-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IeJazNJ1l/NXgvp3lIaPPOuofaUe+jI6Z4ueTDkV0PyOjfUlB/X6EXckInkTOXuw m8Gt+zV2KgWsV9DDSb30Rg== 0000930413-01-500292.txt : 20010418 0000930413-01-500292.hdr.sgml : 20010418 ACCESSION NUMBER: 0000930413-01-500292 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER FRED MANAGEMENT INC CENTRAL INDEX KEY: 0000003520 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 13510833 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00869 FILM NUMBER: 1604061 BUSINESS ADDRESS: STREET 1: 1 WORLD TRADE CENTER STREET 2: SUITE 9333 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2128068800 MAIL ADDRESS: STREET 1: 75 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: ALGER FRED & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 c20693-13f.txt FORM 13F-HR Fred Alger Management Inc. FORM 13F FRED ALGER MANAGEMENT March 31, 2001
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D ABBOTT LABORATORIES Common 002824100 54307 1150825 SH Sole 1054947 95878 D ABERCROMBIE & FITCH CO Common 002896207 17424 532830 SH Sole 529200 3630 D ACCREDO HEALTH INC Common 00437V104 6796 207912 SH Sole 207612 300 D ADVANCED ENERGY INDUSTRIES Common 007973100 3725 144300 SH Sole 144300 D ADVENT SOFTWARE INC. Common 007974108 5213 117640 SH Sole 117200 440 D AFFILIATED COMPUTER SVCS INC C Common 008190100 7197 110900 SH Sole 109500 1400 D AFFILIATED MANAGERS GROUP INC. Common 008252108 14105 300100 SH Sole 299740 360 D AFFYMETRIX INC. Common 00826T108 22164 796895 SH Sole 788775 8120 D AGILE SOFTWARE CORP Common 00846X105 801 72700 SH Sole 62700 10000 D ALLERGAN INC. Common 018490102 35592 480000 SH Sole 475250 4750 D ALPHARMA INC-CL A Common 020813101 5550 169515 SH Sole 169100 415 D ALTERA CORP Common 021441100 1641 76530 SH Sole 76530 D ALZA CORP-CL A Common 022615108 88004 2172950 SH Sole 2105500 67450 D AMDOCS LIMITED Common G02602103 74850 1562625 SH Sole 1555200 7425 D AMERICAN EAGLE OUTFITTERS INC. Common 02553E106 7472 259900 SH Sole 259500 400 D AMERICAN ELECTRIC POWER CO INC Common 025537101 1335 28400 SH Sole 28400 D AMERICAN HOME PRODUCTS CORP Common 026609107 329727 5612371 SH Sole 5083655 528716 869 14800 SH Defined DB 14800 D AMERICAN INTERNATIONAL GROUP I Common 026874107 369456 4589516 SH Sole 4106785 482731 1328 16500 SH Defined DB 16500 D AMERISOURCE HEALTH CORP-CL A Common 03071P102 149655 3051065 SH Sole 2823685 227380 459 9350 SH Defined DB 9350 D AMGEN INC Common 031162100 312976 5200010 SH Sole 4611630 588380 1110 18450 SH Defined DB 18450 D AOL TIME WARNER INC. Common 00184A105 185782 4627187 SH Sole 4169160 458027 650 16200 SH Defined DB 16200 D APPLIED MATERIALS INC Common 038222105 265 6100 SH Sole 2600 3500 D ARIBA INC Common 04033V104 11912 1506625 SH Sole 1457275 49350 D ART TECHNOLOGY GROUP INC Common 04289L107 8835 736225 SH Sole 728700 7525 D ASM LITHOGRAPHY HOLDING NV Common N07059111 674 31080 SH Sole 30000 1080 D ASPEN TECHNOLOGY INC Common 045327103 3792 158820 SH Sole 158800 20 D AT&T CORP. Common 001957109 305 14302 SH Sole 14302 D AUDIOCODES LTD ORD Common M15342104 121 13600 SH Sole 13600 D AVIRON Common 053762100 6162 148270 SH Sole 148270 D AVOCENT CORP Common 053893103 4569 209475 SH Sole 209475 D B.J. SERVICES CO. Common 055482103 135358 1901100 SH Sole 1845025 56075 D BALLY TOTAL FITNESS HOLDINGS Common 05873K108 7156 243000 SH Sole 243000 D BANK OF NEW YORK CO. INC. Common 064057102 105410 2140730 SH Sole 1827655 313075 704 14300 SH Defined DB 14300 D BAXTER INTERNATIONAL INC Common 071813109 347222 3688355 SH Sole 3371335 317020 673 7150 SH Defined DB 7150 D BEST BUY COMPANY INC. Common 086516101 166092 4618810 SH Sole 4203790 415020 498 13850 SH Defined DB 13850 D BISYS GROUP INC. Common 055472104 26444 494860 SH Sole 487375 7485 D BLACKROCK INC. Common 09247X101 23738 659396 SH Sole 658161 1235 D BLYTH INDUSTRIES INC. Common 09643P108 5647 244975 SH Sole 244350 625 D BROCADE COMMUNICATIONS SYS INC Common 111621108 3419 163690 SH Sole 155550 8140 D CABOT OIL & GAS CORP-CL A Common 127097103 5662 209720 SH Sole 209100 620 D CALIFORNIA PIZZA KITCHEN INC. Common 13054D109 10896 384005 SH Sole 382890 1115 D CALLAWAY GOLF CO. Common 131193104 11211 504785 SH Sole 504700 85 D CALPINE CORP. Common 131347106 224335 4073640 SH Sole 3897965 175675 D CANDENCE DESIGN SYS INC Common 127387108 1784 96500 SH Sole 92500 4000 D CARDINAL HEALTH INC. Common 14149Y108 370436 3828795 SH Sole 3437507 391288 1248 12900 SH Defined DB 12900 D CAREER EDUCATION CORP Common 141665109 7980 158805 SH Sole 158750 55 D CASTLE CONVERTIBLE FUND INC Common 148443104 10261 446126 SH Sole 446126 62 2700 SH Other ND 2700 D CEC ENTERTAINMENT, INC. Common 125137109 6406 144450 SH Sole 144000 450 D CELGENE CORP Common 151020104 24869 994765 SH Sole 986620 8145
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Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D CEPHALON INC Common 156708109 40527 843220 SH Sole 834490 8730 D CERAGON NETWORKS LTD. Common M22013102 282 45550 SH Sole 45550 D CHARLES SCHWAB CORP Common 808513105 79692 5168098 SH Sole 4678133 489965 316 20500 SH Defined DB 20500 D CHARTER COMMUNICATIONS INC Common 16117M107 2391 105700 SH Sole 105700 D CHEESECAKE FACTORY INC Common 163072101 25968 705415 SH Sole 704425 990 D CHINA MOBILE HONG KONG LTD SPO Common 16941M109 880 40000 SH Sole 40000 D CHUBB CORP. Common 171232101 6049 83500 SH Sole 83500 D CHURCH & DWIGHT CO INC. Common 171340102 8542 393075 SH Sole 392400 675 D CISCO SYSTEMS INC Common 17275R102 189178 11963805 SH Sole 10976642 987163 465 29400 SH Defined DB 29400 219 13860 SH Other ND 13860 D CITIGROUP INC. Common 172967101 413575 9194650 SH Sole 8148607 1046043 1655 36800 SH Defined DB 36800 D CLEAR CHANNEL COMMUNICATIONS I Common 184502102 710 13038 SH Sole 23 13015 D COCA COLA CO. Common 191216100 1404 31090 SH Sole 30995 95 D COMCAST CORP-SPECIAL CL A Common 200300200 169624 4044675 SH Sole 3609225 435450 809 19300 SH Defined DB 19300 D COMMERCE ONE INC Common 200693109 28671 3072968 SH Sole 2966423 106545 D CONCORD EFS INC. Common 206197105 17044 421490 SH Sole 417100 4390 D CONSTELLATION BRANDS INC-A Common 21036P108 8684 121030 SH Sole 121000 30 D CONTINENTAL AIRLINES INC-CL B Common 210795308 5236 126465 SH Sole 124400 2065 D COOPER CAMERON CORP. Common 216640102 55737 1032170 SH Sole 1022850 9320 D CORINTHIAN COLLEGES INC. Common 218868107 12889 320220 SH Sole 319800 420 D CORNING INC Common 219350105 11515 556527 SH Sole 556527 D CORPORATE EXECUTIVE BOARD CO. Common 21988R102 12029 398480 SH Sole 397785 695 D CROSS TIMBERS OIL CO Common 227573102 3874 156545 SH Sole 156325 220 D CROSSWAVE COMMUNICATIONS INC A Common 227686102 157 60000 SH Sole 60000 D CSG SYSTEMS INTERNATIONAL INC Common 126349109 10553 256220 SH Sole 256150 70 D CYTYC CORP Common 232946103 9212 558300 SH Sole 557400 900 D D.R. HORTON INC Common 23331A109 14266 674513 SH Sole 673486 1027 D DAL-TILE INTERNATIONAL INC. Common 23426R108 7201 478500 SH Sole 477700 800 D DDI CORP Common 233162106 7173 425040 SH Sole 423970 1070 D DELL COMPUTER CORP. Common 247025109 90103 3507670 SH Sole 3276945 230725 D DEVON ENERGY CORP NEW Common 25179M103 35436 608870 SH Sole 601800 7070 D DIGITAL LIGHTWAVE INC Common 253855100 4005 224080 SH Sole 224080 D DUKE ENERGY CORP Common 264399106 73488 1719410 SH Sole 1472320 247090 372 8700 SH Defined DB 8700 D DUPONT PHOTOMASKS INC Common 26613X101 5878 133958 SH Sole 133788 170 D EBAY INC Common 278642103 384780 10632955 SH Sole 9813325 819630 944 26100 SH Defined DB 26100 D EDISON SCHOOLS INC Common 281033100 5072 250450 SH Sole 250450 D EDUCATION MANAGEMENT CORP Common 28139T101 6324 193850 SH Sole 193325 525 D EGL INC Common 268484102 3232 132600 SH Sole 132600 D ELI LILLY & CO Common 532457108 160298 2091025 SH Sole 1821115 269910 908 11850 SH Defined DB 11850 D EMC CORP. Common 268648102 111511 3792903 SH Sole 3497241 295662 119 4050 SH Defined DB 4050 D ENCORE AQUISITION COMPANY Common 29255W100 1270 100000 SH Sole 100000 D ENSCO INTERNATIONAL INC. Common 26874Q100 11798 337100 SH Sole 334950 2150 D EOG RES INC Common 26875P101 28093 681375 SH Sole 673800 7575 D EXAR CORP Common 300645108 5405 275420 SH Sole 275420 D EXPRESS SCRIPTS INC - CL A Common 302182100 60760 700970 SH Sole 698825 2145 D EXULT INC Common 302284104 10157 1065605 SH Sole 1060465 5140 D EXXON MOBIL CORP Common 30231G102 145386 1794883 SH Sole 1653446 141437 162 2000 SH Defined DB 2000 D FACTSET RESEARCH SYSTEMS INC Common 303075105 24995 827663 SH Sole 826883 780 D FEDERATED INVESTORS INC (PA.) Common 314211103 23126 815720 SH Sole 814600 1120 D FILENET CORP Common 316869106 3516 224110 SH Sole 223650 460 D FIRSTAR CORP-WIS NEW Common 33763V109 7 14600 SH Sole 14600 D FISERV INC. Common 337738108 447 10000 SH Sole 10000 D FLEXTRONICS INTERNATIONAL LTD. Common Y2573F102 13096 873070 SH Sole 860350 12720 D FOREST LABORATORIES INC Common 345838106 100491 1696345 SH Sole 1677100 19245 D FORRESTER RESEARCH INC Common 346563109 357 15010 SH Sole 15000 10 D FORWARD AIR CORPORATION Common 349853101 5449 166698 SH Sole 166698 D FUELCELL ENERGY INC Common 35952H106 4489 88890 SH Sole 88660 230 D FURNITURE BRANDS INTERNATIONAL Common 360921100 7567 319300 SH Sole 319300 D GEMPLUS INTERNATIONAL SA - ADS Common 36866Y102 105 10000 SH Sole 10000 D GENERAL DYNAMICS CORP Common 369550108 134596 2145295 SH Sole 1968290 177005 508 8100 SH Defined DB 8100
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Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D GENERAL ELECTRIC CORP Common 369604103 335590 8016971 SH Sole 7199141 817830 1087 25969 SH Defined DB 25969 D GENZYME CORP-GENERAL DIVISION Common 372917104 53354 590660 SH Sole 588359 2301 D GILEAD SCIENCES INC Common 375558103 26250 807695 SH Sole 802200 5495 D GPU INC Common 36225X100 975 30000 SH Sole 30000 D GREY WOLF INC Common 397888108 10316 1587090 SH Sole 1583600 3490 D GRUPO TELEVISA SA DE CV-GDS Common 40049J206 550 16450 SH Sole 16450 D GUIDANT CORP. Common 401698105 46990 1044465 SH Sole 984930 59535 D HALLIBURTON CO Common 406216101 102917 2800450 SH Sole 2653590 146860 D HARLEY DAVIDSON INC. Common 412822108 19643 517590 SH Sole 517000 590 D HEIDRICK & STRUGGLES INTL INC. Common 422819102 5665 195755 SH Sole 195500 255 D HOME DEPOT INC Common 437076102 384031 8910225 SH Sole 8059474 850751 1192 27650 SH Defined DB 27650 D HONEYWELL INTERNATIONAL INC Common 438516106 3672 90000 SH Sole 90000 D HOROZIN OFFSHORE INC Common 44043J105 4950 200000 SH Sole 200000 D I2 TECHNOLOGIES INC Common 465754109 29540 2037233 SH Sole 1779458 257775 122 8400 SH Defined DB 8400 D IMMUNEX CORP NEW Common 452528102 29275 2045385 SH Sole 1684790 360595 177 12350 SH Defined DB 12350 D IMPATH INC Common 45255G101 12608 271875 SH Sole 271875 D INFORMATICA CORP Common 45666Q102 3616 271630 SH Sole 271200 430 D INKTOMI CORP. Common 457277101 2440 366900 SH Sole 353100 13800 D INSIGHT ENTERPRISES INC. Common 45765U103 490 23200 SH Sole 23200 D INTEGRATED CIRCUIT SYSTEMS INC Common 45811K208 10090 630630 SH Sole 630600 30 D INTEL CORP. Common 458140100 7083 269205 SH Sole 256690 12515 217 8256 SH Other ND 8256 D INTERWOVEN INC Common 46114T102 3858 383400 SH Sole 382600 800 D INTL BUSINESS MACHINES CORP Common 459200101 2099 21821 SH Sole 21720 101 D INTUIT INC. Common 461202103 175563 6326595 SH Sole 5821895 504700 463 16700 SH Defined DB 16700 D INVERNESS MED TECHNOLOGY INC Common 461268104 2988 114700 SH Sole 114700 D INVESTMENT TECHNOLOGY GROUP Common 46145F105 18387 359115 SH Sole 355105 4010 D INVESTORS FINANCIAL SERVICES Common 461915100 14944 254910 SH Sole 254465 445 D KB HOME Common 48666K109 11592 355135 SH Sole 354550 585 D KING PHARMACEUTICALS Common 495582108 19943 489390 SH Sole 481100 8290 D KLA-TENCOR CORP. Common 482480100 1760 44700 SH Sole 42700 2000 D KROGER CO. Common 501044101 45699 1771980 SH Sole 1660400 111580 D L M ERICSSON TELEPHONE CO. ADR Common 294821400 97 17300 SH Sole 17300 D LABORATORY CORP AMER HLDGS Common 50540R409 83636 695520 SH Sole 690720 4800 D LATTICE SEMICONDUCTOR CORP. Common 518415104 1852 101850 SH Sole 100650 1200 D LENNAR CORP Common 526057104 8131 204000 SH Sole 203500 500 D LIFEPOINT HOSPITALS INC Common 53219L109 9739 272415 SH Sole 271950 465 D LINEAR TECHNOLOGY CORP. Common 535678106 825 20080 SH Sole 20080 D MANUGISTICS GROUP INC Common 565011103 16294 889780 SH Sole 884250 5530 D MARCONI PLC SPONSORED ADR Common 566306205 142 14250 SH Sole 14250 D MARSH & McLENNAN COMPANIES INC Common 571748102 269877 2839917 SH Sole 2533349 306568 998 10500 SH Defined DB 10500 D MATRIXONE INC Common 57685P304 4346 254725 SH Sole 245525 9200 D MAXIM INTEGRATED PRODUCTS INC Common 57772K101 233 5600 SH Other ND 5600 D MERCK & CO INC Common 589331107 20 260 SH Sole 260 197 2600 SH Other ND 2600 D MERRILL LYNCH & CO. INC Common 590188108 179631 3242445 SH Sole 2913500 328945 626 11300 SH Defined DB 11300 D METTLER-TOLEDO INTERNATIONAL Common 592688105 7669 186330 SH Sole 186030 300 D MICROCHIP TECHNOLOGY INC. Common 595017104 61327 2422804 SH Sole 2395875 26929 D MICROMUSE INC. Common 595094103 6563 173660 SH Sole 173200 460 D MICROSOFT CORP Common 594918104 237250 4338280 SH Sole 3880210 458070 771 14100 SH Defined DB 14100 D MICROTUNE INC Common 59514P109 4718 603925 SH Sole 603125 800 D MID ATLANTIC MEDICAL SERVICES Common 59523C107 8897 438280 SH Sole 438250 30 D MITCHELL ENERGY & DEV CORP - C Common 606592202 6791 129350 SH Sole 129140 210 D MOBILE MINI INC Common 60740F105 1745 63300 SH Sole 63300 D MORGAN STANLEY DEAN WITTER & C Common 617446448 148614 2777835 SH Sole 2424910 352925 920 17200 SH Defined DB 17200 D MOTOROLA INC Common 620076109 2989 209600 SH Sole 209600 D MRV COMMUNICATIONS INC Common 553477100 1258 180450 SH Sole 180450 D NABORS INDUSTRIES INC Common 629568106 212236 4094050 SH Sole 3759200 334850 485 9350 SH Defined DB 9350 D NANCY LEE MINES Common 630004109 0 11000 SH Sole 11000 D NATIONAL COMMERCE BANCORP Common 635449101 11206 451620 SH Sole 451600 20
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Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D NCO GROUP Common 628858102 3179 124345 SH Sole 124325 20 D NETEGRITY INC. Common 64110P107 4638 188342 SH Sole 187882 460 D NEWPORT CORP Common 651824104 25705 878495 SH Sole 872000 6495 D NEWS CORP LTD - ADR NEW REPSTG Common 652487703 251 8000 SH Sole 8000 D NOKIA CORP.-SPONSORED ADR Common 654902204 270780 11282497 SH Sole 10201560 1080937 882 36750 SH Defined DB 36750 D NORTHERN TRUST CORP Common 665859104 7070 113115 SH Sole 110850 2265 D NRG ENERGY INC Common 629377102 24947 685350 SH Sole 398150 287200 462 12700 SH Defined DB 12700 D NVR INC Common 62944T105 4894 30025 SH Sole 30000 25 D OGE ENERGY CORP. Common 670837103 1149 50000 SH Sole 50000 D OMNICOM GROUP INC Common 681919106 51023 615619 SH Sole 553530 62089 D OPENWAVE SYSTEMS INC Common 683718100 68800 3467740 SH Sole 3261372 206368 165 8300 SH Defined DB 8300 D ORACLE CORP. Common 68389X105 91478 6106705 SH Sole 5351912 754793 446 29750 SH Defined DB 29750 D ORIENT EXPRESS HOTELS LTD Common G67743107 7058 392135 SH Sole 391055 1080 D ORTHODONTIC CENTERS OF AMERICA Common 68750P103 5736 279826 SH Sole 279451 375 D OUTBACK STEAKHOUSE INC. Common 689899102 51716 2031275 SH Sole 2014300 16975 D PACIFIC SUNWEAR OF CALI INC Common 694873100 9111 331300 SH Sole 331000 300 D PATTERSON ENERGY INC Common 703414102 14641 462955 SH Sole 462170 785 D PAYCHEX INC. Common 704326107 5559 150000 SH Sole 150000 D PEOPLESOFT INC Common 712713106 44864 1914180 SH Sole 1875900 38280 D PERKINELMER INC Common 714046109 14647 279265 SH Sole 276400 2865 D PFIZER INC Common 717081103 396582 9684549 SH Sole 8904513 780036 925 22600 SH Defined DB 22600 D PHARMACIA CORP. Common 71713U102 44419 881860 SH Sole 839500 42360 D PHILIP MORRIS COMPANIES INC Common 718154107 233615 4923403 SH Sole 4554910 368493 491 10350 SH Defined DB 10350 D PHOTRONICS INC Common 719405102 4608 186645 SH Sole 186300 345 D PLEXUS CORP Common 729132100 9035 352595 SH Sole 352050 545 D PROVINCE HEALTHCARE CO Common 743977100 14678 482240 SH Sole 481275 965 D Q CARS TECHNOLOGY Common QCAR 0 16000 SH Sole 16000 D R G S ENERGY GROUP INC Common 74956K104 1480 40000 SH Sole 40000 D REDBACK NETWORK INC Common 757209101 3827 292615 SH Sole 282415 10200 D REHABCARE GROUP INC Common 759148109 12418 301401 SH Sole 301031 370 D RESEARCH IN MOTION LTD NEW Common 760975102 286 13000 SH Sole 13000 D ROYAL DUTCH PETROLEUM CO. NY. Common 780257804 310 5600 SH Sole 1600 4000 D SAFEWAY INC Common 786514208 322797 5853075 SH Sole 5227730 625345 1037 18800 SH Defined DB 18800 D SANMINA CORP Common 800907107 53142 2716518 SH Sole 2594860 121658 D SANTA FE INTERNATIONAL CORP. Common G7805C108 18981 584035 SH Sole 575800 8235 D SBC COMMUNICATIONS INC. Common 78387G103 53081 1189347 SH Sole 1120847 68500 D SCHLUMBERGER LTD Common 806857108 340 5900 SH Sole 5900 D SHAW GROUP INC Common 820280105 19111 409150 SH Sole 408480 670 D SILICON VALLEY BANCSHARES Common 827064106 4897 208375 SH Sole 208020 355 D SK TELECOM CO LTD SPONSORED AD Common 78440P108 213 14000 SH Sole 14000 D SKYWEST INC. Common 830879102 8237 354260 SH Sole 353640 620 D SMITH INTERNATIONAL INC Common 832110100 79547 1133155 SH Sole 1123500 9655 D SOLECTRON CORP. Common 834182107 41572 2186875 SH Sole 2146475 40400 D SONIC CORP Common 835451105 1984 79150 SH Sole 79150 D SONY CORP-ADR NEW Common 835699307 433 6000 SH Sole 6000 D SOUTHWEST BANCORPORATION OF TE Common 84476R109 13085 417050 SH Sole 416700 350 D SPINNAKER EXPL CO Common 84855W109 14759 337740 SH Sole 337360 380 D SPX CORP. Common 784635104 12178 134175 SH Sole 132175 2000 D ST MARY LAND & EXPLORATION CO Common 792228108 6212 267185 SH Sole 266500 685 D STARBUCKS CORP. Common 855244109 50520 1190460 SH Sole 1171950 18510 D STATE STREET CORP Common 857477103 23934 256255 SH Sole 223090 33165 149 1600 SH Defined DB 1600 D STILWELL FINANCIAL INC Common 860831106 105170 3921340 SH Sole 3862100 59240 D STMICROELECTRONICS N V NY REG Common 861012102 513 15000 SH Sole 15000 D SUN MICROSYSTEMS INC Common 866810104 178419 11608281 SH Sole 10549640 1058641 528 34350 SH Defined DB 34350 D SWIFT ENERGY CO Common 870738101 6730 210050 SH Sole 209735 315 D SYNOPSYS INC Common 871607107 12369 263525 SH Sole 256950 6575 D TARGET CORP Common 87612E106 140126 3883755 SH Sole 3399700 484055 675 18700 SH Defined DB 18700 D TELESTRA CORPORATION LTD - ADR Common 87969N204 187 12000 SH Sole 12000 D TEVA PHARMACEUTICAL IND. LTD A Common 881624209 6876 125875 SH Sole 123600 2275 D TEXAS INSTRUMENTS INC. Common 882508104 5525 178335 SH Sole 169590 8745
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Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ---------- -------- -------- -------- D TOLL BROTHERS INC. Common 889478103 11490 298450 SH Sole 298025 425 D TOYS R US INC Common 892335100 54054 2153560 SH Sole 1836925 316635 341 13600 SH Defined DB 13600 D TRANSOCEAN SEDCO FOREX INC Common G90078109 230219 5310697 SH Sole 4981588 329109 314 7250 SH Defined DB 7250 D TWEETER HOME & ENTERTAINMENT G Common 901167106 5661 291245 SH Sole 291100 145 D TYCO INTERNATIONAL LTD NEW Common 902124106 265029 6130670 SH Sole 5677095 453575 465 10750 SH Defined DB 10750 D UNITED PAN-EUROPE CL A - ADR Common 911300200 142 22000 SH Sole 22000 D UNITED TECHNOLOGIES CORP. Common 913017109 159502 2176010 SH Sole 1993670 182340 476 6500 SH Defined DB 6500 D UTI ENERGY CORP Common 903387108 25016 826990 SH Sole 822200 4790 D VARIAN SEMICONDUCTOR EQUIPMENT Common 922207105 11278 353130 SH Sole 352650 480 D VERITAS DGC INC Common 92343P107 9780 306090 SH Sole 305460 630 D VIACOM INC-CL B Common 925524308 43933 999165 SH Sole 962865 36300 D VODAFONE GROUP PLC SPONSORED A Common 92857W100 652 24000 SH Sole 24000 D WAL-MART STORES INC Common 931142103 294531 5832293 SH Sole 5199155 633138 1159 22950 SH Defined DB 22950 D WALGREEN CO. Common 931422109 53429 1309537 SH Sole 1097025 212512 320 7850 SH Defined DB 7850 D WATERS CORP. Common 941848103 93866 2020795 SH Sole 1915000 105795 D WELLS FARGO & CO NEW Common 949746101 7407 149725 SH Sole 149300 425 D WESTERGAARD.COM INC Common 957556103 0 10000 SH Other ND 10000 D WHOLE FOODS MARKET INC. Common 966837106 4424 105025 SH Sole 104925 100 D XCEL ENERGY INC Common 98389B100 1353 44950 SH Sole 44950 D APACHE CORP DEPOSITORY SHARES Conv Pref. 037411600 971 20000 SH Sole 20000 D CALPINE CAPITAL III 5.00% CONV Conv Pref. 13134R201 1794 25000 SH Sole 25000 D CANADIAN NATL RWY CO PFD CONV Conv Pref. 136375409 1665 31000 SH Sole 31000 D COLTEC CAPITAL TRUST PFD CONV Conv Pref. 196878409 1853 42000 SH Sole 42000 D CONTINENTAL AIRLINES CAP TR PF Conv Pref. 210796207 1412 25000 SH Sole 25000 D COX COMMUNICATIONS INC NEW INC Conv Pref. 224044305 892 15000 SH Sole 15000 D COX COMMUNICATIONS PRIZES Conv Pref. 224044503 765 15000 SH Sole 15000 D DOMINION RESOURCES 9.5% PREMIU Conv Pref. 25746U208 934 15000 SH Sole 15000 D EL PASO ENERGY CAPITAL TRUST I Conv Pref. 283678209 1336 16500 SH Sole 16500 D ENRON CORP EXCHANGEABLE NOTES Conv Pref. 293561882 733 20000 SH Sole 20000 D ENTERCOM COMMUNICATIONS CAP TR Conv Pref. 29363P104 1095 20000 SH Sole 20000 D EXPRESS SCRIPTS AUTOMATIC EXCH Conv Pref. 302181201 370 5000 SH Sole 5000 D HANNOVER COMPRESSOR CAP TRUST Conv Pref. 41076M203 981 10000 SH Sole 10000 D MIRANT TRUST I-6.25% Conv Pref. 60467Q102 1639 22000 SH Sole 22000 D NEWFIELD FINANCIAL TRUST I 6.5 Conv Pref. 651291205 1488 26100 SH Sole 26100 D UNION PACIFIC CAPITAL TRUST TE Conv Pref. 907824403 1715 35000 SH Sole 35000 D UNOCAL CAPITAL TRUST-6.25% Conv Pref. 91528T207 1935 40000 SH Sole 40000 D WEATHERFORD - EVI INC 5% CONV Conv Pref. 268939402 2030 35000 SH Sole 35000 D WENDY'S FINANCING I-$2.50 TERM Conv Pref. 950588202 1759 36500 SH Sole 36500 D ALGER FUND LARGECAP GROWTH CL Mutual Funds 015565856 4228 405327.261SH Other ND 405327.261 D ALGER SMALL CAP PORTFOLIO CL A Mutual Funds 015565872 1521 366413.332SH Other ND 366413.332 D SPECTRA FUND INC CL N Mutual Funds 847561107 210 30761.952SH Sole 30761.952 514 75416.521SH Other ND 75416.521 D THE ALGER FUND CAPITAL APPREC Mutual Funds 015565849 130 14618.189SH Other ND 14618.189 D THE ALGER AMERICAN ASSET GROWT Mutual Funds 985109999 4472 225079.388SH Other ND 225079.388 D THE ALGER AMERICAN FUND GROWTH Mutual Funds 015544505 1763 42015.391SH Other ND 42015.391 D THE ALGER AMERICAN FUND SMALL Mutual Funds 015544406 806 46690.753SH Other ND 46690.753 D THE ALGER FUND LARGECAP GROWTH Mutual Funds 015565609 256 25632.929SH Other ND 25632.929 D THE ALGER FUND SMALL CAP CL B Mutual Funds 015565500 97 24503.952SH Other ND 24503.952 D LEGEND HOLDINGS Common 6218089 344 506000 SH Sole 506000 D NTT DOCOMO INC Common 6129277 713 41 SH Sole 41 D ORACLE CORP JAPAN JPY50 Common 6141680 225 1800 SH Sole 1800 D ADVA OPTICAL NETWORKING AD VPV Common 5653487 105 13100 SH Sole 13100 S REPORT SUMMARY 327 DATA RECORDS 12454133 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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