0001144204-12-068789.txt : 20121219 0001144204-12-068789.hdr.sgml : 20121219 20121219184722 ACCESSION NUMBER: 0001144204-12-068789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121218 FILED AS OF DATE: 20121219 DATE AS OF CHANGE: 20121219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLAHERTY PETER A CENTRAL INDEX KEY: 0001298650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 121275489 MAIL ADDRESS: STREET 1: C/O EPOCH HOLDING CORPORATION STREET 2: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Flaherty Peter A DATE OF NAME CHANGE: 20040727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v330600_4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-18 0 0000351903 EPOCH HOLDING CORP EPHC 0001298650 FLAHERTY PETER A EPOCH HOLDING CORPORATION 640 FIFTH AVENUE NEW YORK NY 10019 1 0 0 0 Common Stock 2012-12-18 4 J 0 18650 0 D 59330 D Common Stock 18650 I By Family Foundation The reporting person transferred 18,650 shares to the Flaherty Family Foundation (the "Foundation"). Mr. Flaherty is the President of the Foundation and continues to have power to vote and dispose of the shares. /s/ Peter A. Flaherty 2012-12-19