0001144204-12-038055.txt : 20120703 0001144204-12-038055.hdr.sgml : 20120703 20120703160623 ACCESSION NUMBER: 0001144204-12-038055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120703 DATE AS OF CHANGE: 20120703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERENSON JEFFREY L CENTRAL INDEX KEY: 0001124201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 12944881 MAIL ADDRESS: STREET 1: C/O EPOCH HOLDING CORPORATION STREET 2: 640 FIFTH AVENUE CITY: NEW YORK, STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v317714_4.xml OWNERSHIP DOCUMENT X0306 4 2012-07-02 0 0000351903 EPOCH HOLDING CORP EPHC 0001124201 BERENSON JEFFREY L EPOCH HOLDING CORPORATION 640 FIFTH AVENUE NEW YORK, NY 10019 1 0 0 0 Common Stock 2012-07-02 4 A 0 2671 22.47 A 1669411 D The reporting person was awarded 2,671 shares of Common Stock of the Company pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The shares of Common Stock will vest 100% on July 2, 2013. /s/ Jeffrey L. Berenson 2012-07-03