0001562180-19-001273.txt : 20190222
0001562180-19-001273.hdr.sgml : 20190222
20190222162523
ACCESSION NUMBER: 0001562180-19-001273
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Peter T
CENTRAL INDEX KEY: 0001358620
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 19626025
MAIL ADDRESS:
STREET 1: 1000 LAKESIDE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
STREET 2: SUITE 250
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
STREET 2: SUITE 250
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-02-20
false
0000035214
FERRO CORP
FOE
0001358620
Thomas Peter T
C/O FERRO CORPORATION
6060 PARKLAND BOULEVARD
MAYFIELD HEIGHTS
OH
44124
true
true
false
false
Chairman, President and CEO
Common Stock
2019-02-20
4
F
false
11756.00
17.61
D
482364.00
D
Common Stock
2019-02-20
4
M
false
46100.00
0.00
A
528464.00
D
Common Stock
1170.7039
I
Investment Savings Plan
Performance Share Unit
0.00
2019-02-20
4
A
false
96600.00
0.00
A
2021-12-31
Common Stock
96600.00
96600.00
D
Restricted Share Unit
0.00
2019-02-20
4
M
false
46100.00
0.00
D
2017-02-20
2017-02-20
Common Stock
46100.00
0.00
D
Restricted Stock Unit
0.00
2019-02-20
4
A
false
38600.00
0.00
A
2022-02-20
2022-02-20
Common Stock
38600.00
38600.00
D
Stock Options (Right to Buy)
17.89
2019-02-20
4
A
false
148200.00
0.00
A
2029-02-20
Common Stock
148200.00
148200.00
D
Performance Share Unit
0.00
2018-12-31
Common Stock
158200.00
158200.00
D
Performance Share Unit
0.00
2019-12-31
Common Stock
103500.00
103500.00
D
Performance Share Unit
0.00
2020-12-31
Common Stock
65600.00
65600.00
D
Phantom Shares
0.00
Common Stock
134030.1205
134030.1205
D
Restricted Share Unit
0.00
2018-02-18
2018-02-18
Common Stock
49700.00
49700.00
D
Restricted Share Unit
0.00
2019-02-17
2019-02-17
Common Stock
63300.00
63300.00
D
Restricted Share Unit
0.00
2020-02-15
2020-02-15
Common Stock
41400.00
41400.00
D
Restricted Share Unit
0.00
2021-02-21
2021-02-21
Common Stock
26200.00
26200.00
D
Stock Options (Right to Buy)
22.01
2028-02-21
Common Stock
86400.00
86400.00
D
Stock Options (Right to Buy)
15.16
2012-02-24
2021-02-24
Common Stock
38000.00
38000.00
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
123300.00
123300.00
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
95300.00
95300.00
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
107300.00
107300.00
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
185700.00
185700.00
D
Stock Options (Right to Buy)
8.25
2011-02-25
2020-02-25
Common Stock
45000.00
45000.00
D
Stock Options (Right to Buy)
7.02
2014-04-24
2023-04-24
Common Stock
98800.00
98800.00
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
45500.00
45500.00
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
68800.00
68800.00
D
Restricted share units convert into Common Stock on a one-to-one basis.
Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
33+% per year for 3 years beginning on 20-Feb-2020
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
33+% per year for 3 years beginning on 21-Feb-2019
/s/ Benjamin Schlater, Group Vice President and Chief Financial Officer, by Power of Attorney
2019-02-22