0001144204-12-054492.txt : 20121003 0001144204-12-054492.hdr.sgml : 20121003 20121003163930 ACCESSION NUMBER: 0001144204-12-054492 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20121003 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20121003 DATE AS OF CHANGE: 20121003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 121127150 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 8-K 1 v325013_8k.htm 8-K

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of Earliest event reported): October 3, 2012

 

 

 

 

EPOCH HOLDING CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware 1-9728 20-1938886
(State or other jurisdiction (Commission File Number) (IRS Employer
of incorporation)   Identification No.)

 

640 Fifth Avenue, New York, NY   10019
(Address of principal executive offices)   (Zip Code)

 

Registrant's telephone number, including area code: (212) 303-7200

 

N/A

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
 

 

Item 8.01 Other Events.

 

On October 3, 2012, Epoch Holding Corporation (the "Company") announced that its assets under management (“AUM”) were approximately $24.2 billion as of September 30, 2012, an increase of 4% from $23.2 billion as of June 30, 2012. 

 

A copy of the press release issued by the Company is attached as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.

 

99.1 Press Release dated October 3, 2012.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  EPOCH HOLDING CORPORATION
   (Registrant)  
     
Date: October 3, 2012    
  By: /s/ Adam Borak
    Name: Adam Borak
    Title: Chief Financial Officer

 

 

 

EX-99.1 2 v325013_ex99-1.htm EXHIBIT 99.1

 

 

EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $24.2 BILLION

 

NEW YORK—(BUSINESS WIRE)—October 3, 2012--Epoch Investment Partners, Inc. (“Epoch” or the “Company”), a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were approximately $24.2 billion as of September 30, 2012, an increase of 4% from $23.2 billion as of June 30, 2012.

 

“Assets under management increased primarily due to market appreciation during the quarter, with new business awards mostly offset by fund outflows in our sub-advisory channel,” stated William W. Priest, Chief Executive Officer of the Company. “Markets were fueled by accommodative central bank policies and an expansion of valuation multiples. Future gains, however, are likely to be more modest, especially in the context of sluggish economic growth. With that in mind, we think our approach of focusing on companies that are able to generate free cash flow and have sound capital allocation policies will continue to appeal to investors.”

 

About Epoch Holding Corporation

 

Epoch Holding Corporation conducts its operations through Epoch Investment Partners, Inc., a wholly owned subsidiary and an SEC-registered investment advisor. The Company manages equity strategies for a global institutional client base including corporations, public funds, foundations and endowments. It also manages mutual funds and variable annuity funds through sub-advisory relationships. Epoch has a distinct perspective on the drivers of shareholder return with an investment approach that focuses on the generation and the allocation of free cash flow. Investment decisions are based on the firm’s own fundamental research. Epoch’s investment strategies include U.S. Equity (All Cap, Large Cap, SMID Cap and Small Cap Value; Choice), Global Equity (Shareholder Yield, Choice, Absolute Return and Small Cap) and International Small Cap.

 

For more information about Epoch contact Clive Gershon at Epoch Investment Partners, Inc. 212-991-5404, cgershon@eipny.com or visit Epoch's website at www.eipny.com.

 

Safe Harbor Statement

 

This press release may contain forward-looking statements that involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied in such forward-looking statements. The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately managed accounts, general economic conditions, industry trends, future acquisitions, competitive conditions, and government regulations. For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see "Risk Factors" and "Forward-Looking Statements" in our Form 10-K for the year ended June 30, 2012. Other factors besides those listed in "Risk Factors" and "Forward-Looking Statements", and those listed above, could also adversely affect our revenues, financial condition, results of operations and business prospects. The Company undertakes no duty to update its forward-looking statements, including its earnings outlook.

 

 

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