0001144204-12-009928.txt : 20120217
0001144204-12-009928.hdr.sgml : 20120217
20120217200450
ACCESSION NUMBER: 0001144204-12-009928
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRIEST WILLIAM W
CENTRAL INDEX KEY: 0001022394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 12624529
MAIL ADDRESS:
STREET 1: EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
v303167_4.xml
OWNERSHIP DOCUMENT
X0304
4
2012-02-15
0
0000351903
EPOCH HOLDING CORP
EPHC
0001022394
PRIEST WILLIAM W
EPOCH HOLDING CORPORATION
640 FIFTH AVENUE
NEW YORK
NY
10019
1
1
1
0
Chief Executive Officer
Common Stock
2012-02-15
4
A
0
31779
25.17
A
1587810
D
Common Stock
540000
I
By Spouse
Common Stock
340683
I
By Family Trust
Employee Stock Options (Right to Buy)
6.17
2016-01-30
Common Stock
35052
35052
D
The reporting person was awarded 31,779 shares of the Company's Common Stock, pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The shares of Common Stock will vest as follows: 3,972 shares vested on February 15, 2012; 3,972 shares will vest on February 15, 2013; 7,945 shares will vest on February 15, 2014 and 15,890 shares will vest on February 15, 2015, subject to continued employment with the Company on the applicable vesting dates.
The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.
/s/ William W. Priest
2012-02-17