-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UodZB8w75oj8cR60aVh8XZcFvlNTvmqGyM13hj8VkDQd9cISfCs77n17D+L6Hzd6 o6jjgGGEuSlSoCR3brk3VQ== 0000950149-97-002103.txt : 19971117 0000950149-97-002103.hdr.sgml : 19971117 ACCESSION NUMBER: 0000950149-97-002103 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971114 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DREYERS GRAND ICE CREAM INC CENTRAL INDEX KEY: 0000352305 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 942967523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33877 FILM NUMBER: 97722149 BUSINESS ADDRESS: STREET 1: 5929 COLLEGE AVE CITY: OAKLAND STATE: CA ZIP: 94618 BUSINESS PHONE: 5106528187 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CORTOPASSI FAMILY TRUST CENTRAL INDEX KEY: 0000933264 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11292 NORTH ALPINE ROAD CITY: STOCKTON STATE: CA ZIP: 95212 BUSINESS PHONE: 2099480792 MAIL ADDRESS: STREET 1: 11292 N ALPINE RD CITY: STOCKTON STATE: CA ZIP: 95212 SC 13D/A 1 AMENDMENT NO. 2 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) DREYER'S GRAND ICE CREAM, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 26187810 - -------------------------------------------------------------------------------- (CUSIP NUMBER) PATRICK E. BENNETT SAN TOMO PARTNERS 11292 N. ALPINE ROAD STOCKTON, CA 95212 (209) 948-0792 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) OCTOBER 28, 1997 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. Exhibit Index located at Page 23. (Continued on following pages) (Page of Pages) 2 SCHEDULE 13D CUSIP NO. 26187810 PAGE 2 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS San Tomo Partners - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- 3 SCHEDULE 13D CUSIP NO. 26187810 PAGE 3 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Cortopassi Family Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- 4 SCHEDULE 13D CUSIP NO. 26187810 PAGE 4 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Stanislaus Food Products Co. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 5 SCHEDULE 13D CUSIP NO. 26187810 PAGE 5 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Sierra Quality Canners, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 6 SCHEDULE 13D CUSIP NO. 26187810 PAGE 6 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS LICO Brands, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 7 SCHEDULE 13D CUSIP NO. 26187810 PAGE 7 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Trecento Investors, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 8 SCHEDULE 13D CUSIP NO. 26187810 PAGE 8 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DACCO, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 9 SCHEDULE 13D CUSIP NO. 26187810 PAGE 9 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Capecchio Foundation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 10 SCHEDULE 13D CUSIP NO. 26187810 PAGE 10 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Alpinello Investors, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 11 SCHEDULE 13D CUSIP NO. 26187810 PAGE 11 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS VICOR, LLC (f/k/a CORVI, LLC) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- 12 SCHEDULE 13D CUSIP NO. 26187810 PAGE 12 OF 25 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Wright Tract Partners, LP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,000 OWNED BY ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,135,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- 13 Item 1: Security and Issuer. Class of Securities: Common Stock Issuer: Dreyer's Grand Ice Cream, Inc. ("Issuer") Principal Address: 5929 College Avenue Oakland, CA 94618 Telephone: (510) 652-8187 Item 2: Identity and Background. (a) Reporting Persons: i. Cortopassi Family Trust ("CFT"); ii. Stanislaus Food Products Co. ("SFP"); iii. San Tomo Partners ("STP"); iv. Sierra Quality Canners, Inc. ("SQC"); v. LICO Brands, Inc. ("LBI"); vi. Trecento Investors, Inc. ("TII"); vii. DACCO, Inc. ("DI"); viii. Capecchio Foundation ("CF"); ix. Alpinello Investors, Inc. ("AII"); x. VICOR, LLC (f/k/a CORVI, LLC) ("VL"). xi. Wright Tract Partners, LP ("WTP"). (b) Principal Business Address: 11292 North Alpine Road Stockton, CA 95212 (c) Principal Occupation/Principal Business: CFT: Investments SFP: Food processing STP: Investments SQC: Investments LBI: Investments TII: Investments DI: Investments CF: Charity AII: Investments VL: Investments WTP: Investments (d) None. (e) None. Page 13 of 25 Pages 14 (f) Not applicable. Item 3: Source and Amount of Funds or Other Consideration. The shares of Common Stock of Issuer reported as beneficially owned by CFT in Item 5 have been purchased with personal funds and borrowings from Smith Barney secured by marketable securities. CFT has paid a total of $7,775,475.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, CFT beneficially owned a total of 275,000 shares of the Common Stock of Issuer. During the 60-day period prior to November 5, 1997, CFT acquired 25,000 shares of the Common Stock of Issuer in separate transactions as follows:
Date of Purchase Number of Shares Total Cost* ---------------- ---------------- ----------- 10/28/97 24,000 $985,196 10/29/97 1,000 42,433
The shares of Common Stock of Issuer reported as beneficially owned by SFP in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. SFP has paid a total of $6,334,017.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, SFP beneficially owned a total of 200,000 shares of the Common Stock of Issuer. During the 60-day period prior to November 5, 1997, SFP acquired 25,000 shares of the Common Stock of Issuer in separate transactions as follows:
Date of Purchase Number of Shares Total Cost* ---------------- ---------------- ----------- 10/27/97 3,000 $126,920 10/28/97 2,000 76,638 10/31/97 13,000 540,716 11/03/97 2,340 97,861 11/04/97 4,660 194,695
The shares of Common Stock of Issuer reported as beneficially owned by STP in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. STP has paid a total of $4,496,129.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, STP beneficially owned a total of 150,000 shares of the Common Stock of Issuer. - -------------------- *Includes broker's commissions and fees. Page 14 of 25 Pages 15 The shares of Common Stock of Issuer reported as beneficially owned by SQC in Item 5 have been purchased with working capital and borrowings from Hambrecht & Quist secured by marketable securities. SQC has paid a total of $6,297,841.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, SQC beneficially owned a total of 185,000 shares of the Common Stock of Issuer. During the 60-day period prior to November 5, 1997, SQC acquired 35,000 shares of the Common Stock of Issuer in separate transactions as follows:
Date of Purchase Number of Shares Total Cost* ---------------- ---------------- ----------- 09/15/97 5,000 $252,504 09/16/97 5,000 255,004 10/13/97 5,000 242,504 10/14/97 5,000 245,004 10/27/97 5,000 210,004 10/31/97 2,500 103,442 11/04/97 7,500 311,254
The shares of Common Stock of Issuer reported as beneficially owned by LBI in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. LBI has paid a total of $3,826,998.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, LBI beneficially owned a total of 100,000 shares of the Common Stock of Issuer. During the 60-day period prior to November 5, 1997, LBI acquired 38,800 shares of the Common Stock of Issuer in separate transactions as follows:
Date of Purchase Number of Shares Total Cost* ---------------- ---------------- ----------- 09/12/97 12,500 $625,997 09/15/97 5,000 252,946 10/16/97 9,500 434,842 10/17/97 4,300 196,946 10/27/97 7,500 316,372
The shares of Common Stock of Issuer reported as beneficially owned by TII in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. TII has paid a total of $2,183,435.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, TII beneficially owned a total of 65,000 shares of the Common Stock of Issuer. During the 60-day period prior to November 5, 1997, TII acquired 5,000 shares of the Common Stock of Issuer in one transaction as follows:
Date of Purchase Number of Shares Total Cost* ---------------- ---------------- ----------- 10/28/97 5,000 $198,570
- -------------------- *Includes broker's commissions and fees. Page 15 of 25 Pages 16 The shares of Common Stock of Issuer reported as beneficially owned by DI in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. DI has paid a total of $2,714,106.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, DI beneficially owned a total of 75,000 shares of the Common Stock of Issuer. During the 60-day period prior to November 5, 1997, DI acquired 25,000 shares of the Common Stock of Issuer in separate transactions as follows:
Date of Purchase Number of Shares Total Cost* ---------------- ---------------- ----------- 10/29/97 500 $ 21,285 10/30/97 24,500 1,035,063
Of the shares of Common Stock of Issuer reported as beneficially owned by CF in Item 5, 5,000 shares were received as a donation by CFT and 25,000 shares have been purchased with working capital. CF and CFT have paid a total of $838,185.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, CF beneficially owned a total of 30,000 shares of the Common Stock of Issuer. The shares of Common Stock of Issuer reported as beneficially owned by AII in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. AII has paid a total of $454,611.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, AII beneficially owned a total of 15,000 shares of the Common Stock of Issuer. The shares of Common Stock of Issuer reported as beneficially owned by VL in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. VL has paid a total of $1,263,992.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, VL beneficially owned a total of 35,000 shares of the Common Stock of Issuer. During the 60-day period prior to November 5, 1997, VL disposed of 7,500 shares of the Common Stock of Issuer in one transaction as follows:
Date of Sale Number of Shares Net Proceeds* ------------ ---------------- ------------- 09/12/97 7,500 $375,000
During the 60-day period prior to November 5, 1997, VL acquired 2,500 shares of the Common Stock of Issuer in one transaction as follows:
Date of Purchase Number of Shares Total Cost* ---------------- ---------------- ----------- 10/28/97 2,500 $99,522
The shares of Common Stock of Issuer reported as beneficially owned by WTP in Item 5 have been purchased with working capital and borrowings from Smith Barney secured by marketable securities. WTP has paid a total of $141,033.00 (including broker's commissions and fees) in separate transactions. As of November 5, 1997, WTP beneficially owned a total of 5,000 shares of the Common Stock of Issuer. - -------------------- *Includes broker's commissions and fees. Page 16 of 25 Pages 17 Item 4: Purpose of Transaction. Reporting Persons acquired the securities of Issuer for purposes of investment. Subject to applicable legal requirements, Reporting Persons may purchase additional shares of Common Stock from time to time in open market or in private transactions, depending on their evaluation of Issuer's business, prospects and financial condition, the market for the Common Stock, other developments concerning Issuer, the reaction of Issuer to Reporting Person's ownership of Common Stock, other opportunities available to Reporting Persons, and general economic, money market and stock market conditions. In addition, depending upon the factors referred to above, Reporting Persons may dispose of all or a portion of their shares of Common Stock at any time. Other than as described in this Item 4, Reporting Persons do not have any plan or proposal relating to, or that would result in, any event described in (a)-(j) of this Item 4. However, Reporting Persons reserve the right to take such action as they may deem appropriate with respect to any or all of such matters. Item 5: Interest in Securities of the Issuer. Because Reporting Persons comprise a "group" for purposes of this report, each of them is deemed to own beneficially all of the shares owned by members of the group. The following table identifies the individual ownership of each Reporting Person.
================================================================================================ CFT SFP STP SQC LBI - ------------------------------------------------------------------------------------------------ Shares Owned 275,000 200,000 150,000 185,000 100,000 - ------------------------------------------------------------------------------------------------ Percentage of Class 2.03% 1.48% 1.11% 1.37% 0.74% ================================================================================================
==================================================================================================== TII DI CF AII VL WTP - ---------------------------------------------------------------------------------------------------- Shares Owned 65,000 75,000 30,000 15,000 35,000 5,000 - ---------------------------------------------------------------------------------------------------- Percentage of Class 0.48% 0.55% 0.22% 0.11% 0.26% 0.04% ====================================================================================================
(c) See Item 3 above. Page 17 of 25 Pages 18 (d) Not applicable. (e) Not applicable. Item 6: Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Dean A. Cortopassi is an executive officer, managing member or trustee of each entity named in response to Item 2 above. With this exception, to the best knowledge of the undersigned, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of the Issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option agreements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. Item 7: Material to be Filed as Exhibits. Exhibit A: Joint Filing Statement. Page 18 of 25 Pages 19 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November ___, 1997 CORTOPASSI FAMILY TRUST By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi Trustee STANISLAUS FOOD PRODUCTS CO. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi Chief Executive Officer SAN TOMO PARTNERS By: DACCO, Inc., ------------------------------------ its General Partner By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President SIERRA QUALITY CANNERS, INC. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President Page 19 of 25 Pages 20 LICO BRANDS, INC. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President TRECENTO INVESTORS, INC. By /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President DACCO, INC. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President CAPECCHIO FOUNDATION By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President ALPINELLO INVESTORS, INC. By: /s/ Donald G. Lenz ------------------------------------ Donald G. Lenz President Page 20 of 25 Pages 21 VICOR, LLC By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi Managing Member WRIGHT TRACT PARTNERS, LP By: DACCO, INC., ------------------------------------ its General Partner By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President Page 21 of 25 Pages 22 EXHIBIT INDEX
Exhibit Sequential Page - ------- --------------- Exhibit A - Joint Filing Statement 23
Page 22 of 25 Pages 23 EXHIBIT A Joint Filing Statement We, the undersigned, hereby express our agreement that the attached Schedule 13D is filed on behalf of each of us. Date: November ___, 1997 CORTOPASSI FAMILY TRUST By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi Trustee STANISLAUS FOOD PRODUCTS CO. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi Chief Executive Officer SAN TOMO PARTNERS By: DACCO, Inc., ------------------------------------ its General Partner By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President SIERRA QUALITY CANNERS, INC. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President Page 23 of 25 Pages 24 LICO BRANDS, INC. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President TRECENTO INVESTORS, INC. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President DACCO, INC. By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President CAPECCHIO FOUNDATION By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President ALPINELLO INVESTORS, INC. By: /s/ Donald G. Lenz ------------------------------------ Donald G. Lenz President Page 24 of 25 Pages 25 VICOR, LLC By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi Managing Member WRIGHT TRACT PARTNERS, LP By: DACCO, INC., ------------------------------------ its General Partner By: /s/ Dean A. Cortopassi ------------------------------------ Dean A. Cortopassi President Page 25 of Pages -----END PRIVACY-ENHANCED MESSAGE-----