0000930413-01-501294.txt : 20011010 0000930413-01-501294.hdr.sgml : 20011010 ACCESSION NUMBER: 0000930413-01-501294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 13510833 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00869 FILM NUMBER: 1754693 BUSINESS ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: SUITE 9333 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2128068800 MAIL ADDRESS: STREET 1: 75 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 c22019_13f-hr.txt QUARTERLY REPORT Fred Alger Management Inc. FORM 13F Fred Alger & Co., Inc. September 30, 2001
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D ABBOTT LABORATORIES Common 002824100 148822 2870234 SH Sole 2587959 282275 485 9350 SH Defined DB 9350 D ABERCROMBIE & FITCH CO Common 002896207 9404 534600 SH Sole 534600 D ACCREDO HEALTH INC Common 00437V104 10020 275280 SH Sole 274725 555 D ACTION PERFORMANCE COS INC Common 004933107 5335 292950 SH Sole 291850 1100 D ACTIVISION INC NEW Common 004930202 4165 153000 SH Sole 153000 D ADOBE SYSTEMS INC. Common 00724F101 7439 310225 SH Sole 307200 3025 D ADVANCEPCS Common 00790K109 4257 59300 SH Sole 59300 D AFC ENTERPRIZES Common 00104Q107 4559 223500 SH Sole 222600 900 D AFFILIATED COMPUTER SVCS INC C Common 008190100 34068 418475 SH Sole 413900 4575 D AFFILIATED MANAGERS GROUP INC. Common 008252108 9373 164990 SH Sole 164990 D ALLERGAN INC. Common 018490102 43287 652900 SH Sole 577350 75550 199 3000 SH Defined DB 3000 D AMDOCS LIMITED Common G02602103 33524 1257947 SH Sole 1190312 67635 81 3050 SH Defined DB 3050 D AMERICAN ELECTRIC POWER CO INC Common 025537101 1228 28400 SH Sole 28400 D AMERICAN HOME PRODUCTS CORP Common 026609107 265976 4566120 SH Sole 4114154 451966 839 14400 SH Defined DB 14400 D AMERICAN INTERNATIONAL GROUP I Common 026874107 339188 4348562 SH Sole 3928483 420079 1287 16500 SH Defined DB 16500 D AMERISOURCEBERGEN CORP Common 03073E105 204479 2882009 SH Sole 2588189 293820 890 12550 SH Defined DB 12550 D AMGEN INC Common 031162100 218720 3721621 SH Sole 3400816 320805 611 10400 SH Defined DB 10400 D AOL TIME WARNER INC. Common 00184A105 263500 7960716 SH Sole 7144497 816219 943 28500 SH Defined DB 28500 D APPLEBEES INTERNATIONAL INC. Common 037899101 11594 393025 SH Sole 392425 600 D AQUILA INC Common 03840J106 3836 175985 SH Sole 175985 D ASM LITHOGRAPHY HOLDING NV Common N07059111 112 10000 SH Sole 10000 D AT&T WIRELESS SERVICES INC. Common 00209A106 251 16819 SH Sole 16819 D B.J. SERVICES CO. Common 055482103 40877 2297770 SH Sole 2197080 100690 D BARR LABORATORIES INC. Common 068306109 24224 306400 SH Sole 304300 2100 D BAXTER INTERNATIONAL INC Common 071813109 332225 6034974 SH Sole 5486614 548360 947 17200 SH Defined DB 17200 D BECTON DICKINSON & CO Common 075887109 7675 207420 SH Sole 203400 4020 D BED BATH & BEYOND INC Common 075896100 32779 1287455 SH Sole 1151200 136255 158 6200 SH Defined DB 6200 D BEST BUY COMPANY INC. Common 086516101 128375 2824532 SH Sole 2578482 246050 377 8300 SH Defined DB 8300 D BISYS GROUP INC. Common 055472104 87779 1655590 SH Sole 1496710 158880 329 6200 SH Defined DB 6200 D BMC SOFTWARE INC. Common 055921100 17242 1357650 SH Sole 1334350 23300 D BORLAND SOFTWARE CORP Common 099849101 6161 760600 SH Sole 758400 2200 D BOSTON PRIVATE FINANCIAL HOLDI Common 101119105 4949 253650 SH Sole 253650 D BRINKER INTERNATIONAL INC Common 109641100 69419 2939001 SH Sole 2609436 329565 307 13000 SH Defined DB 13000 D CALPINE CORP. Common 131347106 9163 401700 SH Sole 401700 D CARDINAL HEALTH INC. Common 14149Y108 256549 3469227 SH Sole 3226867 242360 510 6900 SH Defined DB 6900 D CAREER EDUCATION CORP Common 141665109 10147 184500 SH Sole 184200 300 D CAREMARK RX INC Common 141705103 38555 2311445 SH Sole 1865075 446370 335 20100 SH Defined DB 20100 D CASTLE CONVERTIBLE FUND INC Common 148443104 9949 446126 SH Sole 446126 60 2700 SH Other ND 2700 D CELL THERAPEUTICS INC - NEW Common 150934107 3985 165700 SH Sole 165700 D CEPHALON INC Common 156708109 25258 506380 SH Sole 506350 30 D CERNER CORP. Common 156782104 6717 135700 SH Sole 135250 450 D CHARLES RIVER LABORATORIES INT Common 159864107 25577 723125 SH Sole 722550 575 D CHARTER COMMUNICATIONS INC Common 16117M107 3057 246900 SH Sole 235400 11500 D CHEESECAKE FACTORY INC Common 163072101 12306 513835 SH Sole 512950 885 D CHINA MOBILE HONG KONG LTD SPO Common 16941M109 257 16000 SH Sole 16000 D CHOICEPOINT INC. Common 170388102 16677 400500 SH Sole 398000 2500 D CHURCH & DWIGHT CO INC. Common 171340102 10900 421650 SH Sole 421650 D CISCO SYSTEMS INC Common 17275R102 317 26032 SH Sole 25832 200 169 13860 SH Other ND 13860 D CITIGROUP INC. Common 172967101 329841 8144233 SH Sole 7260912 883321 1341 33100 SH Defined DB 33100 D COACH INC Common 189754104 22062 832220 SH Sole 828085 4135 D COMCAST CORP-SPECIAL CL A Common 200300200 134697 3755139 SH Sole 3339384 415755 592 16500 SH Defined DB 16500 D CONCORD EFS INC. Common 206197105 37897 774205 SH Sole 759600 14605 D CONSTELLATION BRANDS INC-A Common 21036P108 12878 309120 SH Sole 309120 D CONTINENTAL AIRLINES INC-CL B Common 210795308 2268 151200 SH Sole 149200 2000 D COOPER CAMERON CORP. Common 216640102 16079 490200 SH Sole 481600 8600 D CORPORATE EXECUTIVE BOARD CO. Common 21988R102 3473 133150 SH Sole 133150 D CULLEN FROST BANKERS INC Common 229899109 5119 189955 SH Sole 189450 505 D CV THERAPEUTICS INC. Common 126667104 6334 162990 SH Sole 162990 D CYTYC CORP Common 232946103 13687 510500 SH Sole 509500 1000 D DAL-TILE INTERNATIONAL INC. Common 23426R108 11159 725100 SH Sole 723100 2000 D DELL COMPUTER CORP. Common 247025109 123538 6666930 SH Sole 6429570 237360 D DUANE READE INC Common 263578106 15913 530425 SH Sole 529865 560 D DUKE ENERGY CORP Common 264399106 40376 1066745 SH Sole 1006350 60395 D DUPONT PHOTOMASKS INC Common 26613X101 1917 69000 SH Sole 69000 D EBAY INC Common 278642103 342829 7493525 SH Sole 6925895 567630 938 20500 SH Defined DB 20500 D ECLIPSYS CORP. Common 278856109 6029 453310 SH Sole 448155 5155 D EDUCATION MANAGEMENT CORP Common 28139T101 6473 213200 SH Sole 212850 350 D ELANTEC SEMICONDUCTOR INC. Common 284155108 6097 265650 SH Sole 265650 D ELECTRONICS BOUTIQUE HOLDINGS Common 286045109 4903 181940 SH Sole 181540 400
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D ELI LILLY & CO Common 532457108 181601 2250319 SH Sole 1987614 262705 997 12350 SH Defined DB 12350 D ENZON INC Common 293904108 65228 1278980 SH Sole 1158680 120300 273 5350 SH Defined DB 5350 D EXPRESS SCRIPTS INC Common 302182100 80191 1449580 SH Sole 1305390 144190 304 5500 SH Defined DB 5500 D EXULT INC Common 302284104 8096 692555 SH Sole 691615 940 D EXXON MOBIL CORP Common 30231G102 67491 1712982 SH Sole 1618992 93990 D FACTSET RESEARCH SYSTEMS INC Common 303075105 3817 157350 SH Sole 157350 D FAIR ISAAC & COMPANY INC Common 303250104 13120 277785 SH Sole 275200 2585 D FAMILY DOLLAR STORES INC Common 307000109 6586 239300 SH Sole 187600 51700 50 1800 SH Defined DB 1800 D FEDERATED INVESTORS INC (PA.) Common 314211103 13921 470320 SH Sole 469600 720 D FINISAR CORP Common 31787A101 3128 789875 SH Sole 787650 2225 D FIRST DATA CORP. Common 319963104 245751 4218184 SH Sole 3877999 340185 600 10300 SH Defined DB 10300 D FIRST HORIZON PHARMACEUTICAL C Common 32051K106 16256 624495 SH Sole 623490 1005 D FISERV INC. Common 337738108 15594 455972 SH Sole 441950 14022 D FLEXTRONICS INTERNATIONAL LTD. Common Y2573F102 6564 396850 SH Sole 394650 2200 D FOREST LABORATORIES INC Common 345838106 86791 1203090 SH Sole 1158400 44690 D FREEMARKETS Common 356602102 9640 911150 SH Sole 893950 17200 D GENERAL DYNAMICS CORP Common 369550108 123822 1401975 SH Sole 1277120 124855 380 4300 SH Defined DB 4300 D GENERAL ELECTRIC COMPANY Common 369604103 99977 2687548 SH Sole 2493109 194439 D GENZYME CORP-GENERAL DIVISION Common 372917104 59736 1315190 SH Sole 1299648 15542 D GILEAD SCIENCES INC Common 375558103 65578 1167495 SH Sole 1156400 11095 D GOTO COM INC Common 38348T107 7285 580500 SH Sole 571500 9000 D GPU INC Common 36225X100 1211 30000 SH Sole 30000 D GRUPO RADIO CENTRO S.A. - SPON Common 40049C102 109 20000 SH Sole 20000 D GRUPO TELEVISA SA DE CV-GDS Common 40049J206 357 12450 SH Sole 12450 D GUIDANT CORP. Common 401698105 24960 648300 SH Sole 515200 133100 185 4800 SH Defined DB 4800 D HALLIBURTON CO Common 406216101 20734 919490 SH Sole 870190 49300 D HOME DEPOT INC Common 437076102 322436 8403325 SH Sole 7652730 750595 1061 27650 SH Defined DB 27650 D HOMESTORE COM INC Common 437852106 3356 438740 SH Sole 426900 11840 D IMS HEALTH, INC. Common 449934108 16443 656420 SH Sole 641900 14520 17 668 SH Other ND 668 D INTEGRATED CIRCUIT SYSTEMS INC Common 45811K208 6382 499360 SH Sole 487905 11455 D INTEGRATED DEVICE TECHNOLOGY Common 458118106 1661 82550 SH Sole 78250 4300 D INTEL CORP. Common 458140100 29553 1445830 SH Sole 1333405 112425 169 8256 SH Other ND 8256 D INTERCEPT GROUP INC. Common 45845L107 4743 141780 SH Sole 141220 560 D INTERMUNE INC Common 45884X103 10360 270850 SH Sole 149900 120950 218 5700 SH Defined DB 5700 D INTL BUSINESS MACHINES CORP Common 459200101 1621 17675 SH Sole 17675 D INTUIT INC. Common 461202103 172572 4820454 SH Sole 4348144 472310 616 17200 SH Defined DB 17200 D INVESTMENT TECHNOLOGY GROUP Common 46145F105 5959 107390 SH Sole 103200 4190 D INVESTORS FINANCIAL SERVICES Common 461915100 7524 130535 SH Sole 130090 445 D KEYNOTE SYS INC Common 493308100 171 22500 SH Sole 10500 12000 D KING PHARMACEUTICALS Common 495582108 115859 2761829 SH Sole 2410694 351135 449 10700 SH Defined DB 10700 D L-3 COMMUNICATIONS HOLDINGS IN Common 502424104 47402 542045 SH Sole 532650 9395 D LABORATORY CORP AMER HLDGS Common 50540R409 85453 1056935 SH Sole 957225 99710 331 4100 SH Defined DB 4100 D LEHMAN BROTHERS HOLDINGS INC. Common 524908100 22933 403400 SH Sole 383400 20000 D LIFEPOINT HOSPITALS INC Common 53219L109 9148 207915 SH Sole 207450 465 D LINEAR TECHNOLOGY CORP. Common 535678106 4325 131850 SH Sole 125750 6100 D MANOR CARE INC Common 564055101 9048 321985 SH Sole 254645 67340 148 5255 SH Defined DB 5255 D MARSH & McLENNAN COMPANIES INC Common 571748102 195753 2024334 SH Sole 1806461 217873 783 8100 SH Defined DB 8100 D MATRIXONE INC Common 57685P304 1154 212125 SH Sole 194125 18000 D MEDTRONIC INC. Common 585055106 32312 742805 SH Sole 683700 59105 D MERCK & CO INC Common 589331107 42291 635000 SH Sole 635000 173 2600 SH Other ND 2600 D MERRILL LYNCH & CO. INC Common 590188108 232241 5720225 SH Sole 5251070 469155 715 17600 SH Defined DB 17600 D METTLER-TOLEDO INTERNATIONAL Common 592688105 3552 84300 SH Sole 84300 D MICROCHIP TECHNOLOGY INC. Common 595017104 35471 1323559 SH Sole 1300750 22809 D MICROSOFT CORP Common 594918104 307950 6018168 SH Sole 5498448 519720 972 19000 SH Defined DB 19000 D MID ATLANTIC MEDICAL SERVICES Common 59523C107 6372 303450 SH Sole 303450 D MORGAN STANLEY DEAN WITTER & C Common 617446448 95406 2058387 SH Sole 1711542 346845 709 15300 SH Defined DB 15300 D NABORS INDUSTRIES INC Common 629568106 20521 978600 SH Sole 919100 59500 D NANCY LEE MINES Common 630004109 0 11000 SH Sole 11000 D NETEGRITY INC. Common 64110P107 3093 360900 SH Sole 360900 D NETIQ CORP Common 64115P102 4504 197800 SH Sole 197800 D NEWPORT CORP Common 651824104 5066 359300 SH Sole 359300 D NEWS CORP LTD - ADR NEW REPSTG Common 652487703 289 12000 SH Sole 12000 D NOKIA CORP.-SPONSORED ADR Common 654902204 189570 12113120 SH Sole 11002070 1111050 705 45050 SH Defined DB 45050 D NORTHERN TRUST CORP Common 665859104 4581 87287 SH Sole 86437 850 D NPS PHARMACUTICALS Common 62936P103 3922 125715 SH Sole 125150 565 D OGE ENERGY CORP. Common 670837103 1093 50000 SH Sole 50000 D OMNICOM GROUP INC Common 681919106 5826 89763 SH Sole 87455 2308 D ONI SYSTEMS CORP Common 68273F103 568 140900 SH Sole 128000 12900 D ORACLE CORP. Common 68389X105 3727 296300 SH Sole 280300 16000 D ORIENT EXPRESS HOTELS LTD Common G67743107 4561 325585 SH Sole 324505 1080 D OSI PHARMACEUTICALS INC Common 671040103 5566 171260 SH Sole 170900 360 D OUTBACK STEAKHOUSE INC. Common 689899102 26627 1039715 SH Sole 1022900 16815 D PANERA BREAD COMPANY Common 69840W108 11344 324200 SH Sole 324200 D PAYCHEX INC. Common 704326107 4722 149850 SH Sole 149850 D PEREGRINE SYSTEMS INC. Common 71366Q101 206 16300 SH Sole 10300 6000
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D PFIZER INC Common 717081103 306753 7649710 SH Sole 7060323 589387 794 19800 SH Defined DB 19800 D PHARMACEUTICAL RESOURCES INC Common 717125108 14892 416550 SH Sole 415550 1000 D PHILIP MORRIS COMPANIES INC Common 718154107 231677 4797626 SH Sole 4446478 351148 621 12850 SH Defined DB 12850 D PHOTRONICS INC Common 719405102 8117 439940 SH Sole 439050 890 D PLEXUS CORP Common 729132100 4241 179845 SH Sole 179300 545 D PRIORITY HEALTHCARE CORP CL-B Common 74264T102 4783 199300 SH Sole 199300 D PROVINCE HEALTHCARE CO Common 743977100 12693 345475 SH Sole 344575 900 D Q CARS TECHNOLOGY Common QCAR 0 16000 SH Sole 16000 D QUEST DIAGNOSTICS INC Common 74834L100 7895 127950 SH Sole 124700 3250 D R G S ENERGY GROUP INC Common 74956K104 1548 40000 SH Sole 40000 D RAMBUS INC.-DEL Common 750917106 7380 1002650 SH Sole 1000750 1900 D ROGERS COMMUNICATIONS INC CL- Common 775109200 186 14500 SH Sole 14500 D RUBY TUESDAY INC Common 781182100 9154 583060 SH Sole 581150 1910 D SANMINA CORP Common 800907107 10197 750918 SH Sole 742610 8308 D SANTA FE INTERNATIONAL CORP. Common G7805C108 7123 335200 SH Sole 330200 5000 D SCIOS INC Common 808905103 4720 282300 SH Sole 282300 D SERVICE CORP INTERNATIONAL Common 817565104 8423 1399150 SH Sole 1396650 2500 D SHAW GROUP INC Common 820280105 10130 359600 SH Sole 359030 570 D SHUFFLE MASTER INC Common 825549108 4987 395500 SH Sole 395500 D SIMPLEX SOLUTIONS INC Common 828854109 3876 256360 SH Sole 255800 560 D SMITH INTERNATIONAL INC Common 832110100 13816 379565 SH Sole 379275 290 D SOUTHWEST BANCORPORATION OF TE Common 84476R109 15231 511975 SH Sole 511200 775 D SPINNAKER EXPL CO Common 84855W109 9548 269860 SH Sole 269180 680 D SPX CORP. Common 784635104 11129 134250 SH Sole 132250 2000 D STARBUCKS CORP. Common 855244109 14722 985380 SH Sole 972300 13080 D STILWELL FINANCIAL INC Common 860831106 15733 806803 SH Sole 806803 D STRAYER EDUCATION INC Common 863236105 5484 122950 SH Sole 122950 D SUN MICROSYSTEMS INC Common 866810104 82563 9983414 SH Sole 9447288 536126 150 18100 SH Defined DB 18100 D SYNOPSYS INC Common 871607107 40802 1017260 SH Sole 1008150 9110 D TAIWAN SEMICONDUCTOR MFG CORP Common 874039100 209 22000 SH Sole 22000 D TARGET CORP Common 87612E106 74307 2340382 SH Sole 2075622 264760 289 9100 SH Defined DB 9100 D TENET HEALTHCARE CORP Common 88033G100 201057 3370618 SH Sole 2958313 412305 901 15100 SH Defined DB 15100 D TEVA PHARMACEUTICAL IND. LTD - Common 881624209 34085 563855 SH Sole 555600 8255 D TEXACO INC Common 881694103 48693 749125 SH Sole 710550 38575 9 132 SH Other ND 132 D THQ INC NEW Common 872443403 13101 303605 SH Sole 303050 555 D TMP WORLDWIDE INC. Common 872941109 11543 406595 SH Sole 404300 2295 D TOYS R US INC Common 892335100 38028 2207090 SH Sole 1886000 321090 234 13600 SH Defined DB 13600 D TRANSOCEAN SEDCO FOREX INC Common G90078109 52863 2002392 SH Sole 1903448 98944 D TRIQUINT SEMICONDUCTOR INC. Common 89674K103 4992 312200 SH Sole 312200 D TWEETER HOME & ENTERTAINMENT G Common 901167106 2113 154900 SH Sole 154900 D TYCO INTERNATIONAL LTD NEW Common 902124106 328037 7209599 SH Sole 6719848 489751 751 16500 SH Defined DB 16500 D UCBH HOLDINGS INC Common 90262T308 15471 530200 SH Sole 528425 1775 D UNITED TECHNOLOGIES CORP. Common 913017109 85075 1829577 SH Sole 1673012 156565 281 6050 SH Defined DB 6050 D UNIVERSAL HEALTH SERVICES INC Common 913903100 12453 255180 SH Sole 250625 4555 D VARIAN SEMICONDUCTOR EQUIPMENT Common 922207105 5933 229505 SH Sole 229025 480 D VERISIGN INC. Common 92343E102 98950 2361570 SH Sole 2311320 50250 D VERITAS SOFTWARE CORP Common 923436109 578 31350 SH Sole 31350 D VIACOM INC-CL B Common 925524308 61226 1774676 SH Sole 1656090 118586 128 3700 SH Defined DB 3700 D WAL-MART STORES INC Common 931142103 320297 6470655 SH Sole 5849935 620720 1136 22950 SH Defined DB 22950 D WASHINGTON MUTUAL INC Common 939322103 42074 1093400 SH Sole 1010400 83000 D WATERS CORP. Common 941848103 51459 1438605 SH Sole 1388750 49855 97 2700 SH Defined DB 2700 D WEBEX COMMUNICATIONS INC. Common 94767L109 3150 148300 SH Sole 148300 D WELLS FARGO & CO NEW Common 949746101 525 11800 SH Sole 11800 D WESTERGAARD.COM INC Common 957556103 0 10000 SH Other ND 10000 D XCEL ENERGY INC Common 98389B100 1265 44950 SH Sole 44950 D YANKEE CANDLE COMPANY INC Common 984757104 8122 475000 SH Sole 474100 900 D ZORAN CORP. Common 98975F101 2834 117000 SH Sole 117000 D APACHE CORP DEPOSITORY SHARES Conv Pref. 037411600 745 20000 SH Sole 20000 D CALPINE CAPITAL III 5.00% CONV Conv Pref. 13134R201 1097 25000 SH Sole 25000 D CANADIAN NATL RWY CO PFD CONV Conv Pref. 136375409 1684 31000 SH Sole 31000 D COLTEC CAPITAL TRUST PFD CONV Conv Pref. 196878409 1318 42000 SH Sole 42000 D COX COMMUNICATIONS INC NEW INC Conv Pref. 224044305 819 15000 SH Sole 15000 D COX COMMUNICATIONS PRIZES Conv Pref. 224044503 937 15000 SH Sole 15000 D DOMINION RESOURCES 9.5% PREMIU Conv Pref. 25746U208 881 15000 SH Sole 15000 D EL PASO ENERGY CAPITAL TRUST I Conv Pref. 283678209 904 16500 SH Sole 16500 D EMMIS BROADCASTING CORP PFD CO Conv Pref. 291525202 834 29000 SH Sole 29000 D ENTERCOM COMMUNICATIONS CAP TR Conv Pref. 29363P104 907 20000 SH Sole 20000 D EXPRESS SCRIPTS AUTOMATIC EXCH Conv Pref. 302181201 505 5000 SH Sole 5000 D HANNOVER COMPRESSOR CAP TRUST Conv Pref. 41076M203 672 10000 SH Sole 10000 D MIRANT TRUST I-6.25% Conv Pref. 60467Q102 642 12000 SH Sole 12000 D NEWFIELD FINANCIAL TRUST I 6.5 Conv Pref. 651291205 1762 36100 SH Sole 36100 D TXI CAPITAL TRUST I PFD SECS Conv Pref. 873119200 996 30000 SH Sole 30000 D UNION PACIFIC CAPITAL TRUST TE Conv Pref. 907824403 1800 40000 SH Sole 40000 D UNOCAL CAPITAL TRUST-6.25% Conv Pref. 91528T207 1900 40000 SH Sole 40000 D WEATHERFORD - EVI INC 5% CONV Conv Pref. 268939402 1361 35000 SH Sole 35000 D WENDY'S FINANCING I-$2.50 TERM Conv Pref. 950588202 1990 36500 SH Sole 36500 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 3701 405327.261SH Other ND 405327.261 D ALGER MIDCAP GROWTH PORT. CL A Mutual Funds 015565864 605 91844.129SH Other ND 91844.129 D ALGER SMALL CAP PORTFOLIO CL A Mutual Funds 015565872 607 178672.993SH Other ND 178672.993 D SPECTRA FUND INC CL N Mutual Funds 847561107 188 30761.952SH Sole 30761.952 732 119823.796SH Other ND 119823.796 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 3982 225079.388SH Other ND 225079.388 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 1534 47417.679SH Other ND 47417.679 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 666 46502.686SH Other ND 46502.686 D THE ALGER FUND LARGECAP GROWTH Mutual Funds 015565609 223 25632.929SH Other ND 25632.929
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D DIGITAL CHINA HOLDINGS LTD Common 635186 15 50600 SH Sole 50600 D LEGEND HOLDINGS Common 6218089 196 506000 SH Sole 506000 D NINTENDO CO. LTD. Common 6639550 287 2000 SH Sole 2000 D NTT DOCOMO INC Common 6129277 473 35 SH Sole 35 S REPORT SUMMARY 286 DATA RECORDS 9748454 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED