0001144204-13-018434.txt : 20130328 0001144204-13-018434.hdr.sgml : 20130328 20130328180310 ACCESSION NUMBER: 0001144204-13-018434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130327 FILED AS OF DATE: 20130328 DATE AS OF CHANGE: 20130328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERENSON JEFFREY L CENTRAL INDEX KEY: 0001124201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 13725417 MAIL ADDRESS: STREET 1: C/O EPOCH HOLDING CORPORATION STREET 2: 640 FIFTH AVENUE CITY: NEW YORK, STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v339820_4.xml OWNERSHIP DOCUMENT X0306 4 2013-03-27 1 0000351903 EPOCH HOLDING CORP EPHC 0001124201 BERENSON JEFFREY L EPOCH HOLDING CORPORATION 399 PARK AVENUE NEW YORK, NY 10022 1 0 0 0 Common Stock 2013-03-27 4 D 0 2671 0 D 0 D Common Stock 2013-03-27 4 D 0 1066740 0 D 0 I By Family Trust Reflects disposition pursuant to the Agreement and Plan of Merger, dated December 6, 2012, by and between Epoch Holding Corporation ("Epoch"), The Toronto-Dominion Bank ("TD") and Empire Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of TD, whereby Merger Sub merged with and into Epoch (the "Merger"), with Epoch surviving the Merger as a wholly-owned subsidiary of TD. Upon the effective time of the Merger, each share of Epoch common stock owned by the reporting person immediately prior to the effective time of the Merger was canceled and converted into the right to receive $28.00 in cash. /s/ Jeffrey L. Berenson 2013-03-28