-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gsq/5c+V98CWNQuec1UOCv2bm79a81GqYhGwd6gp0nnFBeXoaJE+Nj5D0EeZVnex x/aBb6vaVTgXd5ftLwFUmQ== 0000950149-01-000283.txt : 20010223 0000950149-01-000283.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950149-01-000283 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DREYERS GRAND ICE CREAM INC CENTRAL INDEX KEY: 0000352305 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 942967523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-33877 FILM NUMBER: 1538867 BUSINESS ADDRESS: STREET 1: 5929 COLLEGE AVE CITY: OAKLAND STATE: CA ZIP: 94618 BUSINESS PHONE: 5106528187 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS T GARY & ROGERS KATHLEEN T CENTRAL INDEX KEY: 0000901199 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5929 COLLEGE AVENUE CITY: OAKLAND STATE: CA ZIP: 94612-1391 BUSINESS PHONE: 4153622375 MAIL ADDRESS: STREET 1: DREYERS GRAND ICE CREAM INC STREET 2: 5929 COLLEGE AVENUE CITY: OAKLAND STATE: CA ZIP: 94612-1391 SC 13G/A 1 f69369sc13ga.txt AMENDMENT NO.17 TO SCHEDULE 13G, DATED 12-31-2000 1 OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response.... 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* Dreyer's Grand Ice Cream, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 261878-10-2 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) (X) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER 2 CUSIP NO. 261878-10-2 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). T. GARY ROGERS, INDIVIDUALLY AND AS CO-TRUSTEE OF HIS FAMILY TRUSTS, THE ROGERS REVOCABLE TRUST DATED DECEMBER 31, 1981 AND THE FOUR ROGERS TRUST DATED DECEMBER 23, 1986 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 775,288(1)(2) ---------------------------------------------- NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 3,126,072 EACH ---------------------------------------------- REPORTING PERSON WITH: 7 SOLE DISPOSITIVE POWER 775,288(1)(2) ---------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,126,072 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,901,360 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.44% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- (1) Includes 753,160 shares that Mr. Rogers has the right to acquire within sixty (60) days of December 31, 2000 pursuant to the Issuer's stock options plans. (2) Includes 22,128 shares held in Mr. Rogers' account in the Issuer's 401(k) Savings Plan. 3 CUSIP NO. 261878-10-2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). KATHLEEN T. ROGERS, INDIVIDUALLY AND AS A CO-TRUSTEE OF HER FAMILY TRUSTS, THE ROGERS REVOCABLE TRUST DATED DECEMBER 31, 1981 AND THE FOUR ROGERS TRUST DATED DECEMBER 23, 1986 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER ---------------------------------------------- NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 3,126,072 EACH ---------------------------------------------- REPORTING PERSON WITH: 7 SOLE DISPOSITIVE POWER ---------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,126,072 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,126,072 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.06% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- 4 T. GARY ROGERS AND KATHLEEN T. ROGERS CUSIP NO. 261878-10-2 SCHEDULE 13G Item 1(a). Name of Issuer: Dreyer's Grand Ice Cream, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 5929 College Avenue Oakland, California 94618 Item 2(a). Name of Person Filing: T. Gary Rogers and his wife, Kathleen T. Rogers Item 2(b). Address of Principal Business Office: 5929 College Avenue Oakland, California 94618 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $1.00 Par Value Item 2(e). CUSIP Number: 261878-10-2 Item 3. Not applicable. Item 4. Ownership: (a) Amount Beneficially Owned as of December 31, 2000: 3,901,360 (b) Percent of Class: 13.44% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 775,288(1)(2) (ii) Shared power to vote or to direct the vote: 3,126,072(3) (iii) Sole power to dispose or to direct the disposition of: 775,288(1)(2) (iv) Shared power to dispose or to direct the disposition of: 3,126,072(3) (1) Includes 753,160 shares that Mr. Rogers has the right to acquire within sixty (60) days of December 31, 2000 pursuant to the Issuer's stock option plans. (2) Includes 22,128 shares held in Mr. Rogers' account in the Issuer's 401(k) Savings Plan. (3) These shares are held directly by Mr. Rogers and his wife, Kathleen T. Rogers, as Co-trustees of family trusts. 5 T. GARY ROGERS AND KATHLEEN T. ROGERS CUSIP NO. 261878-10-2 SCHEDULE 13G Item 5. Ownership of Five Percent or Less of Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: 2,926,072 and 200,000 of the shares reported herein are held by Mr. Rogers and his wife as Co-trustees of the Rogers Revocable Trust and the Four Rogers Trust, respectively. Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Member of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. Signature. After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 8, 2001. /s/ T. GARY ROGERS ----------------------------------- T. Gary Rogers, individually and as Co-trustee of the Rogers Revocable Trust and the Four Rogers Trust /s/ KATHLEEN T. ROGERS ------------------------------------- Kathleen T. Rogers, individually and as Co-trustee of the Rogers Revocable Trust and the Four Rogers Trust Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----