0001562180-19-001273.txt : 20190222 0001562180-19-001273.hdr.sgml : 20190222 20190222162523 ACCESSION NUMBER: 0001562180-19-001273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Peter T CENTRAL INDEX KEY: 0001358620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 19626025 MAIL ADDRESS: STREET 1: 1000 LAKESIDE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD STREET 2: SUITE 250 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD STREET 2: SUITE 250 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-02-20 false 0000035214 FERRO CORP FOE 0001358620 Thomas Peter T C/O FERRO CORPORATION 6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS OH 44124 true true false false Chairman, President and CEO Common Stock 2019-02-20 4 F false 11756.00 17.61 D 482364.00 D Common Stock 2019-02-20 4 M false 46100.00 0.00 A 528464.00 D Common Stock 1170.7039 I Investment Savings Plan Performance Share Unit 0.00 2019-02-20 4 A false 96600.00 0.00 A 2021-12-31 Common Stock 96600.00 96600.00 D Restricted Share Unit 0.00 2019-02-20 4 M false 46100.00 0.00 D 2017-02-20 2017-02-20 Common Stock 46100.00 0.00 D Restricted Stock Unit 0.00 2019-02-20 4 A false 38600.00 0.00 A 2022-02-20 2022-02-20 Common Stock 38600.00 38600.00 D Stock Options (Right to Buy) 17.89 2019-02-20 4 A false 148200.00 0.00 A 2029-02-20 Common Stock 148200.00 148200.00 D Performance Share Unit 0.00 2018-12-31 Common Stock 158200.00 158200.00 D Performance Share Unit 0.00 2019-12-31 Common Stock 103500.00 103500.00 D Performance Share Unit 0.00 2020-12-31 Common Stock 65600.00 65600.00 D Phantom Shares 0.00 Common Stock 134030.1205 134030.1205 D Restricted Share Unit 0.00 2018-02-18 2018-02-18 Common Stock 49700.00 49700.00 D Restricted Share Unit 0.00 2019-02-17 2019-02-17 Common Stock 63300.00 63300.00 D Restricted Share Unit 0.00 2020-02-15 2020-02-15 Common Stock 41400.00 41400.00 D Restricted Share Unit 0.00 2021-02-21 2021-02-21 Common Stock 26200.00 26200.00 D Stock Options (Right to Buy) 22.01 2028-02-21 Common Stock 86400.00 86400.00 D Stock Options (Right to Buy) 15.16 2012-02-24 2021-02-24 Common Stock 38000.00 38000.00 D Stock Options (Right to Buy) 14.27 2018-02-15 2027-02-15 Common Stock 123300.00 123300.00 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 95300.00 95300.00 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 107300.00 107300.00 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 185700.00 185700.00 D Stock Options (Right to Buy) 8.25 2011-02-25 2020-02-25 Common Stock 45000.00 45000.00 D Stock Options (Right to Buy) 7.02 2014-04-24 2023-04-24 Common Stock 98800.00 98800.00 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 45500.00 45500.00 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 68800.00 68800.00 D Restricted share units convert into Common Stock on a one-to-one basis. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. 33+% per year for 3 years beginning on 20-Feb-2020 Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. 33+% per year for 3 years beginning on 21-Feb-2019 /s/ Benjamin Schlater, Group Vice President and Chief Financial Officer, by Power of Attorney 2019-02-22