0001144204-12-067436.txt : 20121211 0001144204-12-067436.hdr.sgml : 20121211 20121211164202 ACCESSION NUMBER: 0001144204-12-067436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121210 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERENSON JEFFREY L CENTRAL INDEX KEY: 0001124201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 121256826 MAIL ADDRESS: STREET 1: C/O EPOCH HOLDING CORPORATION STREET 2: 640 FIFTH AVENUE CITY: NEW YORK, STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v330173_4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-10 0 0000351903 EPOCH HOLDING CORP EPHC 0001124201 BERENSON JEFFREY L EPOCH HOLDING CORPORATION 640 FIFTH AVENUE NEW YORK, NY 10019 1 0 0 0 Common Stock 2012-12-10 4 S 0 400000 27.75 D 1269411 D Common Stock 2012-12-11 4 S 0 200000 27.75 D 1069411 D This transaction was executed in multiple trades at prices ranging from $27.71 to $27.83. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $27.74 to $27.79. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. /s/ Jeffrey L. Berenson 2012-12-11