0001144204-12-015849.txt : 20120319
0001144204-12-015849.hdr.sgml : 20120319
20120319161540
ACCESSION NUMBER: 0001144204-12-015849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120315
FILED AS OF DATE: 20120319
DATE AS OF CHANGE: 20120319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAUSSIG TIMOTHY T
CENTRAL INDEX KEY: 0001293664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 12700769
MAIL ADDRESS:
STREET 1: EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Taussig Timothy T
DATE OF NAME CHANGE: 20040614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
4
1
v306489_4.xml
OWNERSHIP DOCUMENT
X0304
4
2012-03-15
0
0000351903
EPOCH HOLDING CORP
EPHC
0001293664
TAUSSIG TIMOTHY T
EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK
NY
10019
1
1
0
0
Chief Operating Officer
Common Stock
2012-03-15
4
J
0
122688
0
D
327312
I
By GRAT No. 3
Common Stock
2012-03-15
4
J
0
122688
0
A
310690
D
Common Stock
393939
I
By Family Trust
Employee Stock Options (Right to Buy)
6.17
2016-01-30
Common Stock
41238
41238
D
In accordance with the terms of Timothy T. Taussig's grantor retained annuity trust agreement (the "GRAT No. 3"), 122,688 shares of the Company's Common Stock were distributed to the reporting person in conjunction with the first annuity payment.
The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.
/s/ Timothy T. Taussig
2012-03-19