0001144204-12-068790.txt : 20121219 0001144204-12-068790.hdr.sgml : 20121219 20121219185102 ACCESSION NUMBER: 0001144204-12-068790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121217 FILED AS OF DATE: 20121219 DATE AS OF CHANGE: 20121219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAUSSIG TIMOTHY T CENTRAL INDEX KEY: 0001293664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 121275501 MAIL ADDRESS: STREET 1: EPOCH HOLDING CORPORATION STREET 2: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Taussig Timothy T DATE OF NAME CHANGE: 20040614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v330605_4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-17 0 0000351903 EPOCH HOLDING CORP EPHC 0001293664 TAUSSIG TIMOTHY T EPOCH HOLDING CORPORATION 640 FIFTH AVENUE NEW YORK NY 10019 1 1 0 0 Chief Operating Officer Common Stock 2012-12-17 4 J 0 105872 0 A 416562 D Common Stock 2012-12-17 4 J 0 105872 0 D 221440 I By GRAT No. 3 Common Stock 393939 I By Family Trust In accordance with the terms of Timothy T. Taussig's grantor retained annuity trust agreement (the "GRAT No. 3"), 105,872 shares of the Company's Common Stock were distributed to the reporting person in conjunction with the second annuity payment. /s/ Timothy T. Taussig 2012-12-19