0001127602-17-009816.txt : 20170302 0001127602-17-009816.hdr.sgml : 20170302 20170302171902 ACCESSION NUMBER: 0001127602-17-009816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FERRO CORP CENTRAL INDEX KEY: 0000035214 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 340217820 STATE OF INCORPORATION: OH FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 216-875-5458 MAIL ADDRESS: STREET 1: 6060 PARKLAND BLVD CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barna James CENTRAL INDEX KEY: 0001683778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00584 FILM NUMBER: 17660126 MAIL ADDRESS: STREET 1: C/O FERRO CORPORATION 6060 PARKLAND BLVD STREET 2: SUITE 250 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0000035214 FERRO CORP FOE 0001683778 Barna James 6060 PARKLAND BLVD. SUITE 250 MAYFIELD HEIGHTS OH 44124 1 Chief Accounting Officer Common Stock 2017-02-28 4 M 0 1319 A 7795 D Performance Share Unit 0 2017-02-28 4 M 0 1319 D 2016-12-31 Common Stock 1319 0 D Performance Share Unit 0 2017-12-31 Common Stock 2900 2900 D Performance Share Unit 0 2018-12-31 Common Stock 3700 3700 D Performance Share Unit 0 2019-12-31 Common Stock 3500 3500 D Phantom Shares Common Stock 1464.8198 1464.8198 D Restricted Share Unit 0 2016-02-21 2016-02-21 Common Stock 2900 2900 D Restricted Share Unit 0 2018-02-18 2018-02-18 Common Stock 1200 1200 D Restricted Share Unit 0 2019-02-17 2019-02-17 Common Stock 1500 1500 D Restricted Share Unit 0 2020-02-15 2020-02-15 Common Stock 1400 1400 D Stock Options (Right to Buy) 6.84 2013-02-23 2022-02-23 Common Stock 1500 1500 D Stock Options (Right to Buy) 5.29 2014-02-21 2023-02-21 Common Stock 6000 6000 D Stock Options (Right to Buy) 13.09 2015-02-20 2024-02-20 Common Stock 2200 2200 D Stock Options (Right to Buy) 12.33 2016-02-18 2025-02-18 Common Stock 2500 2500 D Stock Options (Right to Buy) 9.60 2017-02-17 2026-02-17 Common Stock 4300 4300 D Stock Options (Right to Buy) 14.27 2018-02-15 2027-02-15 Common Stock 4100 4100 D Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. The remaining 1,381 Performance Share Units of the original grants were forfeited. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. /s/ John T. Bingle, Treasurer, by Power of Attorney 2017-03-02