0001144204-12-038049.txt : 20120703
0001144204-12-038049.hdr.sgml : 20120703
20120703160429
ACCESSION NUMBER: 0001144204-12-038049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120703
DATE AS OF CHANGE: 20120703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TESSLER ALLAN R
CENTRAL INDEX KEY: 0000905084
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 12944839
MAIL ADDRESS:
STREET 1: C/O EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK,
STATE: NY
ZIP: 10019
4
1
v317708_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-07-02
0
0000351903
EPOCH HOLDING CORP
EPHC
0000905084
TESSLER ALLAN R
EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK,
NY
10019
1
0
0
1
Chairman of the Board
Common Stock
2012-07-02
4
A
0
2671
22.47
A
258824
D
Common Stock
302141
I
ART/FGT Family Partners Ltd.
Common Stock
69179
I
Tessler Family Limited Partnership
The reporting person was awarded 2,671 shares of Common Stock of the Company pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The shares of Common Stock will vest 100% on July 2, 2013.
/s/ Allan R. Tessler
2012-07-03