0001144204-12-010267.txt : 20120221
0001144204-12-010267.hdr.sgml : 20120220
20120221174704
ACCESSION NUMBER: 0001144204-12-010267
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120221
FILED AS OF DATE: 20120221
DATE AS OF CHANGE: 20120221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRIEST WILLIAM W
CENTRAL INDEX KEY: 0001022394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 12627949
MAIL ADDRESS:
STREET 1: EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
v303389_4.xml
OWNERSHIP DOCUMENT
X0304
4
2012-02-21
0
0000351903
EPOCH HOLDING CORP
EPHC
0001022394
PRIEST WILLIAM W
EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK
NY
10019
1
1
1
0
Chief Executive Officer
Common Stock
2012-02-21
4
F
0
10326
24.67
D
1577484
D
Common Stock
540000
I
By Spouse
Common Stock
340683
I
By Family Trust
Employee Stock Options (Right to Buy)
6.17
2016-01-30
Common Stock
35052
35052
D
Transaction represents shares withheld by the Company to satisfy the tax withholding obligation upon the vesting of restricted stock.
The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.
/s/ William W. Priest
2012-02-21