0001144204-13-010587.txt : 20130221
0001144204-13-010587.hdr.sgml : 20130221
20130221200036
ACCESSION NUMBER: 0001144204-13-010587
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130221
FILED AS OF DATE: 20130221
DATE AS OF CHANGE: 20130221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORAK ADAM
CENTRAL INDEX KEY: 0001335636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 13632029
MAIL ADDRESS:
STREET 1: EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Borak Adam
DATE OF NAME CHANGE: 20050808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
4
1
v335946_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-02-21
0
0000351903
EPOCH HOLDING CORP
EPHC
0001335636
BORAK ADAM
EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK
NY
10019
0
1
0
0
Chief Financial Officer
Common Stock
2013-02-21
4
F
0
7024
28.0
D
98796
D
Transaction represents shares withheld by the Company to satisfy the tax withholding obligation upon the vesting of restricted stock.
/s/ Adam Borak
2013-02-21