-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqF6CAcCdEO+UTaTSoUMyK9Msf0VJDw7pYBMNge3ty/3gxBQlehoYHSoXbGgusDX Uurr7JxYdHic7wrbIkg/Ig== 0000910647-97-000198.txt : 19970912 0000910647-97-000198.hdr.sgml : 19970911 ACCESSION NUMBER: 0000910647-97-000198 CONFORMED SUBMISSION TYPE: 10QSB/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970630 FILED AS OF DATE: 19970828 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH EAST INSURANCE CO CENTRAL INDEX KEY: 0000352162 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 010278387 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10QSB/A SEC ACT: SEC FILE NUMBER: 000-11184 FILM NUMBER: 97672125 BUSINESS ADDRESS: STREET 1: 482 PAYNE RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078832232 MAIL ADDRESS: STREET 1: 482 PAYNE RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 10QSB/A 1 BODY OF 10QSB/A FOR THE 2ND QUARTER U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB/A [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarterly period ended June 30, 1997 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to --------- -------- Commission File No. 0-11184 NORTH EAST INSURANCE COMPANY (Name of small business issuer as specified in its charter) Maine 01-0278387 (State or other Jurisdiction of (I.R.S. employer incorporation or organization) identification number) 482 Payne Road, Scarborough, Maine 04074 ( Address of principal executive offices ) (207) 883-2232 (Issuer's telephone number) Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the issuer was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [ X ] No [ ] As of August 13, 1997 there were 3,046,842 outstanding shares of Common Stock, $1.00 par value, the only authorized class of the issuer. Transitional Small Business Disclosure Format: Yes [ ] No [ X ] 1 PART II - OTHER INFORMATION Item 4. Submission of Matters to Vote of Security Holders. The Annual Meeting of Shareholders was held on June 10, 1997. The following matters were voted on by shareholders, and received the votes indicated. 1. The shareholders did not approve a proposed amendment to the Articles of Incorporation which provides for a staggered Board of Directors. The vote was as follows:
Broker For Against Abstain Non-Votes --- ------- ------- --------- TOTAL 993,970 1,169,100 11,350 514,029
2. The shareholders elected the following individuals to the Board of Directors:
Broker For Against Abstain Non-Votes --- ------- ------- --------- Edward B. Batal 2,681,749 6,700 0 0 Wilson G. Hess 2,683,949 4,500 0 0 Robert G. Schatz 2,684,449 4,000 0 0 Robert A. Hancock 2,684,449 4,000 0 0 Deborah L. Harmon 2,684,449 4,000 0 0 Bruce H. Suter 2,683,949 4,500 0 0 Terence P. Cummings 2,683,949 4,500 0 0 Joseph M. Hochadel 2,683,949 4,500 0 0 Jonathan S. Kern 2,684,449 4,000 0 0
3. The shareholders ratified the appointment of Coopers & Lybrand L.L.P. as independent accountants to the Company for the year ending December 31, 1997, as follows:
Broker For Against Abstain Non-Votes --- ------- ------- --------- TOTAL 2,666,049 11,500 10,900 0
4. The shareholders approved the proposed Stock Option Plan:
Broker For Against Abstain Non-Votes --- ------- ------- --------- TOTAL 1,566,070 121,075 20,150 981,154
SIGNATURE In accordance with the requirements of the Exchange Act, the Registrant caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. North East Insurance Company Date: August 28, 1997 By /S/Graham S. Payne ------------------ Graham S. Payne Treasurer and Chief Financial Officer
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