-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1VDNVgA3DWeTbxxf8Q2cg+BRnvqaUcy5+xjllWI57sjtk8Mqa9dEh5TeoDhj7Bt BFLWwl5BMDTQTqigNme9gA== 0000950149-97-000283.txt : 19970221 0000950149-97-000283.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950149-97-000283 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DREYERS GRAND ICE CREAM INC CENTRAL INDEX KEY: 0000352305 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 942967523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33877 FILM NUMBER: 97525052 BUSINESS ADDRESS: STREET 1: 5929 COLLEGE AVE CITY: OAKLAND STATE: CA ZIP: 94618 BUSINESS PHONE: 5106528187 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS T GARY & ROGERS KATHLEEN T CENTRAL INDEX KEY: 0000901199 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5929 COLLEGE AVENUE CITY: OAKLAND STATE: CA ZIP: 94612-1391 BUSINESS PHONE: 4153622375 MAIL ADDRESS: STREET 1: DREYERS GRAND ICE CREAM INC STREET 2: 5929 COLLEGE AVENUE CITY: OAKLAND STATE: CA ZIP: 94612-1391 SC 13G/A 1 AMENDMENT NO. 13 TO SCHEDULE 13G 1 OMB APPROVAL UNITED STATES OMB number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: December 31, 1997 WASHINGTON, D.C. 20549 Estimated average burden hours per response . . . 14.90 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 13)* Dreyer's Grand Ice Cream, Inc. ------------------------------ (Name of Issuer) Common Stock, $1.00 Par Value ------------------------------ (Title of Class of Securities) 261878-10-2 -------------- (CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/95) Page 1 of 5 pages 2 CUSIP No. 261878-10-2 13G Page 2 OF 5 PAGES NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON T. GARY ROGERS, individually and as Co-trustee of his family trusts, the Rogers Revocable Trust dated December 31, 1981 and the Four Rogers Trust dated December 23, 1986. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [ ] (b) [ ] SEC USE ONLY 3 CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States SOLE VOTING POWER 5 NUMBER OF 115,984(1) SHARES -------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,674,652 OWNED BY -------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 124,886.25(1)(2) PERSON -------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,674,652 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,799,538.25 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 13.37% TYPE OF REPORTING PERSON* 12 IN *SEE INSTRUCTION BEFORE FILLING OUT! (1) Includes 115,984 shares Mr. Rogers has the right to acquire on or before March 1, 1997 pursuant to the Issuer's stock option plans. (2) Includes 8,902.25 shares held in Mr. Rogers' Account in the Issuer's 401(k) Savings Plan based on most recent plan statement. Page 2 of 5 pages 3 CUSIP No. 261878-10-2 13G Page 3 OF 5 PAGES NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON KATHLEEN T. ROGERS, individually and as Co-trustee of her family trusts, the Rogers Revocable Trust dated December 31, 1981 and the Four Rogers Trust dated December 23, 1986. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [ ] (b) [ ] SEC USE ONLY 3 CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States SOLE VOTING POWER 5 NUMBER OF -0- SHARES -------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,674,652 OWNED BY -------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON -------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,674,652 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,674,652 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 12.55% TYPE OF REPORTING PERSON* 12 IN *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 5 pages 4 T. GARY ROGERS AND KATHLEEN T. ROGERS CUSIP NO. 261878-10-2 SCHEDULE 13G Item 1(a). Name of Issuer: Dreyer's Grand Ice Cream, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 5929 College Avenue Oakland, California 94618 Item 2(a). Name of Person Filing: T. Gary Rogers and his wife, Kathleen T. Rogers Item 2(b). Address of Principal Business Office: 5929 College Avenue Oakland, California 94618 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $1.00 Par Value Item 2(e). CUSIP Number: 261878-10-2 Item 3. Not applicable. Item 4. Ownership: (a) Amount Beneficially Owned as of December 31, 1996: 1,799,538.25 (b) Percent of Class: 13.37% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 115,984(1) (ii) Shared power to vote or to direct the vote: 1,674,652 (iii) Sole power to dispose or to direct the disposition of: 124,886.25(1)(3) (iv) Shared power to dispose or to direct the disposition of: 1,674,652(2) (1) Includes 115,984 shares Mr. Rogers has the right to acquire on or before March 1, 1997 pursuant to the Issuer's stock option plans. (2) These shares are held directly by Mr. Rogers and his wife, Kathleen T. Rogers, as Co-trustees of family trusts. (3) Includes 8,902.25 shares held in Mr. Rogers' account in the Issuer's 401(k) Savings Plan based on most recent plan statement. Page 4 of 5 5 T. GARY ROGERS AND KATHLEEN T. ROGERS CUSIP NO. 261878-10-2 SCHEDULE 13G Item 5. Ownership of Five Percent or Less of Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: 1,574,652 and 100,000 of the shares reported herein are held by Mr. Rogers and his wife as Co-trustees of the Rogers Revocable Trust and the Four Rogers Trust, respectively. Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Member of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. Signature. After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 4, 1997. /s/ T. Gary Rogers ----------------------------------- T. Gary Rogers, individually and as Co-trustee of the Rogers Revocable Trust and the Four Rogers Trust /s/ Kathleen T. Rogers ------------------------------------ Kathleen T. Rogers, individually and as Co-trustee of the Rogers Revocable Trust and the Four Rogers Trust Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----