0001144204-11-039098.txt : 20110705
0001144204-11-039098.hdr.sgml : 20110704
20110705161749
ACCESSION NUMBER: 0001144204-11-039098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110705
DATE AS OF CHANGE: 20110705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EPOCH HOLDING CORP
CENTRAL INDEX KEY: 0000351903
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 201938886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-303-7200
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: J NET ENTERPRISES INC
DATE OF NAME CHANGE: 20010123
FORMER COMPANY:
FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TESSLER ALLAN R
CENTRAL INDEX KEY: 0000905084
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09728
FILM NUMBER: 11949750
MAIL ADDRESS:
STREET 1: C/O EPOCH HOLDING CORPORATION
STREET 2: 640 FIFTH AVENUE
CITY: NEW YORK,
STATE: NY
ZIP: 10019
4
1
v227733_ex.xml
X0303
4
2011-07-01
0
0000351903
EPOCH HOLDING CORP
EPHC
0000905084
TESSLER ALLAN R
640 FIFTH AVENUE
NEW YORK,
NY
10019
1
0
0
1
Chairman of the Board
Common Stock
2011-07-01
4
A
0
3414
17.5778
A
258153
D
Common Stock
302141
I
ART/FGT Family Partners Ltd.
Common Stock
69179
I
Tessler Family Limited Partnership
The reporting person was awarded 3,414 shares of Common Stock of the Company pursuant to the Company's 2004 Omnibus Long-Term
Incentive Compensation Plan. The shares of Common Stock will vest 100% on July 1, 2012.
/s/ Allan R. Tessler
2011-07-05