-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BkbQPuM5PeZXRX6BHVfYDPYlu002/HaM3RAlSXxqqsUgeTeLHkBhT1aCU8ppe9O/ oLEyqEGHXfQEqgGXTiP3VQ== 0000910647-98-000315.txt : 19981221 0000910647-98-000315.hdr.sgml : 19981221 ACCESSION NUMBER: 0000910647-98-000315 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH EAST INSURANCE CO CENTRAL INDEX KEY: 0000352162 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 010278387 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-62881 FILM NUMBER: 98772416 BUSINESS ADDRESS: STREET 1: 482 PAYNE RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078832232 MAIL ADDRESS: STREET 1: 482 PAYNE RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 POS AM 1 POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on December 18, 1998 REGISTRATION NO. 333-62881 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- Post-Effective Amendment No. 1 to FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 -------------------- NORTH EAST INSURANCE COMPANY (Name of small business issuer in its charter) MAINE 6331 01-0278387 (State of (Primary Standard Industrial (IRS Employer Incorporation) Classification Code Number) I.D. Number) 482 PAYNE ROAD SCARBOROUGH, MAINE 04074 (207) 883-2232 (Address and Telephone Number of Principal Executive Office and Principal Place of Business) ROBERT G. SCHATZ PRESIDENT AND CHIEF EXECUTIVE OFFICER 482 PAYNE ROAD SCARBOROUGH, MAINE 04074 (207) 883-2232 (Name, Address and Telephone Number of Agent for Service) Copies to: GREGORY S. FRYER, ESQ. VERRILL & DANA, LLP ONE PORTLAND SQUARE PORTLAND, MAINE 04112-0586 (207) 774-4000 EXTENSION OF EXPIRATION DATE OF RIGHTS OFFERING North East Insurance Company ("NEIC") has extended the Expiration Date of its Rights Offering to 5:00 p.m., Eastern Time, on December 29, 1998. Pursuant to this Registration Statement, NEIC is offering Common Stock at a price of $2.25 per share to its shareholders of record on November 9, 1998. This Rights Offering was to have expired on December 21, l998. The terms of the Rights Offering provide, however, that NEIC may extend the Expiration Date by filing an amendment to this Registration Statement and issuing a press release. Eligible shareholders who wish to purchase shares in the Offering must submit a completed subscription certificate and appropriate payment to the Subscription Agent, in the manner described in the Rights Offering Prospectus dated November 12, 1998 (the "Prospectus"). Shareholders who have previously submitted proper documents and payment need not submit any further documents or payment in order to participate in the Offering. For a complete description of other terms of the Rights Offering, reference is made to the Prospectus, which is included as part of Amendment No. 1 to this Registration Statement, filed on November 12, 1998. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form SB-2 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Portland, State of Maine on this 18th day of December, 1998. NORTH EAST INSURANCE COMPANY By: /s/ Robert G. Schatz Robert G. Schatz President and Chief Executive Officer Signature Title Date - --------- ----- ---- /s/ Robert G. Schatz President, Chief Executive December 18, 1998 Robert G. Schatz Officer and Director /s/ Ronald A. Libby Chief Operating Officer December 18, 1998 Ronald A. Libby /s/ Graham S. Payne Treasurer, Chief Financial December 18, 1998 Graham S. Payne Officer [principal accounting officer] ____________________ Director Edward B. Batal /s/ Terence C. Cummings* Director December 18, 1998 Terence C. Cummings ____________________ Director Robert A. Hancock /s/ Wilson G. Hess* Director December 18, 1998 Wilson G. Hess /s/ Joseph M. Hochadel* Director December 18, 1998 Joseph M. Hochadel /s/ Peter A. Russ* Director December 18, 1998 Peter A. Russ /s/ Bruce H. Suter* Director December 18, 1998 Bruce H. Suter * By: /s/ Robert G. Schatz Robert G. Schatz, Attorney in Fact -----END PRIVACY-ENHANCED MESSAGE-----