0001144204-11-056309.txt : 20111004 0001144204-11-056309.hdr.sgml : 20111004 20111004163144 ACCESSION NUMBER: 0001144204-11-056309 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20111004 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 111123928 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 8-K 1 v236476_8k.htm 8-K
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of Earliest event reported): October 4, 2011

 
EPOCH HOLDING CORPORATION
(Exact name of registrant as specified in its charter)

Delaware
  
1-9728
  
20-1938886
(State or other jurisdiction
  
(Commission File Number)
  
(IRS Employer
of incorporation)
      
Identification No.)
 
640 Fifth Avenue, New York, NY
  
10019
Address of principal executive offices
  
Zip Code
 
Registrant's telephone number, including area code: (212) 303-7200

N/A
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨           Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨           Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
Item 8.01. Other Events.

On October 4, 2011, Epoch Holding Corporation (the "Company") announced that its Assets Under Management were approximately $16.0 billion as of September 30, 2011, a decrease of approximately 6% from $17.1 billion as of June 30, 2011. 

A copy of the press release issued by the Company is attached as Exhibit 99.1.
 
Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.
 
99.1     Press Release dated October 4, 2011.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
EPOCH HOLDING CORPORATION
  
       
 
By:
/s/ Adam Borak 
  
   
Name: Adam Borak 
  
   
Title: Chief Financial Officer 
  

Date: October 4, 2011
 
 
 
 
 
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EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $16.0 BILLION
 
NEW YORK — (BUSINESS WIRE) — October 4, 2011

Epoch Investment Partners, Inc. (“Epoch” or the “Company”), a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were approximately $16.0 billion as of  September 30, 2011, a decrease of 6% from $17.1 billion as of June 30, 2011.

"Despite the backdrop of global economic concerns and a significant decline in equity markets, we continued to be selected for new investment mandates and gather flows in our U.S. and global equity investment strategies during the quarter,” stated William W. Priest, Chief Executive Officer of the Company. “Our investment philosophy focuses upon identifying companies producing significant free cash flow and led by managements with a history of effective capital allocation. That philosophy, combined with a portfolio construction process directed at providing superior returns with relatively low volatility, has led to a favorable reception for our services. Interest in our approach has increased with the pickup in volatility we have witnessed in the capital markets this year.”
 
About Epoch Holding Corporation
 
Epoch Holding Corporation conducts its operations through Epoch Investment Partners, Inc., a wholly-owned subsidiary and a registered investment adviser under the Investment Advisers Act of 1940, as amended. Investment management and investment advisory services are the Company's sole line of business. Headquartered in New York, the Company's investment strategies include U.S. Equity (All Cap, Large Cap, SMID Cap and Small Cap Value; Choice), Global Equity (Shareholder Yield, Choice, Absolute Return and Small Cap) and International Small Cap.

For more information about Epoch contact Clive Gershon at Epoch Investment Partners, Inc. 212-991-5404, cgershon@eipny.com  or visit Epoch's website at www.eipny.com.
 
 
 
 
 
Safe Harbor Statement
 
This press release may contain forward-looking statements that involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied in such forward-looking statements. The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately managed accounts, general economic conditions, industry trends, future acquisitions, competitive conditions, and government regulations. For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see "Risk Factors" and "Forward-Looking Statements" in our Form 10-K for the year ended June 30, 2011. Other factors besides those listed in "Risk Factors" and "Forward-Looking Statements", and those listed above, could also adversely affect our revenues, financial condition, results of operations and business prospects. The Company undertakes no duty to update its forward-looking statements, including its earnings outlook.
 
 
 
 
 
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