0001144204-12-068463.txt : 20121218
0001144204-12-068463.hdr.sgml : 20121218
20121218163434
ACCESSION NUMBER: 0001144204-12-068463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121214
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERENSON JEFFREY L
CENTRAL INDEX KEY: 0001124201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 121271705
MAIL ADDRESS:
STREET 1: C/O EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK,
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
4
1
v330438_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-12-14
0
0000351903
EPOCH HOLDING CORP
EPHC
0001124201
BERENSON JEFFREY L
EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK,
NY
10019
1
0
0
0
Common Stock
2012-12-14
4
J
0
1066740
0
D
2671
D
Common Stock
1066740
I
By Family Trust
The reporting person transferred 1,066,740 shares to The Berenson Family 2012 Trust I u/a/d 12/5/12 (the "Trust"). Mr. Berenson is a Trustee of the Trust and continues to have power to vote and dispose of the shares.
/s/ Jeffrey L. Berenson
2012-12-18