0000921895-17-002848.txt : 20171213 0000921895-17-002848.hdr.sgml : 20171213 20171213191755 ACCESSION NUMBER: 0000921895-17-002848 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171208 FILED AS OF DATE: 20171213 DATE AS OF CHANGE: 20171213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEST FINANCIAL CORPORATION CENTRAL INDEX KEY: 0000351952 STATE OF INCORPORATION: PA FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 171254907 BUSINESS ADDRESS: STREET 1: 1600 BENEDUM-TREES BUILDING STREET 2: 223 FOURTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-391-1466 MAIL ADDRESS: STREET 1: 1600 BENEDUM-TREES BUILDING STREET 2: 223 FOURTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER NAME: FORMER CONFORMED NAME: HARVEST FINANCIAL CORP /BD DATE OF NAME CHANGE: 20020429 FORMER NAME: FORMER CONFORMED NAME: APPALACHIAN INVESTMENT CORP DATE OF NAME CHANGE: 19860908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000700841 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 951480559 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 MCCLELLAN AVENUE STREET 2: STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109-4613 BUSINESS PHONE: 8563564500 MAIL ADDRESS: STREET 1: 2500 MCCLELLAN AVENUE STREET 2: STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109-4613 3 1 form309050002_12132017.xml OWNERSHIP DOCUMENT X0206 3 2017-12-08 0 0000700841 RCM TECHNOLOGIES INC RCMT 0000351952 HARVEST FINANCIAL CORPORATION 1600 BENEDUM-TREES BUILDING 223 FOURTH AVENUE PITTSBURGH PA 15222 0 0 0 1 See Explanation Common Stock, $0.05 par value 2055065 I See footnotes Common Stock, $0.05 par value 266074 I See footnotes The Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. IRS Partners No. 19, L.P., a Delaware limited partnership ("IRS 19"), directly owns these shares of Common Stock. The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), directly owns these shares of Common Stock. IRS 19 and the Foundation have each entered into an investment advisory agreement with the reporting person, pursuant to which Bradley Vizi ("Mr. Vizi") on behalf of the reporting person, exclusively manages IRS 19's and the Foundation's investment in the Issuer and has certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, the reporting person and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. /s/Frank D. Ruscetti as President of Harvest Financial Corporation 2017-12-13