 Elect Todd A. Combs Management For For
5 Elect James S. Crown Management For For
6 Elect James Dimon Management For For
7 Elect Timothy P. Flynn Management For For
8 Elect Mellody Hobson Management For For
9 Elect Laban P. Jackson, Jr. Management For For
10 Elect Michael A. Neal Management For For
11 Elect Lee R. Raymond Management For For
12 Elect William C. Weldon Management For For
13 Ratification of Ownership Threshold for Shareholders to Call a Special Meeting Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Amendment to the Long-Term Incentive Plan Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
18 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
19 Shareholder Proposal Regarding Genocide-Free Investing Shareholder Against Against
20 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Against
 
LAZARD LTD.
Meeting Date:  APR 24, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  LAZ
Security ID:  G54050102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Andrew M. Alper Management For For
1.2 Elect Ashish Bhutani Management For For
1.3 Elect Steven J. Heyer Management For For
1.4 Elect Sylvia Jay Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Approval of the 2018 Incentive Compensation Plan Management For For
4 Ratification of Auditor Management For For
 
MASTERCARD INCORPORATED
Meeting Date:  JUN 26, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL
Ticker:  MA
Security ID:  57636Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard Haythornthwaite Management For For
2 Elect Ajay Banga Management For For
3 Elect Silvio Barzi Management For For
4 Elect David R. Carlucci Management For For
5 Elect Richard K. Davis Management For For
6 Elect Steven J. Freiberg Management For For
7 Elect Julius Genachowski Management For For
8 Elect Goh Choon Phong Management For For
9 Elect Merit E. Janow Management For For
10 Elect Nancy J. Karch Management For For
11 Elect Oki Matsumoto Management For For
12 Elect Rima Qureshi Management For For
13 Elect Jose Octavio Reyes Lagunes Management For For
14 Elect Jackson P. Tai Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Ratification of Auditor Management For For
 
METLIFE INC
Meeting Date:  JUN 12, 2018
Record Date:  APR 13, 2018
Meeting Type:  ANNUAL
Ticker:  MET
Security ID:  59156R108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Cheryl W. Grise Management For For
2 Elect Carlos M. Gutierrez Management For For
3 Elect Gerald L. Hassell Management For For
4 Elect David L. Herzog Management For For
5 Elect R. Glenn Hubbard Management For For
6 Elect Steven A. Kandarian Management For For
7 Elect Edward J. Kelly, III Management For For
8 Elect William E. Kennard Management For For
9 Elect James M. Kilts Management For For
10 Elect Catherine R. Kinney Management For For
11 Elect Denise M. Morrison Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
METRO BANK PLC
Meeting Date:  APR 24, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL
Ticker:  MTRO
Security ID:  G60640102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Elect Vernon W. Hill, II Management For For
4 Elect Craig Donaldson Management For For
5 Elect David Arden Management For For
6 Elect Alastair Gunn Management For For
7 Elect Stuart Bernau Management For For
8 Elect Keith Carby Management For For
9 Elect Lord Howard E. Flight Management For For
10 Elect Eugene Lockhart Management For Against
11 Elect Roger Farah Management For For
12 Elect Michael Snyder Management For For
13 Elect Monique Mellis Management For For
14 Appointment of Auditor Management For For
15 Authority to Set Auditor's Fees Management For For
16 Authority to Issue Shares w/ Preemptive Rights Management For For
17 Authority to Issue Shares w/o Preemptive Rights Management For Against
18 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Against
19 Authority to Set General Meeting Notice Period at 14 Days Management For For
 
MOELIS & CO
Meeting Date:  JUN 07, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  MC
Security ID:  60786M105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kenneth Moelis Management For For
1.2 Elect Navid Mahmoodzadegan Management For For
1.3 Elect Jeffrey Raich Management For For
1.4 Elect Eric Cantor Management For For
1.5 Elect J. Richard Leaman III Management For For
1.6 Elect John A. Allison IV Management For For
1.7 Elect Yvonne Greenstreet Management For For
1.8 Elect Kenneth L. Shropshire Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
5 Transaction of Other Business Management For Against
 
MORGAN STANLEY
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  MPQ
Security ID:  617446448
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Elizabeth Corley Management For For
2 Elect Alistair Darling Management For For
3 Elect Thomas H. Glocer Management For For
4 Elect James P. Gorman Management For For
5 Elect Robert H. Herz Management For For
6 Elect Nobuyuki Hirano Management For For
7 Elect Jami Miscik Management For For
8 Elect Dennis M. Nally Management For For
9 Elect Hutham S. Olayan Management For For
10 Elect Ryohsuke Tamakoshi Management For For
11 Elect Perry M. Traquina Management For For
12 Elect Rayford Wilkins, Jr. Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Government Service Vesting Shareholder Against Against
 
PAYPAL HOLDINGS INC
Meeting Date:  MAY 23, 2018
Record Date:  APR 03, 2018
Meeting Type:  ANNUAL
Ticker:  PYPL
Security ID:  70450Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect Wences Casares Management For For
3 Elect Jonathan Christodoro Management For For
4 Elect John J. Donahoe II Management For For
5 Elect David W. Dorman Management For For
6 Elect Belinda J. Johnson Management For For
7 Elect Gail J. McGovern Management For For
8 Elect David M. Moffett Management For For
9 Elect Ann Sarnoff Management For For
10 Elect Daniel H. Schulman Management For For
11 Elect Frank D. Yeary Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Amendment to the 2015 Equity Incentive Award Plan Management For For
14 Amendment to the Employee Stock Purchase Plan Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
17 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
18 Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents Shareholder Against Against
 
PINNACLE FINANCIAL PARTNERS INC.
Meeting Date:  APR 17, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  PNFP
Security ID:  72346Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Abney S. Boxley, III Management For For
2 Elect Charles E. Brock Management For For
3 Elect Renda J. Burkhart Management For For
4 Elect Gregory L. Burns Management For For
5 Elect Richard D. Callicutt II Management For For
6 Elect Marty G. Dickens Management For For
7 Elect Thomas C. Farnsworth, III Management For For
8 Elect Joseph C. Galante Management For For
9 Elect Glenda B. Glover Management For For
10 Elect David B. Ingram Management For For
11 Elect Robert A. McCabe, Jr. Management For For
12 Elect Ronald L. Samuels Management For For
13 Elect Gary L. Scott Management For For
14 Elect Reese L. Smith, III Management For For
15 Elect Thomas R. Sloan Management For For
16 Elect G. Kennedy Thompson Management For For
17 Elect M. Terry Turner Management For For
18 Ratification of Auditor Management For For
19 Advisory Vote on Executive Compensation Management For For
20 Increase of Authorized Common Stock Management For For
21 Approval of 2018 Omnibus Equity Incentive Plan Management For For
 
PNC FINANCIAL SERVICES GROUP
Meeting Date:  APR 24, 2018
Record Date:  FEB 02, 2018
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  693475105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles E. Bunch Management For For
2 Elect Debra A. Cafaro Management For For
3 Elect Marjorie Rodgers Cheshire Management For For
4 Elect William S. Demchak Management For For
5 Elect Andrew T. Feldstein Management For For
6 Elect Daniel R. Hesse Management For For
7 Elect Richard B. Kelson Management For For
8 Elect Linda R. Medler Management For For
9 Elect Martin Pfinsgraff Management For For
10 Elect Donald J. Shepard Management For For
11 Elect Michael J. Ward Management For For
12 Elect Gregory D. Wasson Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
RENAISSANCERE HOLDINGS LTD
Meeting Date:  MAY 14, 2018
Record Date:  MAR 14, 2018
Meeting Type:  ANNUAL
Ticker:  RNR
Security ID:  G7496G103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brian G. J. Gray Management For For
2 Elect Duncan P. Hennes Management For For
3 Elect Kevin J. O'Donnell Management For For
4 Elect Val Rahmani Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Ratification of Auditor Management For For
 
S&P GLOBAL INC
Meeting Date:  MAY 01, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  SPGI
Security ID:  78409V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Marco Alvera Management For For
2 Elect William D. Green Management For For
3 Elect Charles E. Haldeman, Jr. Management For For
4 Elect Stephanie C. Hill Management For For
5 Elect Rebecca Jacoby Management For For
6 Elect Monique F. Leroux Management For For
7 Elect Maria R. Morris Management For For
8 Elect Douglas L. Peterson Management For For
9 Elect Sir Michael Rake Management For For
10 Elect Edward B. Rust, Jr. Management For For
11 Elect Kurt L. Schmoke Management For For
12 Elect Richard E. Thornburgh Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
 
SEACOAST BANKING CORP. OF FLORIDA
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  SBCFA
Security ID:  811707801
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jacqueline L. Bradley Management For For
1.2 Elect H. Gilbert Culbreth Jr. Management For For
1.3 Elect Christopher E. Fogal Management For For
1.4 Elect Timothy Huval Management For For
1.5 Elect Herbert Lurie Management For For
2 Increase of Authorized Common Stock Management For For
3 Amendment to the 2013 Incentive Plan Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
SLM CORP.
Meeting Date:  JUN 21, 2018
Record Date:  APR 25, 2018
Meeting Type:  ANNUAL
Ticker:  SLM
Security ID:  78442P106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Paul G. Child Management For For
2 Elect Carter Warren Franke Management For For
3 Elect Earl A. Goode Management For For
4 Elect Marianne M. Keler Management For For
5 Elect Jim Matheson Management For For
6 Elect Jed H. Pitcher Management For For
7 Elect Frank C. Puleo Management For For
8 Elect Raymond J. Quinlan Management For For
9 Elect Vivian C. Schneck-Last Management For For
10 Elect William N. Shiebler Management For For
11 Elect Robert S. Strong Management For For
12 Elect Kirsten O. Wolberg Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
 
SQUARE INC
Meeting Date:  JUN 19, 2018
Record Date:  APR 24, 2018
Meeting Type:  ANNUAL
Ticker:  SQ
Security ID:  852234103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Randy Garutti Management For For
1.2 Elect Mary Meeker Management For For
1.3 Elect Naveen Rao Management For For
1.4 Elect Lawrence Summers Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ST. JAMES`S PLACE PLC
Meeting Date:  MAY 23, 2018
Record Date:  MAY 21, 2018
Meeting Type:  ANNUAL
Ticker:  STJ
Security ID:  G5005D124
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Elect Sarah Bates Management For For
4 Elect Iain Cornish Management For For
5 Elect Andrew Croft Management For For
6 Elect Ian Gascoigne Management For For
7 Elect Simon Jeffreys Management For For
8 Elect David Lamb Management For For
9 Elect Patience Wheatcroft Management For For
10 Elect Roger Yates Management For For
11 Elect Craig Gentle Management For For
12 Remuneration Report (Advisory) Management For For
13 Appointment of Auditor and Authority to Set Fees Management For For
14 Authority to Set Auditor's Fees Management For For
15 Authority to Issue Shares w/ Preemptive Rights Management For Against
16 Authority to Issue Shares w/o Preemptive Rights Management For For
17 Authority to Repurchase Shares Management For For
18 Authority to Set General Meeting Notice Period at 14 Days Management For For
 
STARWOOD PROPERTY TRUST INC
Meeting Date:  MAY 02, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  STWD
Security ID:  85571B105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Richard D. Bronson Management For For
1.2 Elect Jeffrey G. Dishner Management For For
1.3 Elect Camille J. Douglas Management For For
1.4 Elect Solomon J. Kumin Management For For
1.5 Elect Barry S. Sternlicht Management For For
1.6 Elect Strauss Zelnick Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
 
STERLING BANCORP INC
Meeting Date:  MAY 15, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  SBT
Security ID:  85917W102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Barry Allen Management For For
1.2 Elect Jon Fox Management For For
1.3 Elect Lyle Wolberg Management For For
2 Ratification of Auditor Management For For
 
TD AMERITRADE HOLDING CORP.
Meeting Date:  FEB 16, 2018
Record Date:  DEC 19, 2017
Meeting Type:  ANNUAL
Ticker:  AMTD
Security ID:  87236Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Tim Hockey Management For For
1.2 Elect Brian M. Levitt Management For For
1.3 Elect Karen E. Maidment Management For For
1.4 Elect Mark L. Mitchell Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
VANTIV INC
Meeting Date:  JAN 08, 2018
Record Date:  NOV 20, 2017
Meeting Type:  SPECIAL
Ticker:  VNTV
Security ID:  92210H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issuance of Stock for Merger Management For For
2 Right to Adjourn Meeting Management For For
 
VISA INC
Meeting Date:  JAN 30, 2018
Record Date:  DEC 01, 2017
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd A. Carney Management For For
2 Elect Mary B. Cranston Management For For
3 Elect Francisco Javier Fernandez-Carbajal Management For For
4 Elect Gary A. Hoffman Management For For
5 Elect Alfred F. Kelly, Jr. Management For For
6 Elect John F. Lundgren Management For For
7 Elect Robert W. Matschullat Management For For
8 Elect Suzanne Nora Johnson Management For For
9 Elect John A.C. Swainson Management For For
10 Elect Maynard G. Webb, Jr. Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
WIRECARD AG
Meeting Date:  JUN 21, 2018
Record Date:  MAY 30, 2018
Meeting Type:  ANNUAL
Ticker:  WDI
Security ID:  D22359133
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management N/A N/A
2 Non-Voting Meeting Note Management N/A N/A
3 Non-Voting Meeting Note Management N/A N/A
4 Non-Voting Agenda Item Management N/A N/A
5 Allocation of Profits/Dividends Management For For
6 Ratification of Management Board Acts Management For For
7 Ratification of Supervisory Board Acts Management For For
8 Appointment of Auditor Management For For
9 Elect Anastassia Lauterbach as Supervisory Board Member Management For For
10 Approval of Profit-and-Loss Transfer Agreement with Wirecard Technologies GmbH Management For For
11 Amendment to Corporate Purpose Management For For
12 Supervisory Board Size Management For For
13 Elect Susana Quintana-Plaza as Supervisory Board Member Management For For
 
WORLDPAY INC
Meeting Date:  MAY 16, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  WP
Security ID:  981558109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Charles Drucker Management For For
1.2 Elect Karen Richardson Management For For
1.3 Elect Boon Sim Management For For
1.4 Elect Jeffrey Stiefler Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Amendment to the Employee Stock Purchase Plan Management For For
4 Ratification of Auditor Management For For

 

PGIM Jennison Health Sciences Fund - Sub-Adviser: Jennison

 
ABBOTT LABORATORIES
Meeting Date:  APR 27, 2018
Record Date:  FEB 28, 2018
Meeting Type:  ANNUAL
Ticker:  ABT
Security ID:  002824100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert J. Alpern Management For For
1.2 Elect Roxanne S. Austin Management For For
1.3 Elect Sally E. Blount Management For For
1.4 Elect Edward M. Liddy Management For For
1.5 Elect Nancy McKinstry Management For For
1.6 Elect Phebe N. Novakovic Management For For
1.7 Elect William A. Osborn Management For For
1.8 Elect Samuel C. Scott III Management For For
1.9 Elect Daniel J. Starks Management For For
1.10 Elect John G. Stratton Management For For
1.11 Elect Glenn F. Tilton Management For For
1.12 Elect Miles D. White Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
ABBVIE INC
Meeting Date:  MAY 04, 2018
Record Date:  MAR 07, 2018
Meeting Type:  ANNUAL
Ticker:  ABBV
Security ID:  00287Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Roxanne S. Austin Management For For
1.2 Elect Richard A. Gonzalez Management For For
1.3 Elect Rebecca B. Roberts Management For For
1.4 Elect Glenn F. Tilton Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Repeal of Classified Board Management For For
6 Elimination of Supermajority Requirement Management For For
7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
8 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
9 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shareholder Against Against
 
AEGLEA BIOTHERAPEUTICS INC
Meeting Date:  JUN 07, 2018
Record Date:  APR 11, 2018
Meeting Type:  ANNUAL
Ticker:  AGLE
Security ID:  00773J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Russell J. Cox Management For For
1.2 Elect Ivana Magovcevic-Liebisch Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2016 Employee Stock Purchase Plan Management For Against
 
AERIE PHARMACEUTICALS INC
Meeting Date:  JUN 07, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  AERI
Security ID:  00771V108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael M. du Toit Management For For
1.2 Elect Murray A. Goldberg Management For For
2 Amendment to the Omnibus Incentive Plan Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
AETNA INC.
Meeting Date:  MAR 13, 2018
Record Date:  FEB 05, 2018
Meeting Type:  SPECIAL
Ticker:  AET
Security ID:  00817Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Right to Adjourn Meeting Management For For
3 Advisory Vote on Golden Parachute Payments Management For For
 
AETNA INC.
Meeting Date:  MAY 18, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  AET
Security ID:  00817Y108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Fernando Aguirre Management For For
2 Elect Mark T. Bertolini Management For For
3 Elect Frank M. Clark, Jr. Management For For
4 Elect Molly J. Coye Management For For
5 Elect Roger N. Farah Management For For
6 Elect Jeffrey E. Garten Management For For
7 Elect Ellen M. Hancock Management For For
8 Elect Richard J. Harrington Management For For
9 Elect Edward J. Ludwig Management For For
10 Elect Olympia J. Snowe Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
 
AGIOS PHARMACEUTICALS INC
Meeting Date:  MAY 31, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  AGIO
Security ID:  00847X104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kaye Foster Management For For
1.2 Elect Maykin Ho Management For For
1.3 Elect John M. Maraganore Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
AILERON THERAPEUTICS INC
Meeting Date:  JUN 21, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  ALRN
Security ID:  00887A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jeffrey A. Bailey Management For For
1.2 Elect John H. McArthur Management For For
1.3 Elect Jodie P. Morrison Management For For
2 Ratification of Auditor Management For For
 
AIMMUNE THERAPEUTICS INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  AIMT
Security ID:  00900T107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Patrick G. Enright Management For For
1.2 Elect Kathryn E. Falberg Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
ALEXION PHARMACEUTICALS INC.
Meeting Date:  MAY 08, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  ALXN
Security ID:  015351109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Felix J. Baker Management For For
1.2 Elect David R. Brennan Management For For
1.3 Elect Christopher J. Coughlin Management For For
1.4 Elect Deborah Dunsire Management For For
1.5 Elect Paul A. Friedman Management For For
1.6 Elect Ludwig N. Hantson Management For For
1.7 Elect John T. Mollen Management For For
1.8 Elect Francois Nader Management For For
1.9 Elect Judith A. Reinsdorf Management For For
1.10 Elect Andreas Rummelt Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
ALIGN TECHNOLOGY, INC.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 21, 2018
Meeting Type:  ANNUAL
Ticker:  ALGN
Security ID:  016255101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kevin J. Dallas Management For For
2 Elect Joseph M. Hogan Management For For
3 Elect Joseph Lacob Management For For
4 Elect C. Raymond Larkin, Jr. Management For For
5 Elect George J. Morrow Management For For
6 Elect Thomas M. Prescott Management For For
7 Elect Andrea L. Saia Management For For
8 Elect Greg J. Santora Management For For
9 Elect Susan E. Siegel Management For For
10 Elect Warren S. Thaler Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
ALLERGAN PLC
Meeting Date:  MAY 02, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  AGN
Security ID:  G0177J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nesli Basgoz Management For For
2 Elect Paul M. Bisaro Management For For
3 Elect Joseph H. Boccuzi Management For For
4 Elect Christopher W. Bodine Management For For
5 Elect Adriane M. Brown Management For For
6 Elect Christopher J. Coughlin Management For For
7 Elect Carol Anthony Davidson Management For For
8 Elect Catherine M. Klema Management For For
9 Elect Peter J. McDonnell Management For For
10 Elect Patrick J. O'Sullivan Management For For
11 Elect Brenton L. Saunders Management For For
12 Elect Fred G. Weiss Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Appointment of Auditor and Authority to Set Fees Management For For
15 Authority to Issue Shares w/ Preemptive Rights Management For For
16 Authority to Issue Shares w/o Preemptive Rights Management For Against
17 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Management For Against
18 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
AMICUS THERAPEUTICS INC
Meeting Date:  JUN 07, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  FOLD
Security ID:  03152W109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Donald J. Hayden, Jr. Management For For
1.2 Elect Craig A. Wheeler Management For For
2 Increase of Authorized Common Stock Management For For
3 Amendment to the 2007 Equity Incentive Plan Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
APELLIS PHARMACEUTICALS INC
Meeting Date:  JUN 04, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  APLS
Security ID:  03753U106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephanie Monaghan O'Brien Management For For
2 Ratification of Auditor Management For For
 
ARGEN X SE
Meeting Date:  NOV 07, 2017
Record Date:  OCT 10, 2017
Meeting Type:  SPECIAL
Ticker:  ARGX
Security ID:  04016X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amendment to Remuneration Policy Management For For
2 Authority to Issue Shares w/ Preemptive Rights Management For For
3 Authority to Suppress Preemptive Rights Management For Against
 
ARGEN X SE
Meeting Date:  MAY 08, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  ARGX
Security ID:  04016X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Losses Management For For
3 Ratification of Board Acts Management For For
4 Elect Michael J. Daly Management For For
5 Elect Tim Van Hauwermeiren Management For For
6 Elect David Lacey Management For For
7 Elect Peter Verhaeghe Management For For
8 Elect Werner Lanthaler Management For For
9 Equity Compensation Plan Management For For
10 Authority to Issue Shares w/ Preemptive Rights Management For For
11 Authority to Suppress Preemptive Rights Management For For
12 Appointment of Auditor Management For For
 
ASSEMBLY BIOSCIENCES INC
Meeting Date:  MAY 30, 2018
Record Date:  APR 05, 2018
Meeting Type:  ANNUAL
Ticker:  ASMB
Security ID:  045396108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Anthony E. Altig Management For For
1.2 Elect Mark Auerbach Management For For
1.3 Elect Richard DiMarchi Management For For
1.4 Elect Myron Z. Holubiak Management For For
1.5 Elect Helen S. Kim Management For For
1.6 Elect Alan J. Lewis Management For For
1.7 Elect Susan Mahony Management For For
1.8 Elect William Ringo Management For For
1.9 Elect Derek Small Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
5 Increase of Authorized Common Stock Management For For
6 Approval of the 2018 Stock Incentive Plan Management For For
7 Approval of 2018 Employee Stock Purchase Plan Management For For
 
AUDENTES THERAPEUTICS INC
Meeting Date:  JUN 08, 2018
Record Date:  APR 16, 2018
Meeting Type:  ANNUAL
Ticker:  BOLD
Security ID:  05070R104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Louis G. Lange Management For For
1.2 Elect Kush Parmar Management For For
2 Ratification of Auditor Management For For
 
BIOCRYST PHARMACEUTICALS INC.
Meeting Date:  JUN 20, 2018
Record Date:  MAY 02, 2018
Meeting Type:  ANNUAL
Ticker:  BCRX
Security ID:  09058V103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Nancy J. Hutson Management For For
1.2 Elect Robert A. Ingram Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
BIOGEN INC
Meeting Date:  JUN 12, 2018
Record Date:  APR 17, 2018
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alexander J. Denner Management For For
2 Elect Caroline D. Dorsa Management For For
3 Elect Nancy L. Leaming Management For For
4 Elect Richard C. Mulligan Management For For
5 Elect Robert W. Pangia Management For For
6 Elect Stelios Papadopoulos Management For For
7 Elect Brian S. Posner Management For For
8 Elect Eric K. Rowinsky Management For For
9 Elect Lynn Schenk Management For For
10 Elect Stephen A. Sherwin Management For For
11 Elect Michel Vounatsos Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
15 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shareholder Against Against
 
BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 05, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL
Ticker:  BMRN
Security ID:  09061G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Jean-Jacques Bienaime Management For For
1.2 Elect Willard H. Dere Management For For
1.3 Elect Michael Grey Management For For
1.4 Elect Elaine J. Heron Management For For
1.5 Elect Robert J. Hombach Management For For
1.6 Elect V. Bryan Lawlis Management For For
1.7 Elect Alan J. Lewis Management For For
1.8 Elect Richard A. Meier Management For For
1.9 Elect David E. I. Pyott Management For For
1.10 Elect Dennis J. Slamon Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
BLUEBIRD BIO INC
Meeting Date:  JUN 20, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  BLUE
Security ID:  09609G100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John O. Agwunobi Management For For
2 Elect Mary Lynne Hedley Management For For
3 Elect Daniel S. Lynch Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
BLUEPRINT MEDICINES CORP
Meeting Date:  JUN 20, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  BPMC
Security ID:  09627Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel S. Lynch Management For For
1.2 Elect George D. Demetri Management For For
1.3 Elect Lynn Seely Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
 
BOSTON SCIENTIFIC CORP.
Meeting Date:  MAY 10, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  BSX
Security ID:  101137107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nelda J. Connors Management For For
2 Elect Charles J. Dockendorff Management For For
3 Elect Yoshiaki Fujimori Management For For
4 Elect Donna A. James Management For For
5 Elect Edward J. Ludwig Management For For
6 Elect Stephen P. MacMillan Management For For
7 Elect Michael F. Mahoney Management For For
8 Elect David J. Roux Management For For
9 Elect John E. Sununu Management For For
10 Elect Ellen M. Zane Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
BRISTOL-MYERS SQUIBB CO.
Meeting Date:  MAY 01, 2018
Record Date:  MAR 14, 2018
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter J. Arduini Management For For
2 Elect Jose Baselga Management For For
3 Elect Robert J. Bertolini Management For For
4 Elect Giovanni Caforio Management For For
5 Elect Matthew W. Emmens Management For For
6 Elect Michael Grobstein Management For For
7 Elect Alan J. Lacy Management For For
8 Elect Dinesh C. Paliwal Management For For
9 Elect Theodore R. Samuels Management For For
10 Elect Gerald Storch Management For For
11 Elect Vicki L. Sato Management For For
12 Elect Karen H. Vousden Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shareholder Against Against
16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
 
CASSIOPEA S.P.A.
Meeting Date:  APR 05, 2018
Record Date:  APR 03, 2018
Meeting Type:  MIX
Ticker:  SKIN
Security ID:  T2R0CU106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For TNA
2 Non-Voting Agenda Item Management None TNA
3 Non-Voting Agenda Item Management None TNA
4 Election of Directors; Board Size, Board Term Length; Directors' Fees Management For TNA
5 List Presented by Heinrich Herz AG/Logisticable SA Group Management None TNA
6 Appointment of Auditor Management For TNA
7 Authority to Issue Shares w/ Preemptive Rights Management For TNA
8 Non-Voting Meeting Note Management None TNA
9 Non-Voting Meeting Note Management None TNA
 
CELGENE CORP.
Meeting Date:  JUN 13, 2018
Record Date:  APR 19, 2018
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  151020104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mark J. Alles Management For For
1.2 Elect Richard W. Barker Management For For
1.3 Elect Hans E. Bishop Management For For
1.4 Elect Michael W. Bonney Management For For
1.5 Elect Michael D. Casey Management For For
1.6 Elect Carrie S. Cox Management For For
1.7 Elect Michael A. Friedman Management For For
1.8 Elect Julia A. Haller Management For For
1.9 Elect Patricia Hemingway Hall Management For For
1.10 Elect James J. Loughlin Management For For
1.11 Elect Ernest Mario Management For For
1.12 Elect John H. Weiland Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
5 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
CENTENE CORP.
Meeting Date:  APR 24, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  CNC
Security ID:  15135B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jessica L. Blume Management For For
2 Elect Frederick H. Eppinger Management For For
3 Elect David L. Steward Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
CIGNA CORP.
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David M. Cordani Management For For
2 Elect Eric J. Foss Management For For
3 Elect Isaiah Harris, Jr. Management For For
4 Elect Roman Martinez IV Management For For
5 Elect John M. Partridge Management For For
6 Elect James E. Rogers Management For For
7 Elect Eric C. Wiseman Management For For
8 Elect Donna F. Zarcone Management For For
9 Elect William D. Zollars Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Elimination of Supermajority Requirement Management For For
 
CLOVIS ONCOLOGY INC
Meeting Date:  JUN 07, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL
Ticker:  CLVS
Security ID:  189464100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Patrick J. Mahaffy Management For For
1.2 Elect M. James Barrett Management For For
1.3 Elect Thorlef Spickschen Management For For
2 Non-Employee Director Compensation Policy Management For Against
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Ratification of Auditor Management For For
 
DBV TECHNOLOGIES
Meeting Date:  JUN 22, 2018
Record Date:  JUN 05, 2018
Meeting Type:  ANNUAL
Ticker:  DBVT
Security ID:  23306J101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Consolidated Accounts and Reports Management For For
3 Allocation of Losses Management For For
4 Approve Special Auditors Report on Regulated Agreements Management For For
5 Elect Mailys Ferrere Management For For
6 Elect Claire Giraut Management For For
7 Elect Pierre Henri Benhamou Management For For
8 Elect Michael Goller Management For For
9 Elect Torbjorn Bjerke Management For For
10 Elect Daniel Soland Management For For
11 Ratification of Co-Option of Michel de Rosen Management For For
12 Elect Michel de Rosen Management For For
13 Remuneration of Pierre-Henri Benhamou, Chair and CEO Management For For
14 Remuneration of David Schilansky, Deputy CEO Management For For
15 Remuneration of Laurent Martin, Deputy CEO Management For For
16 Remuneration Policy for Chair and CEO Management For For
17 Remuneration Policy for Deputy CEO and CFO Management For For
18 Remuneration Policy for Deputy CEO and Head Pharmacist Management For For
19 Authority to Repurchase and Reissue Shares Management For For
20 Authority to Increase Capital Through Capitalisations Management For For
21 Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Management For For
22 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Management For For
23 Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement Management For For
24 Authority to Set Offering Price of Shares Management For For
25 Authority to Issue Shares w/o Preemptive Rights Through Private Placement (Investment Funds) Management For For
26 Greenshoe Management For For
27 Authority to Increase Capital in Consideration for Contributions in Kind Management For For
28 Global Ceiling on Capital Increases Management For For
29 Authority to Grant Warrants Management For For
30 Authority to Issue Performance Shares Management For For
31 Authority to Grant Stock Options Management For For
32 Employee Stock Purchase Plan Management For For
33 Amendments to Articles Regarding Compensation of Corporate Officers Management For For
34 Amendments to Articles Regarding Casting Vote for Chair Management For For
35 Authorisation of Legal Formalities Management For For
 
DEXCOM INC
Meeting Date:  MAY 31, 2018
Record Date:  APR 03, 2018
Meeting Type:  ANNUAL
Ticker:  DXCM
Security ID:  252131107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Terrance H. Gregg Management For For
2 Elect Kevin Sayer Management For For
3 Elect Nicholas Augustinos Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
EDWARDS LIFESCIENCES CORP
Meeting Date:  MAY 17, 2018
Record Date:  MAR 22, 2018
Meeting Type:  ANNUAL
Ticker:  EW
Security ID:  28176E108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael A. Mussallem Management For For
2 Elect Kieran T. Gallahue Management For For
3 Elect Leslie Stone Heisz Management For For
4 Elect William J. Link Management For For
5 Elect Steven R. Loranger Management For For
6 Elect Martha H. Marsh Management For For
7 Elect Wesley W. von Schack Management For For
8 Elect Nicholas J. Valeriani Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
11 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
 
EIGER BIOPHARMACEUTICALS INC
Meeting Date:  JUN 12, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  EIGR
Security ID:  28249U105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Thomas J. Dietz Management For For
1.2 Elect Eldon Mayer Management For For
2 Ratification of Auditor Management For For
 
EPIZYME INC
Meeting Date:  MAY 18, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  EPZM
Security ID:  29428V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kevin T. Conroy Management For For
1.2 Elect Carl Goldfischer Management For For
1.3 Elect Beth Seidenberg Management For For
2 Ratification of Auditor Management For For
 
EXELIXIS INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  EXEL
Security ID:  30161Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles Cohen Management For For
2 Elect George H. Poste Management For For
3 Elect Jack L. Wyszomierski Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
FIBROGEN INC
Meeting Date:  JUN 05, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL
Ticker:  FGEN
Security ID:  31572Q808
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Thomas B. Neff Management For For
2 Elect Jeffrey W. Henderson Management For For
3 Elect James A. Schoeneck Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
FOUNDATION MEDICINE INC
Meeting Date:  JUN 21, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL
Ticker:  FMI
Security ID:  350465100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alexis Borisy Management For For
1.2 Elect Troy Cox Management For For
1.3 Elect Michael R. Dougherty Management For For
1.4 Elect Sandra Horning Management For For
1.5 Elect Evan Jones Management For For
1.6 Elect Daniel O'Day Management For For
1.7 Elect Michael J. Pellini Management For For
1.8 Elect Michael Varney Management For Withhold
1.9 Elect Krishna Yeshwant Management For For
2 Ratification of Auditor Management For For
 
GLYCOMIMETICS INC
Meeting Date:  MAY 18, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  GLYC
Security ID:  38000Q102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel M. Junius Management For For
1.2 Elect Rachel K. King Management For For
2 Ratification of Auditor Management For For
 
GW PHARMACEUTICALS
Meeting Date:  MAR 14, 2018
Record Date:  FEB 05, 2018
Meeting Type:  ANNUAL
Ticker:  GWPH
Security ID:  36197T103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Remuneration Report (Advisory) Management For For
3 Remuneration Policy (Binding) Management For For
4 Elect Justin Gover Management For For
5 Elect Catherine J. Mackey Management For For
6 Elect Alicia Secor Management For For
7 Elect William Waldegrave Management For For
8 Appointment of Auditor Management For For
9 Authority to Set Auditor's Fees Management For For
10 Authority to Issue Shares w/ Preemptive Rights Management For For
11 Authority to Issue Shares w/o Preemptive Rights Management For For
12 Amendments to Articles Management For For
 
HUMANA INC.
Meeting Date:  APR 19, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  HUM
Security ID:  444859102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kurt J. Hilzinger Management For For
2 Elect Frank J. Bisignano Management For For
3 Elect Bruce D. Broussard Management For For
4 Elect Frank A. D'Amelio Management For For
5 Elect Karen B. DeSalvo Management For For
6 Elect W. Roy Dunbar Management For For
7 Elect David A. Jones Jr. Management For For
8 Elect William J. McDonald Management For For
9 Elect William E. Mitchell Management For For
10 Elect David B. Nash Management For For
11 Elect James J. O'Brien Management For For
12 Elect Marissa T. Peterson Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
IDEXX LABORATORIES, INC.
Meeting Date:  MAY 09, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  IDXX
Security ID:  45168D104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bruce L. Claflin Management For For
2 Elect Daniel M. Junius Management For For
3 Ratification of Auditor Management For For
4 Approval of the 2018 Stock Incentive Plan Management For For
5 Advisory Vote on Executive Compensation Management For For
 
ILLUMINA INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  ILMN
Security ID:  452327109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jay T. Flatley Management For For
2 Elect John W. Thompson Management For For
3 Elect Gary S. Guthart Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Shareholder Proposal Regarding Declassification of the Board Shareholder Against For
 
IMMUNOMEDICS, INC.
Meeting Date:  APR 02, 2018
Record Date:  FEB 14, 2018
Meeting Type:  ANNUAL
Ticker:  IMMU
Security ID:  452907108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Behzad Aghazadeh Management For For
2 Elect Scott A. Canute Management For For
3 Elect Peter Barton Hutt Management For For
4 Elect Khalid Islam Management For For
5 Elect Michael Pehl Management For For
6 Advisory Vote on Executive Compensation Management For Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
8 Ratification of Auditor Management For For
 
INCYTE CORP.
Meeting Date:  MAY 01, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  INCY
Security ID:  45337C102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Julian C. Baker Management For For
2 Elect Jean-Jacques Bienaime Management For For
3 Elect Paul A. Brooke Management For For
4 Elect Paul J. Clancy Management For For
5 Elect Wendy L. Dixon Management For For
6 Elect Jacqualyn A. Fouse Management For For
7 Elect Paul A. Friedman Management For For
8 Elect Herve Hoppenot Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Amendment to the 2010 Stock Incentive Plan Management For For
11 Ratification of Auditor Management For For
 
INFLARX N.V.
Meeting Date:  FEB 06, 2018
Record Date:  JAN 19, 2018
Meeting Type:  SPECIAL
Ticker:  IFRX
Security ID:  N44821101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Tony Gibney to the Board of Directors Management For For
 
IRHYTHM TECHNOLOGIES INC
Meeting Date:  MAY 23, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  IRTC
Security ID:  450056106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect C. Noel Bairey Merz Management For For
1.2 Elect Mark J. Rubash Management For For
2 Ratification of Auditor Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years 1 Year
 
LA JOLLA PHARMACEUTICAL CO.
Meeting Date:  SEP 01, 2017
Record Date:  JUL 17, 2017
Meeting Type:  ANNUAL
Ticker:  LJPC
Security ID:  503459604
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect George Tidmarsh Management For For
1.2 Elect Kevin C. Tang Management For For
1.3 Elect Laura Douglass Management For For
1.4 Elect Craig A. Johnson Management For For
1.5 Elect Robert H. Rosen Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2013 Equity Incentive Plan Management For For
 
LILLY(ELI) & CO
Meeting Date:  MAY 07, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  LLY
Security ID:  532457108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Katherine Baicker Management For For
2 Elect J. Erik Fyrwald Management For For
3 Elect Jamere Jackson Management For For
4 Elect Ellen R. Marram Management For For
5 Elect Jackson P. Tai Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Ratification of Auditor Management For For
8 Repeal of Classified Board Management For For
9 Elimination of Supermajority Requirement Management For For
10 Amendment to the 2002 Stock Plan Management For For
11 Shareholder Proposal Regarding Cannabis Policy Advocacy Shareholder Against Against
12 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
13 Shareholder Proposal Regarding Animal Welfare Shareholder Against Against
14 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shareholder Against Against
 
MADRIGAL PHARMACEUTICALS INC
Meeting Date:  JUN 19, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL
Ticker:  MDGL
Security ID:  558868105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Rebecca Taub Management For For
1.2 Elect Fred B. Craves Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
MARINUS PHARMACEUTICALS INC
Meeting Date:  APR 19, 2018
Record Date:  FEB 20, 2018
Meeting Type:  ANNUAL
Ticker:  MRNS
Security ID:  56854Q101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Christopher M. Cashman Management For For
1.2 Elect Michael R. Dougherty Management For For
2 Ratification of Auditor Management For For
 
MIRATI THERAPEUTICS INC
Meeting Date:  MAY 16, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  MRTX
Security ID:  60468T105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Charles M. Baum Management For For
1.2 Elect Bruce L.A. Carter Management For For
1.3 Elect Henry J. Fuchs Management For For
1.4 Elect Michael Grey Management For For
1.5 Elect Craig Johnson Management For For
1.6 Elect Rodney W. Lappe Management For For
1.7 Elect Neil Reisman Management For For
2 Ratification of Auditor Management For For
 
MYLAN N.V.
Meeting Date:  JUN 29, 2018
Record Date:  JUN 01, 2018
Meeting Type:  ANNUAL
Ticker:  MYL
Security ID:  N59465109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Heather Bresch Management For For
2 Elect Robert J. Cindrich Management For For
3 Elect Robert J. Coury Management For For
4 Elect JoEllen Lyons Dillon Management For For
5 Elect Neil F. Dimick Management For For
6 Elect Melina Higgins Management For For
7 Elect Harry A. Korman Management For For
8 Elect Rajiv Malik Management For For
9 Elect Mark Parrish Management For For
10 Elect Pauline van der Meer Mohr Management For For
11 Elect Randall L. Vanderveen Management For For
12 Elect Sjoerd S. Vollebregt Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Adoption of Dutch Annual Accounts Management For For
15 Ratification of Auditor Management For For
16 Appointment of Auditor for the Dutch Annual Accounts Management For For
17 Authority to Repurchase Shares Management For For
 
NATERA INC
Meeting Date:  MAY 16, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  NTRA
Security ID:  632307104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Roelof F. Botha Management For For
1.2 Elect Todd Cozzens Management For For
1.3 Elect Matthew Rabinowitz Management For For
2 Ratification of Auditor Management For For
 
NEKTAR THERAPEUTICS
Meeting Date:  JUN 26, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL
Ticker:  NKTR
Security ID:  640268108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jeff Ajer Management For For
2 Elect Robert B. Chess Management For For
3 Elect Roy A. Whitfield Management For For
4 Amendment to the 2017 Performance incentive Plan Management For Against
5 Ratification of Auditor Management For For
6 Advisory Vote on Executive Compensation Management For Against
 
NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 24, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  NBIX
Security ID:  64125C109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect William H. Rastetter Management For For
1.2 Elect George J. Morrow Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Amendment to the 2011 Equity Incentive Plan Management For For
4 Approval of 2018 Employee Stock Purchase Plan Management For For
5 Ratification of Auditor Management For For
 
NEVRO CORP
Meeting Date:  MAY 21, 2018
Record Date:  MAR 28, 2018
Meeting Type:  ANNUAL
Ticker:  NVRO
Security ID:  64157F103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Brad Vale Management For For
1.2 Elect Michael DeMane Management For For
1.3 Elect Lisa D. Earnhardt Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
OCULAR THERAPEUTIX INC
Meeting Date:  JUN 14, 2018
Record Date:  APR 17, 2018
Meeting Type:  ANNUAL
Ticker:  OCUL
Security ID:  67576A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Antony Mattessich Management For For
1.2 Elect W. James O'Shea Management For For
1.3 Elect Charles Warden Management For For
2 Ratification of Auditor Management For For
 
OVID THERAPEUTICS INC
Meeting Date:  JUN 06, 2018
Record Date:  APR 11, 2018
Meeting Type:  ANNUAL
Ticker:  OVID
Security ID:  690469101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Douglas Williams Management For For
1.2 Elect Barbara G. Duncan Management For For
2 Ratification of Auditor Management For For
 
PROQR THERAPEUTICS N.V
Meeting Date:  FEB 19, 2018
Record Date:  JAN 22, 2018
Meeting Type:  SPECIAL
Ticker:  PRQR
Security ID:  N71542109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Issue Shares w or w/o Preemptive Rights Management For Against
2 Increase in Authorized Capital Management For For
 
PROQR THERAPEUTICS N.V
Meeting Date:  MAY 16, 2018
Record Date:  APR 18, 2018
Meeting Type:  ANNUAL
Ticker:  PRQR
Security ID:  N71542109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Ratification of Management Board Acts Management For For
3 Ratification of Supervisory Board Acts Management For For
4 Elect Alison Lawton to the Supervisory Board Management For For
5 Elect Daniel de Boer Management For For
6 Elect Rene Beukema Management For For
7 Appointment of Auditor Management For For
8 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
9 Authority to Repurchase Shares Management For For
 
PROTEOSTASIS THERAPEUTICS INC
Meeting Date:  AUG 03, 2017
Record Date:  JUN 09, 2017
Meeting Type:  ANNUAL
Ticker:  PTI
Security ID:  74373B109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Meenu Chhabra Management For For
1.2 Elect Helen M. Boudreau Management For For
1.3 Elect Jeffrey W. Kelly Management For For
2 Ratification of Auditor Management For For
 
PROTEOSTASIS THERAPEUTICS INC
Meeting Date:  JUN 15, 2018
Record Date:  APR 18, 2018
Meeting Type:  ANNUAL
Ticker:  PTI
Security ID:  74373B109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Eric Rabinowitz Management For For
 
PROTHENA CORPORATION PLC
Meeting Date:  MAY 15, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  PRTA
Security ID:  G72800108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard T. Collier Management For For
2 Elect Shane Cooke Management For For
3 Appointment of Auditor and Authority to Set Fees Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Approval of the 2018 Long Term Incentive Plan Management For Against
 
PUMA BIOTECHNOLOGY INC
Meeting Date:  JUN 12, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL
Ticker:  PBYI
Security ID:  74587V107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alan H. Auerbach Management For For
1.2 Elect Michael P. Miller Management For For
1.3 Elect Jay M. Moyes Management For For
1.4 Elect Adrian M. Senderowicz Management For For
1.5 Elect Troy E. Wilson Management For For
1.6 Elect Frank E. Zavrl Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
QUANTERIX CORP
Meeting Date:  JUN 13, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL
Ticker:  QTRX
Security ID:  74766Q101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John M. Connolly Management For For
1.2 Elect Martin D. Madaus Management For For
2 Ratification of Auditor Management For For
 
REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 08, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  REGN
Security ID:  75886F107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Arthur F. Ryan Management For For
2 Elect George L. Sing Management For For
3 Elect Marc Tessier-Lavigne Management For For
4 Ratification of Auditor Management For For
 
RETROPHIN INC
Meeting Date:  MAY 09, 2018
Record Date:  MAR 19, 2018
Meeting Type:  ANNUAL
Ticker:  RTRX
Security ID:  761299106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Stephen Aselage Management For For
1.2 Elect Roy D. Baynes Management For For
1.3 Elect Tim Coughlin Management For For
1.4 Elect John Kozarich Management For For
1.5 Elect Gary A. Lyons Management For For
1.6 Elect Jeffrey Meckler Management For For
1.7 Elect John A. Orwin Management For For
1.8 Elect Ron Squarer Management For For
2 Approval of the 2018 Equity Incentive Plan Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
REVANCE THERAPEUTICS INC
Meeting Date:  MAY 10, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  RVNC
Security ID:  761330109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Angus C. Russell Management For For
2 Elect Phyllis Gardner Management For For
3 Elect Julian S. Gangolli Management For For
4 Ratification of Auditor Management For For
 
SAGE THERAPEUTICS INC
Meeting Date:  JUN 06, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL
Ticker:  SAGE
Security ID:  78667J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Geno Germano Management For For
1.2 Elect Steven M. Paul Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
SAREPTA THERAPEUTICS INC
Meeting Date:  JUN 06, 2018
Record Date:  APR 11, 2018
Meeting Type:  ANNUAL
Ticker:  SRPT
Security ID:  803607100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael W. Bonney Management For For
2 Elect Douglas S. Ingram Management For For
3 Elect Hans Wigzell Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Approval of 2018 Equity Incentive Plan Management For For
6 Ratification of Auditor Management For For
 
SAVARA INC
Meeting Date:  JUN 04, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  SVRA
Security ID:  805111101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert Neville Management For For
2 Elect Nevan Elam Management For For
3 Elect Richard J. Hawkins Management For For
4 Elect Joseph McCracken Management For For
5 Elect Matthew Pauls Management For For
6 Elect Yuri Pikover Management For For
7 Elect David A. Ramsay Management For For
8 Decrease of Authorized Common Stock Management For For
9 Amendment to the Omnibus Incentive Plan Management For Against
10 Ratification of Auditor Management For For
 
TABULA RASA HEALTHCARE INC
Meeting Date:  JUN 15, 2018
Record Date:  APR 24, 2018
Meeting Type:  ANNUAL
Ticker:  TRHC
Security ID:  873379101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Samira Beckwith Management For For
1.2 Elect Dennis Helling Management For For
2 Ratification of Auditor Management For For
 
TELADOC INC
Meeting Date:  MAY 31, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  TDOC
Security ID:  87918A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Increase of Authorized Common Stock Management For For
2.1 Elect Helen Darling Management For For
2.2 Elect William H. Frist Management For For
2.3 Elect Michael Goldstein Management For For
2.4 Elect Jason Gorevic Management For For
2.5 Elect Brian P. McAndrews Management For For
2.6 Elect Thomas G. McKinley Management For For
2.7 Elect Arneek Multani Management For For
2.8 Elect Kenneth H. Paulus Management For For
2.9 Elect David L. Shedlarz Management For For
2.10 Elect David B. Snow, Jr. Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
5 Ratification of Auditor Management For For
 
TESARO INC
Meeting Date:  MAY 10, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  TSRO
Security ID:  881569107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Leon O. Moulder, Jr. Management For For
1.2 Elect Mary Lynne Hedley Management For For
1.3 Elect David Mott Management For For
1.4 Elect Lawrence M. Alleva Management For For
1.5 Elect James O. Armitage Management For For
1.6 Elect Earl M. Collier, Jr. Management For For
1.7 Elect Gary A. Nicholson Management For For
1.8 Elect Kavita Patel Management For For
1.9 Elect Beth Seidenberg Management For For
1.10 Elect Pascale Witz Management For For
2 Approval of the Non-Employee Director Compensation Policy Management For Against
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2012 Employee Stock Purchase Plan Management For For
5 Ratification of Auditor Management For For
 
UNITEDHEALTH GROUP INC
Meeting Date:  JUN 04, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Ballard, Jr. Management For For
2 Elect Richard T. Burke Management For For
3 Elect Timothy P. Flynn Management For For
4 Elect Stephen J. Hemsley Management For For
5 Elect Michele J. Hooper Management For For
6 Elect F. William Mcabb, III Management For For
7 Elect Valerie C. Montgomery Rice Management For For
8 Elect Glenn M. Renwick Management For For
9 Elect Kenneth I. Shine Management For For
10 Elect David S. Wichmann Management For For
11 Elect Gail R. Wilensky Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
VERTEX PHARMACEUTICALS, INC.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 29, 2018
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sangeeta N. Bhatia Management For For
2 Elect Jeffrey M. Leiden Management For For
3 Elect Bruce I. Sachs Management For For
4 Elimination of Supermajority Requirement Management For For
5 Amendment to the 2013 Stock and Option Plan Management For For
6 Ratification of Auditor Management For For
7 Advisory Vote on Executive Compensation Management For For
8 Shareholder Proposal Regarding Report on Drug Pricing Risks Shareholder Against Against
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against

 

PGIM Jennison Utility Fund - Sub-Adviser: Jennison

 
ALLIANT ENERGY CORP.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  LNT
Security ID:  018802108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Dean C. Oestreich Management For For
1.2 Elect Carol P. Sanders Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
ALUPAR INVESTIMENTO S.A.
Meeting Date:  APR 26, 2018
Record Date:  APR 24, 2018
Meeting Type:  SPECIAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Remuneration Policy Management For For
4 Request Establishment of Supervisory Council Management None For
5 Instructions if Meeting is Held on Second Call Management None For
 
ALUPAR INVESTIMENTO S.A.
Meeting Date:  APR 26, 2018
Record Date:  APR 24, 2018
Meeting Type:  ANNUAL
Ticker:  ALUP11
Security ID:  P0R676126
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Accounts and Reports Management For For
4 Allocation of Profits/Dividends Management For For
5 Request Establishment of Supervisory Council Management None For
6 Instructions if Meeting is Held on Second Call Management None For
7 Non-Voting Meeting Note Management None TNA
 
AMEREN CORP.
Meeting Date:  MAY 03, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  023608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Warner L. Baxter Management For For
2 Elect Catherine S. Brune Management For For
3 Elect J. Edward Coleman Management For For
4 Elect Ellen M. Fitzsimmons Management For For
5 Elect Rafael Flores Management For For
6 Elect Walter J. Galvin Management For For
7 Elect Richard J. Harshman Management For For
8 Elect Craig S. Ivey Management For For
9 Elect Gayle P.W. Jackson Management For For
10 Elect James C. Johnson Management For For
11 Elect Steven H. Lipstein Management For For
12 Elect Stephen R. Wilson Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Coal Combustion Residuals Shareholder Against Against
 
AMERICAN ELECTRIC POWER COMPANY INC.
Meeting Date:  APR 24, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  AEP
Security ID:  025537101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nicholas K. Akins Management For For
2 Elect David J. Anderson Management For For
3 Elect J. Barnie Beasley, Jr. Management For For
4 Elect Ralph D. Crosby, Jr. Management For For
5 Elect Linda A. Goodspeed Management For For
6 Elect Thomas E. Hoaglin Management For For
7 Elect Sandra Beach Lin Management For For
8 Elect Richard C. Notebaert Management For For
9 Elect Lionel L. Nowell, III Management For For
10 Elect Stephen S. Rasmussen Management For For
11 Elect Oliver G. Richard, III Management For For
12 Elect Sara Martinez Tucker Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
AMERICAN TOWER CORP.
Meeting Date:  MAY 23, 2018
Record Date:  MAR 28, 2018
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gustavo Lara Cantu Management For For
2 Elect Raymond P. Dolan Management For For
3 Elect Robert D. Hormats Management For For
4 Elect Grace D. Lieblein Management For For
5 Elect Craig Macnab Management For For
6 Elect JoAnn A. Reed Management For For
7 Elect Pamela D.A. Reeve Management For For
8 Elect David E. Sharbutt Management For For
9 Elect James D. Taiclet, Jr. Management For For
10 Elect Samme L. Thompson Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
AMERICAN WATER WORKS CO. INC.
Meeting Date:  MAY 11, 2018
Record Date:  MAR 15, 2018
Meeting Type:  ANNUAL
Ticker:  AWK
Security ID:  030420103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jeffrey N. Edwards Management For For
2 Elect Martha Clark Goss Management For For
3 Elect Veronica M. Hagen Management For For
4 Elect Julia L. Johnson Management For For
5 Elect Karl F. Kurz Management For For
6 Elect George MacKenzie Management For For
7 Elect James G. Stavridis Management For For
8 Elect Susan N. Story Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
11 Shareholder Proposal Regarding Human Right to Water and Sanitation Shareholder Against Against
12 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
ATMOS ENERGY CORP.
Meeting Date:  FEB 07, 2018
Record Date:  DEC 15, 2017
Meeting Type:  ANNUAL
Ticker:  ATO
Security ID:  049560105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert W. Best Management For For
2 Elect Kim R. Cocklin Management For For
3 Elect Kelly H. Compton Management For For
4 Elect Richard W. Douglas Management For For
5 Elect Ruben E. Esquivel Management For For
6 Elect Rafael G. Garza Management For For
7 Elect Richard K. Gordon Management For For
8 Elect Robert C. Grable Management For For
9 Elect Michael E. Haefner Management For For
10 Elect Nancy K. Quinn Management For For
11 Elect Richard A. Sampson Management For For
12 Elect Stephen R. Springer Management For For
13 Elect Richard Ware II Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
 
AVANGRID INC
Meeting Date:  JUN 07, 2018
Record Date:  APR 13, 2018
Meeting Type:  ANNUAL
Ticker:  AGR
Security ID:  05351W103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ignacio Sanchez Galan Management For For
2 Elect John E. Baldacci Management For For
3 Elect Pedro Azagra Blazquez Management For For
4 Elect Felipe de Jesus Calderon Hinojosa Management For For
5 Elect Arnold L. Chase Management For For
6 Elect Alfredo Elias Ayub Management For For
7 Elect Carol L. Folt Management For For
8 Elect John L. Lahey Management For For
9 Elect Santiago Martinez Garrido Management For For
10 Elect Juan Carlos Rebollo Liceaga Management For For
11 Elect Jose Sainz Armada Management For For
12 Elect Alan D. Solomont Management For For
13 Elect Elizabeth Timm Management For For
14 Elect James P. Torgerson Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
 
CHARTER COMMUNICATIONS INC.
Meeting Date:  APR 25, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  CHTR
Security ID:  16119P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect W. Lance Conn Management For For
2 Elect Kim C. Goodman Management For For
3 Elect Craig A. Jacobson Management For For
4 Elect Gregory B. Maffei Management For For
5 Elect John C. Malone Management For For
6 Elect John D. Markley, Jr. Management For For
7 Elect David C. Merritt Management For For
8 Elect Steven A. Miron Management For For
9 Elect Balan Nair Management For For
10 Elect Michael A. Newhouse Management For For
11 Elect Mauricio Ramos Management For For
12 Elect Thomas M. Rutledge Management For For
13 Elect Eric L. Zinterhofer Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Proxy Access Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
17 Shareholder Proposal Regarding Compensation in the Event of a Change in Control Shareholder Against Against
18 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
CHENIERE ENERGY INC.
Meeting Date:  MAY 17, 2018
Record Date:  APR 02, 2018
Meeting Type:  ANNUAL
Ticker:  CHEX
Security ID:  16411R208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect G. Andrea Botta Management For For
2 Elect Jack A. Fusco Management For For
3 Elect Vicky A. Bailey Management For For
4 Elect Nuno Brandolini Management For For
5 Elect David I. Foley Management For For
6 Elect David B. Kilpatrick Management For For
7 Elect Andrew Langham Management For For
8 Elect Courtney Mather Management For For
9 Elect Donald F. Robillard, Jr. Management For For
10 Elect Neal A. Shear Management For For
11 Elect Heather R. Zichal Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Ratification of Auditor Management For For
 
CIBANCO SA INSTITUCION DE BANCA MULTIPLE
Meeting Date:  MAY 22, 2018
Record Date:  MAY 14, 2018
Meeting Type:  BOND
Ticker:  
Security ID:  P2R51T450
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Election of Independent Directors (Technical Committee) Management For For
2 Directors' Fees Management For For
3 Election of Meeting Delegates Management For For
 
CMS ENERGY CORPORATION
Meeting Date:  MAY 04, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  CMS
Security ID:  125896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jon E. Barfield Management For For
2 Elect Deborah H. Butler Management For For
3 Elect Kurt L. Darrow Management For For
4 Elect Stephen E. Ewing Management For For
5 Elect William D. Harvey Management For For
6 Elect Patricia K. Poppe Management For For
7 Elect John G. Russell Management For For
8 Elect Myrna M. Soto Management For For
9 Elect John G. Sznewajs Management For For
10 Elect Laura H. Wright Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
CYRUSONE INC
Meeting Date:  MAY 09, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  CONE
Security ID:  23283R100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David H. Ferdman Management For For
1.2 Elect John W. Gamble, Jr Management For For
1.3 Elect Michael A. Klayko Management For For
1.4 Elect T. Tod Nielsen Management For For
1.5 Elect Alex Shumate Management For For
1.6 Elect William E. Sullivan Management For For
1.7 Elect Lynn A. Wentworth Management For For
1.8 Elect Gary J. Wojtaszek Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
 
DOMINION ENERGY INC
Meeting Date:  MAY 09, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  D
Security ID:  25746U109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William P. Barr Management For For
2 Elect Helen E. Dragas Management For For
3 Elect James O. Ellis, Jr. Management For For
4 Elect Thomas F. Farrell II Management For For
5 Elect John W. Harris Management For For
6 Elect Ronald W. Jibson Management For For
7 Elect Mark J. Kington Management For For
8 Elect Joseph M. Rigby Management For For
9 Elect Pamela L. Royal Management For For
10 Elect Robert H. Spilman, Jr. Management For For
11 Elect Susan N. Story Management For For
12 Elect Michael E. Szymanczyk Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Methane Emissions Report Shareholder Against Against
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
 
DTE ENERGY CO.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  DTE
Security ID:  233331107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Gerard M. Anderson Management For For
1.2 Elect David A. Brandon Management For For
1.3 Elect W. Frank Fountain, Jr. Management For For
1.4 Elect Charles G. McClure Management For For
1.5 Elect Gail J. McGovern Management For For
1.6 Elect Mark A. Murray Management For For
1.7 Elect James B. Nicholson Management For For
1.8 Elect Josue Robles, Jr. Management For For
1.9 Elect Ruth G. Shaw Management For For
1.10 Elect Robert C. Skaggs, Jr. Management For For
1.11 Elect David A. Thomas Management For For
1.12 Elect James H. Vandenberghe Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the Long Term Incentive Plan Management For For
5 Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant Shareholder Against Against
6 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
 
E. ON SE
Meeting Date:  MAY 09, 2018
Record Date:  MAY 02, 2018
Meeting Type:  ANNUAL
Ticker:  EOAN
Security ID:  D24914133
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Non-Voting Meeting Note Management None TNA
4 Non-Voting Meeting Note Management None TNA
5 Non-Voting Agenda Item Management None TNA
6 Allocation of Profits/Dividends Management For For
7 Ratification of Management Board Acts Management For For
8 Ratification of Supervisory Board Acts Management For For
9 Appointment of Auditor Management For For
10 Appointment of Auditor for Interim Financial Statements in 2018 Management For For
11 Appointment of Auditor for Interim Financial Statements for First Quarter of 2019 Management For For
12 Amendments to Articles regarding Supervisory Board Size Management For For
13 Elect Karl-Ludwig Kley Management For For
14 Elect Carolina Dybeck Happe Management For For
15 Elect Karen de Segundo Management For For
16 Elect Klaus A. Frohlich Management For For
 
EL PASO ELECTRIC COMPANY
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  ELPAQ
Security ID:  283677854
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Raymond Palacios Jr. Management For For
2 Elect Stephen N. Wertheimer Management For For
3 Elect Charles A. Yamarone Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
ENEL SPA
Meeting Date:  MAY 24, 2018
Record Date:  MAY 15, 2018
Meeting Type:  MIX
Ticker:  ENEL
Security ID:  T3679P115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Accounts and Reports Management For For
3 Allocation of Profits/Dividends Management For For
4 Authority to Repurchase and Reissue Shares Management For For
5 Increase in Auditor's Fees Management For For
6 Long-Term Incentive Plan 2018 Management For For
7 Remuneration Policy Management For For
8 Amendments to Article 31 Management For For
9 Amendments to Article 21 Management For For
10 Non-Voting Meeting Note Management None TNA
 
ENTERGY CORP.
Meeting Date:  MAY 04, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  ETR
Security ID:  29364G103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John R. Burbank Management For For
2 Elect P.J. Condon Management For For
3 Elect Leo P. Denault Management For For
4 Elect Kirkland H. Donald Management For For
5 Elect Philip L. Frederickson Management For For
6 Elect Alexis M. Herman Management For For
7 Elect Stuart L. Levenick Management For For
8 Elect Blanche L. Lincoln Management For For
9 Elect Karen A. Puckett Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Distributed Generation Shareholder Against Against
 
EQUINIX, INC.
Meeting Date:  JUN 07, 2018
Record Date:  APR 13, 2018
Meeting Type:  ANNUAL
Ticker:  EQIX
Security ID:  29444U700
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Thomas Bartlett Management For For
1.2 Elect Nanci E. Caldwell Management For For
1.3 Elect Gary F. Hromadko Management For For
1.4 Elect Scott Kriens Management For For
1.5 Elect William Luby Management For For
1.6 Elect Irving F. Lyons, III Management For For
1.7 Elect Christopher B. Paisley Management For For
1.8 Elect Peter F. Van Camp Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
 
EXELON CORP.
Meeting Date:  MAY 01, 2018
Record Date:  MAR 02, 2018
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anthony K. Anderson Management For For
2 Elect Ann C. Berzin Management For For
3 Elect Christopher M. Crane Management For For
4 Elect Yves C. de Balmann Management For For
5 Elect Nicholas DeBenedictis Management For For
6 Elect Linda P. Jojo Management For For
7 Elect Paul L. Joskow Management For For
8 Elect Robert J. Lawless Management For For
9 Elect Richard W. Mies Management For For
10 Elect John W. Rogers, Jr. Management For For
11 Elect Mayo A. Shattuck III Management For For
12 Elect Stephen D. Steinour Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
FIRSTENERGY CORP.
Meeting Date:  MAY 15, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  FE
Security ID:  337932107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Paul T. Addison Management For For
1.2 Elect Michael J. Anderson Management For For
1.3 Elect Steven J. Demetriou Management For For
1.4 Elect Julia L. Johnson Management For For
1.5 Elect Charles E. Jones Management For For
1.6 Elect Donald T. Misheff Management For For
1.7 Elect Thomas N. Mitchell Management For For
1.8 Elect James F. O'Neil III Management For For
1.9 Elect Christopher D. Pappas Management For For
1.10 Elect Sandra Pianalto Management For For
1.11 Elect Luis A. Reyes Management For For
1.12 Elect Jerry Sue Thornton Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Elimination of Supermajority Requirement Management For For
5 Adoption of Majority Vote for Uncontested Director Elections Management For For
6 Adoption of Proxy Access Management For For
7 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
FORTIS INC.
Meeting Date:  MAY 03, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  FTS
Security ID:  349553107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Elect Tracey C. Ball Management For For
3 Elect Pierre J. Blouin Management For For
4 Elect Paul J. Bonavia Management For For
5 Elect Lawrence T. Borgard Management For For
6 Elect Maura J. Clark Management For For
7 Elect Margarita K. Dilley Management For For
8 Elect Julie A. Dobson Management For For
9 Elect Ida J. Goodreau Management For For
10 Elect Douglas J. Haughey Management For For
11 Elect Barry V. Perry Management For For
12 Elect Joseph L. Welch Management For For
13 Elect Jo Mark Zurel Management For For
14 Appointment of Auditor and Authority to Set Fees Management For For
15 Advisory Vote on Executive Compensation Management For For
 
GREAT PLAINS ENERGY INC.
Meeting Date:  NOV 21, 2017
Record Date:  OCT 06, 2017
Meeting Type:  SPECIAL
Ticker:  GXP
Security ID:  391164100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger of Equals Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
IBERDROLA
Meeting Date:  APR 13, 2018
Record Date:  APR 06, 2018
Meeting Type:  ORDINARY
Ticker:  IBE
Security ID:  E6165F166
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Non-Voting Meeting Note Management None TNA
3 Accounts Management For For
4 Management Reports Management For For
5 Ratification of Board Acts Management For For
6 Elect Anthony L. Gardner Management For For
7 Elect Georgina Yamilet Kessel Martinez Management For For
8 Allocation of Profits/Dividends Management For For
9 First Capitalisation of Reserves for Scrip Dividend Management For For
10 Second Capitalisation of Reserves for Scrip Dividend Management For For
11 Cancellation of Treasury Shares Management For For
12 Remuneration Report (Advisory) Management For For
13 Remuneration Policy (Binding) Management For For
14 Authority to Repurchase and Reissue Shares Management For For
15 Authorisation of Legal Formalities Management For For
 
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V
Meeting Date:  APR 27, 2018
Record Date:  APR 16, 2018
Meeting Type:  ORDINARY
Ticker:  IENOVA
Security ID:  P5R19K107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Election of Directors; Election of Committees Chairs and Members Management For For
3 Directors' Fees; Committee Members' Fees; Secretary's Fees Management For For
4 Election of Meeting Delegates Management For For
 
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V
Meeting Date:  JUN 14, 2018
Record Date:  JUN 01, 2018
Meeting Type:  ORDINARY
Ticker:  IENOVA
Security ID:  P5R19K107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Create a Share Repurchase Reserve Management For For
2 Election of Meeting Delegates Management For For
 
ITALGAS S.P.A
Meeting Date:  APR 19, 2018
Record Date:  APR 10, 2018
Meeting Type:  MIX
Ticker:  IG
Security ID:  T6R89Z103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3 Remuneration Policy Management For For
4 2018-2020 Co-investment Plan Management For For
5 Elect Federica Lolli Management For For
6 Authority to Issue Shares w/o Preemptive Rights (2018-2020 Co-Investment Plan) Management For For
7 Amendments to Articles Management For For
8 Non-Voting Meeting Note Management None TNA
9 Non-Voting Meeting Note Management None TNA
 
NEXTERA ENERGY INC
Meeting Date:  MAY 24, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sherry S. Barrat Management For For
2 Elect James L. Camaren Management For For
3 Elect Kenneth B. Dunn Management For For
4 Elect Naren K. Gursahaney Management For For
5 Elect Kirk S. Hachigian Management For For
6 Elect Toni Jennings Management For For
7 Elect Amy B. Lane Management For For
8 Elect James L. Robo Management For For
9 Elect Rudy E. Schupp Management For For
10 Elect John L. Skolds Management For For
11 Elect William H. Swanson Management For For
12 Elect Hansel E. Tookes II Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
16 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against Against
 
NEXTERA ENERGY PARTNERS LP
Meeting Date:  DEC 21, 2017
Record Date:  OCT 23, 2017
Meeting Type:  ANNUAL
Ticker:  NEP
Security ID:  65341B106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Susan D. Austin Management For For
2 Elect Peter H. Kind Management For For
3 Elect James L. Robo Management For For
4 Elect James N. Suciu Management For For
5 Ratification of Auditor Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Frequency of Advisory Vote on Executive Compensation Management 3 Years 1 Year
 
NISOURCE INC. (HOLDING CO.)
Meeting Date:  MAY 08, 2018
Record Date:  MAR 13, 2018
Meeting Type:  ANNUAL
Ticker:  NI
Security ID:  65473P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter A. Altabef Management For For
2 Elect Eric L. Butler Management For For
3 Elect Aristides S. Candris Management For For
4 Elect Wayne S. DeVeydt Management For For
5 Elect Joseph Hamrock Management For For
6 Elect Deborah A. Henretta Management For For
7 Elect Michael E. Jesanis Management For For
8 Elect Kevin T. Kabat Management For For
9 Elect Richard L. Thompson Management For For
10 Elect Carolyn Y. Woo Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Right to Act By Written Consent Shareholder Against For
 
NRG ENERGY INC.
Meeting Date:  APR 26, 2018
Record Date:  MAR 01, 2018
Meeting Type:  ANNUAL
Ticker:  NRG
Security ID:  629377508
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Spencer Abraham Management For For
2 Elect Kirbyjon H. Caldwell Management For For
3 Elect Matthew Carter Jr. Management For For
4 Elect Lawrence S. Coben Management For For
5 Elect Heather Cox Management For For
6 Elect Terry G. Dallas Management For For
7 Elect Mauricio Gutierrez Management For For
8 Elect William E. Hantke Management For For
9 Elect Paul W. Hobby Management For For
10 Elect Anne C. Schaumburg Management For For
11 Elect Thomas H. Weidemeyer Management For For
12 Elect C. John Wilder Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Political Spending Report Shareholder Against Against
 
NRG YIELD INC
Meeting Date:  APR 24, 2018
Record Date:  MAR 01, 2018
Meeting Type:  ANNUAL
Ticker:  NYLD
Security ID:  62942X405
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mauricio Gutierrez Management For For
1.2 Elect John F. Chlebowski, Jr. Management For For
1.3 Elect Kirkland B. Andrews Management For For
1.4 Elect John Chillemi Management For For
1.5 Elect Brian R. Ford Management For For
1.6 Elect Ferrell P. McClean Management For For
1.7 Elect Christopher S. Sotos Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ONEOK INC.
Meeting Date:  MAY 23, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  OKE
Security ID:  682680103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brian L. Derksen Management For For
2 Elect Julie H. Edwards Management For For
3 Elect John W. Gibson Management For For
4 Elect Randall J. Larson Management For For
5 Elect Steven J. Malcolm Management For For
6 Elect Jim W. Mogg Management For For
7 Elect Pattye L. Moore Management For For
8 Elect Gary D. Parker Management For For
9 Elect Eduardo A. Rodriguez Management For For
10 Elect Terry K. Spencer Management For For
11 Ratification of Auditor Management For For
12 Approval of the Equity Incentive Plan Management For For
13 Advisory Vote on Executive Compensation Management For For
 
PEMBINA PIPELINE CORPORATION
Meeting Date:  MAY 04, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  PBA
Security ID:  706327103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Anne-Marie N. Ainsworth Management For For
1.2 Elect Douglas J. Arnell Management For For
1.3 Elect Michael H. Dilger Management For For
1.4 Elect Randall J. Findlay Management For For
1.5 Elect Maureen E. Howe Management For For
1.6 Elect Gordon J. Kerr Management For For
1.7 Elect David M.B. LeGresley Management For For
1.8 Elect Robert B. Michaleski Management For For
1.9 Elect Leslie A. O'Donoghue Management For For
1.10 Elect Bruce D. Rubin Management For For
1.11 Elect Jeffery T. Smith Management For For
1.12 Elect Henry W. Sykes Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
3 Advisory Vote on Executive Compensation Management For For
 
PINNACLE WEST CAPITAL CORP.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 09, 2018
Meeting Type:  ANNUAL
Ticker:  PNW
Security ID:  723484101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Donald E. Brandt Management For For
1.2 Elect Denis A. Cortese Management For For
1.3 Elect Richard P. Fox Management For For
1.4 Elect Michael L. Gallagher Management For For
1.5 Elect Dale E. Klein Management For For
1.6 Elect Humberto S. Lopez Management For For
1.7 Elect Kathryn L. Munro Management For For
1.8 Elect Bruce J. Nordstrom Management For For
1.9 Elect Paula J. Sims Management For For
1.10 Elect David P. Wagener Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
PPL CORP
Meeting Date:  MAY 16, 2018
Record Date:  FEB 28, 2018
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  69351T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect John W. Conway Management For For
3 Elect Steven G. Elliott Management For For
4 Elect Raja Rajamannar Management For For
5 Elect Craig A. Rogerson Management For For
6 Elect William H. Spence Management For For
7 Elect Natica von Althann Management For For
8 Elect Keith H. Williamson Management For For
9 Elect Phoebe A. Wood Management For For
10 Elect Armando Zagalo de Lima Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
PUBLIC SERVICE ENTERPRISE GROUP INC.
Meeting Date:  APR 17, 2018
Record Date:  FEB 16, 2018
Meeting Type:  ANNUAL
Ticker:  PEG
Security ID:  744573106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Willie A. Deese Management For For
2 Elect William V. Hickey Management For For
3 Elect Ralph Izzo Management For For
4 Elect Shirley Ann Jackson Management For For
5 Elect David Lilley Management For For
6 Elect Barry H. Ostrowsky Management For For
7 Elect Thomas A. Renyi Management For For
8 Elect Hak Cheol Shin Management For For
9 Elect Richard J. Swift Management For For
10 Elect Susan Tomasky Management For For
11 Elect Alfred W. Zollar Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
SBA COMMUNICATIONS CORP.
Meeting Date:  MAY 17, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  SBAC
Security ID:  78410G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brian C. Carr Management For For
2 Elect Mary S. Chan Management For For
3 Elect George R. Krouse, Jr. Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Approval of 2018 Employee Stock Purchase Plan Management For For
 
SEMPRA ENERGY
Meeting Date:  MAY 10, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  SRE
Security ID:  816851109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Boeckmann Management For For
2 Elect Kathleen Brown Management For For
3 Elect Andres Conesa Labastida Management For For
4 Elect Maria Contreras-Sweet Management For For
5 Elect Pablo A. Ferrero Management For For
6 Elect William D. Jones Management For For
7 Elect Jeffrey W. Martin Management For For
8 Elect Bethany J. Mayer Management For For
9 Elect William G. Ouchi Management For For
10 Elect Debra L. Reed Management For For
11 Elect William C. Rusnack Management For For
12 Elect Lynn Schenk Management For For
13 Elect Jack T. Taylor Management For For
14 Elect James C. Yardley Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
 
TARGA RESOURCES CORP
Meeting Date:  MAY 24, 2018
Record Date:  APR 02, 2018
Meeting Type:  ANNUAL
Ticker:  TRGP
Security ID:  87612G101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert B. Evans Management For For
2 Elect Joe Bob Perkins Management For For
3 Elect Ershel C. Redd, Jr. Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
 
TRANSCANADA CORP.
Meeting Date:  APR 27, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  TRP
Security ID:  89353D107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Non-Voting Meeting Note Management None TNA
2 Elect Kevin E. Benson Management For For
3 Elect Stephan Cretier Management For For
4 Elect Russell K. Girling Management For For
5 Elect S. Barry Jackson Management For For
6 Elect John E. Lowe Management For For
7 Elect Paula Rosput Reynolds Management For For
8 Elect Mary Pat Salomone Management For For
9 Elect Indira V. Samarasekera Management For For
10 Elect D. Michael G. Stewart Management For For
11 Elect Siim A. Vanaselja Management For For
12 Elect Thierry Vandal Management For For
13 Appointment of Auditor and Authority to Set Fees Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Climate Change Reporting Shareholder For For
 
WILLIAMS COS INC
Meeting Date:  MAY 10, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  WMB
Security ID:  969457100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan S. Armstrong Management For For
2 Elect Stephen W. Bergstrom Management For For
3 Elect Stephen I. Chazen Management For For
4 Elect Charles I. Cogut Management For For
5 Elect Kathleen B. Cooper Management For For
6 Elect Michael A. Creel Management For For
7 Elect Peter A. Ragauss Management For For
8 Elect Scott D. Sheffield Management For For
9 Elect Murray D. Smith Management For For
10 Elect William H. Spence Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
 
XCEL ENERGY, INC.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  XEL
Security ID:  98389B100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard K. Davis Management For For
2 Elect Benjamin G.S. Fowke III Management For For
3 Elect Richard T. O'Brien Management For For
4 Elect David K Owens Management For For
5 Elect Christopher J. Policinski Management For For
6 Elect James T. Prokopanko Management For For
7 Elect A. Patricia Sampson Management For For
8 Elect James J. Sheppard Management For For
9 Elect David A. Westerlund Management For For
10 Elect Kim Williams Management For For
11 Elect Timothy V. Wolf Management For For
12 Elect Daniel Yohannes Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For

END NPX REPORT

 

 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Prudential Sector Funds, Inc.

By: Stuart S. Parker*
       Stuart S. Parker, President


* By: /s/ Jonathan D. Shain
           Attorney-in-Fact

Date: August 21, 2018

 

 

 

POWER OF ATTORNEY

The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.

 

 

 

     

/s/ Ellen S. Alberding

Ellen S. Alberding

 

/s/ Laurie Simon

Laurie Simon

/s/ Kevin J. Bannon

Kevin J. Bannon

 

/s/ Michael S. Hyland

Michael S. Hyland

/s/ Scott E. Benjamin

Scott E. Benjamin

 

/s/ Stuart S. Parker

Stuart S. Parker

/s/ Linda W. Bynoe

Linda W. Bynoe

 

/s/ Richard A. Redeker

Richard A. Redeker

/s/ Barry H. Evans

Barry H. Evans

 

/s/ Brian K. Reid

Brian K. Reid

/s/ Keith F. Hartstein

Keith F. Hartstein

 

/s/ Grace C. Torres

Grace C. Torres

Dated: March 8, 2018    

 

 

 

 

APPENDIX A

Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.

Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust