0001144204-11-069817.txt : 20111214 0001144204-11-069817.hdr.sgml : 20111214 20111214165909 ACCESSION NUMBER: 0001144204-11-069817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111213 FILED AS OF DATE: 20111214 DATE AS OF CHANGE: 20111214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERENSON JEFFREY L CENTRAL INDEX KEY: 0001124201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 111261611 MAIL ADDRESS: STREET 1: C/O EPOCH HOLDING CORPORATION STREET 2: 640 FIFTH AVENUE CITY: NEW YORK, STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v243076_ex.xml OWNERSHIP DOCUMENT X0304 4 2011-12-13 0 0000351903 EPOCH HOLDING CORP EPHC 0001124201 BERENSON JEFFREY L EPOCH HOLDING CORPORATION 640 FIFTH AVENUE NEW YORK, NY 10019 1 0 0 0 Common Stock 2011-12-13 4 G 0 1600 0 D 1666740 D The reported transaction represents gifts from the reporting person to educational and charitable institutions. /s/ Jeffrey L. Berenson 2011-12-14