0001144204-12-068789.txt : 20121219
0001144204-12-068789.hdr.sgml : 20121219
20121219184722
ACCESSION NUMBER: 0001144204-12-068789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121218
FILED AS OF DATE: 20121219
DATE AS OF CHANGE: 20121219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FLAHERTY PETER A
CENTRAL INDEX KEY: 0001298650
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 121275489
MAIL ADDRESS:
STREET 1: C/O EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Flaherty Peter A
DATE OF NAME CHANGE: 20040727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
4
1
v330600_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-12-18
0
0000351903
EPOCH HOLDING CORP
EPHC
0001298650
FLAHERTY PETER A
EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK
NY
10019
1
0
0
0
Common Stock
2012-12-18
4
J
0
18650
0
D
59330
D
Common Stock
18650
I
By Family Foundation
The reporting person transferred 18,650 shares to the Flaherty Family Foundation (the "Foundation"). Mr. Flaherty is the President of the Foundation and continues to have power to vote and dispose of the shares.
/s/ Peter A. Flaherty
2012-12-19