0001144204-12-068463.txt : 20121218 0001144204-12-068463.hdr.sgml : 20121218 20121218163434 ACCESSION NUMBER: 0001144204-12-068463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121214 FILED AS OF DATE: 20121218 DATE AS OF CHANGE: 20121218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERENSON JEFFREY L CENTRAL INDEX KEY: 0001124201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 121271705 MAIL ADDRESS: STREET 1: C/O EPOCH HOLDING CORPORATION STREET 2: 640 FIFTH AVENUE CITY: NEW YORK, STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v330438_4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-14 0 0000351903 EPOCH HOLDING CORP EPHC 0001124201 BERENSON JEFFREY L EPOCH HOLDING CORPORATION 640 FIFTH AVENUE NEW YORK, NY 10019 1 0 0 0 Common Stock 2012-12-14 4 J 0 1066740 0 D 2671 D Common Stock 1066740 I By Family Trust The reporting person transferred 1,066,740 shares to The Berenson Family 2012 Trust I u/a/d 12/5/12 (the "Trust"). Mr. Berenson is a Trustee of the Trust and continues to have power to vote and dispose of the shares. /s/ Jeffrey L. Berenson 2012-12-18