0001127602-17-009816.txt : 20170302
0001127602-17-009816.hdr.sgml : 20170302
20170302171902
ACCESSION NUMBER: 0001127602-17-009816
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barna James
CENTRAL INDEX KEY: 0001683778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 17660126
MAIL ADDRESS:
STREET 1: C/O FERRO CORPORATION 6060 PARKLAND BLVD
STREET 2: SUITE 250
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-28
0000035214
FERRO CORP
FOE
0001683778
Barna James
6060 PARKLAND BLVD.
SUITE 250
MAYFIELD HEIGHTS
OH
44124
1
Chief Accounting Officer
Common Stock
2017-02-28
4
M
0
1319
A
7795
D
Performance Share Unit
0
2017-02-28
4
M
0
1319
D
2016-12-31
Common Stock
1319
0
D
Performance Share Unit
0
2017-12-31
Common Stock
2900
2900
D
Performance Share Unit
0
2018-12-31
Common Stock
3700
3700
D
Performance Share Unit
0
2019-12-31
Common Stock
3500
3500
D
Phantom Shares
Common Stock
1464.8198
1464.8198
D
Restricted Share Unit
0
2016-02-21
2016-02-21
Common Stock
2900
2900
D
Restricted Share Unit
0
2018-02-18
2018-02-18
Common Stock
1200
1200
D
Restricted Share Unit
0
2019-02-17
2019-02-17
Common Stock
1500
1500
D
Restricted Share Unit
0
2020-02-15
2020-02-15
Common Stock
1400
1400
D
Stock Options (Right to Buy)
6.84
2013-02-23
2022-02-23
Common Stock
1500
1500
D
Stock Options (Right to Buy)
5.29
2014-02-21
2023-02-21
Common Stock
6000
6000
D
Stock Options (Right to Buy)
13.09
2015-02-20
2024-02-20
Common Stock
2200
2200
D
Stock Options (Right to Buy)
12.33
2016-02-18
2025-02-18
Common Stock
2500
2500
D
Stock Options (Right to Buy)
9.60
2017-02-17
2026-02-17
Common Stock
4300
4300
D
Stock Options (Right to Buy)
14.27
2018-02-15
2027-02-15
Common Stock
4100
4100
D
Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
The remaining 1,381 Performance Share Units of the original grants were forfeited.
Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
/s/ John T. Bingle, Treasurer, by Power of Attorney
2017-03-02