0001127602-15-026846.txt : 20150910
0001127602-15-026846.hdr.sgml : 20150910
20150910172744
ACCESSION NUMBER: 0001127602-15-026846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150908
FILED AS OF DATE: 20150910
DATE AS OF CHANGE: 20150910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FERRO CORP
CENTRAL INDEX KEY: 0000035214
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 340217820
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
BUSINESS PHONE: 216-875-5458
MAIL ADDRESS:
STREET 1: 6060 PARKLAND BLVD
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: QUINN JEFFRY N
CENTRAL INDEX KEY: 0001174279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00584
FILM NUMBER: 151101875
MAIL ADDRESS:
STREET 1: 12935 NORTH FORTY DRIVE
STREET 2: SUITE 201
CITY: ST. LOUIS
STATE: MO
ZIP: 63141
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-09-08
0000035214
FERRO CORP
FOE
0001174279
QUINN JEFFRY N
6060 PARKLAND BLVD.
MAYFIELD HEIGHTS
OH
44124
1
Common Stock
2015-09-08
4
S
0
146894
12.3037
D
183106
I
By Quinpario Partners LLC
Common Stock
2015-09-09
4
S
0
86277
12.2596
D
96829
I
By Quinpario Partners LLC
Common Stock
2015-09-10
4
S
0
41829
12.0993
D
55000
I
By Quinpario Partners LLC
Common Stock
8800
D
Deferred Stock Units
Common Stock
14800
14800
D
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $12.24-$12.42. The reporting person, hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Shares of Common Stock directly owned by Quinpario Partners LLC ("Quinpario"). Mr. Quinn, as the Chairman and Chief Executive Officer of Quinpario, may be deemed to beneficially own the shares of Common Stock directly owned by Quinpario.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $12.12-$12.54. The reporting person, hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $12.045-$12.12. The reporting person, hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Each DSU is the economic equivalent of one share of Ferro common stock.
Award granted to Non-Employee Directors. The Deferred Stock Units vest immediately at the time of the Award; however, the Deferred Stock Units will be held for the account of the Recipient and will not be converted into shares of Ferro Common Stock until the Recipient ceases to serve as a Director of the Company (the "Holding Period"). Upon cessation of Recipient's service as a Director, one share of Ferro Common Stock will be delivered for each Deferred Stock Unit held. During the Holding Period, the Recipient will not be entitled to exercise any voting rights with respect to the shares of Ferro Common Stock that correspond to the Deferred Stock Units, but the Recipient will be entitled to receive a cash payment equivalent to any cash distributions or dividends paid on Ferro Common Stock with respect to the Deferred Stock Units during the Holding Period.
/s/ John T. Bingle, Treasurer, by Power of Attorney
2015-09-10