0001144204-11-056605.txt : 20111005 0001144204-11-056605.hdr.sgml : 20111005 20111005172245 ACCESSION NUMBER: 0001144204-11-056605 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20111005 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20111005 DATE AS OF CHANGE: 20111005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 111127588 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 8-K 1 v236629_8k.htm 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of Earliest event reported): October 5, 2011


EPOCH HOLDING CORPORATION
(Exact name of registrant as specified in its charter)

Delaware
1-9728
20-1938886
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of incorporation)
  
Identification No.)
 
640 Fifth Avenue, New York, NY
  
10019
Address of principal executive offices
  
Zip Code

Registrant's telephone number, including area code: (212) 303-7200

N/A
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨         Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨         Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨         Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨         Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 8.01 Other Events.

On October 5, 2011, the Board of Directors of Epoch Holding Corporation (the "Company") declared an increase in the quarterly per share dividend rate on the Company’s Common Stock, from $0.06 per share to $0.08 per share.

The dividend is payable on November 11, 2011 to all shareholders of record at the close of business on October 28, 2011.

The Company expects quarterly dividends to be paid in February, May, August and November of each fiscal year.  However, the actual declaration of future cash dividends, and the establishment of record and payment dates, will be subject to final determination by the Board of Directors each quarter after its review of the Company's financial performance.

Further, the Company announced that its Board of Directors has authorized the Company to repurchase up to an additional 350,000 shares of its outstanding common stock.  These shares are in addition to the approximately 150,000 shares remaining as of October 4, 2011, under prior authorization.  Subject to applicable law, the shares may be purchased from time to time in the open market and/or in privately negotiated transactions. Such purchases will be at times and in amounts as the Company deems appropriate, based on factors such as prevailing market conditions, legal requirements and other business considerations.

A copy of the press release issued by the Company is attached as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.

99.1     Press Release dated October 5, 2011.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
EPOCH HOLDING CORPORATION
   
 
By:
/s/ Adam Borak
   
Name: Adam Borak
   
Title: Chief Financial Officer

Date: October 5, 2011

 
 
 
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EPOCH ANNOUNCES INCREASE IN QUARTERLY DIVIDEND AND ADDITIONAL SHARE REPURCHASE AUTHORIZATION
 
NEW YORK — (BUSINESS WIRE) — October 5, 2011 — Epoch Holding Corporation (“Epoch” or the “Company”) (Nasdaq: EPHC), a leading investment manager and investment adviser, today announced that its Board of Directors has approved an increase in the quarterly dividend from $0.06 to $0.08 per share.

The dividend is payable on November 11, 2011 to shareholders of record as of October 28, 2011.

Further, the Company announced that its Board of Directors has authorized the Company to repurchase up to an additional 350,000 shares of its outstanding common stock.  These shares are in addition to the approximately 150,000 shares remaining as of October 4, 2011, under prior authorization.

Subject to applicable law, the shares may be purchased from time to time in the open market and/or in privately negotiated transactions. Such purchases will be at times and in amounts as the Company deems appropriate, based on factors such as prevailing market conditions, legal requirements and other business considerations. The plan does not obligate the Company to purchase any particular number of shares, and may be suspended or discontinued at any time.

As of October 4, 2011, Epoch Holding Corporation had approximately 23.3 million shares of common stock outstanding.

“These actions are indicative of the Board’s continued confidence in the growth of the Company,” stated William W. Priest, Chief Executive Officer of the Company. “Our financial position and liquidity allow us to return value to shareholders through dividends and share repurchases, while continuing to invest in growth initiatives.”
 
About Epoch Holding Corporation
 
Epoch Holding Corporation conducts its operations through Epoch Investment Partners, Inc., a wholly-owned subsidiary and a registered investment adviser under the Investment Advisers Act of 1940, as amended. Investment management and investment advisory services are the Company's sole line of business. Headquartered in New York, the Company's investment strategies include U.S. Equity (All Cap, Large Cap, SMID Cap and Small Cap Value; Choice), Global Equity (Shareholder Yield, Choice, Absolute Return and Small Cap) and International Small Cap.

For more information about Epoch contact Clive Gershon at Epoch Investment Partners, Inc. 212-991-5404, cgershon@eipny.com  or visit Epoch's website at www.eipny.com.
 
 
 
 
 
Safe Harbor Statement
 
This press release may contain forward-looking statements that involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied in such forward-looking statements. The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately managed accounts, general economic conditions, industry trends, future acquisitions, competitive conditions, and government regulations. For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see "Risk Factors" and "Forward-Looking Statements" in our Form 10-K for the year ended June 30, 2011. Other factors besides those listed in "Risk Factors" and "Forward-Looking Statements", and those listed above, could also adversely affect our revenues, financial condition, results of operations and business prospects. The Company undertakes no duty to update its forward-looking statements, including its earnings outlook.
 
 
 
 
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