-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJl+0OpDUgwfoojAnBpgypC6Oyf2VxrxAWztMaUtQnBoE7eKBfD2DVHT18oBrIwJ s5YJvUAYl9S8fmrD7j0vSw== 0001144204-10-032406.txt : 20100608 0001144204-10-032406.hdr.sgml : 20100608 20100608165439 ACCESSION NUMBER: 0001144204-10-032406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100607 FILED AS OF DATE: 20100608 DATE AS OF CHANGE: 20100608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARZAC ENRIQUE R CENTRAL INDEX KEY: 0001009234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 10884994 MAIL ADDRESS: STREET 1: COLUMBIA UNIV GRADUATE SCHOOL OF BUS STREET 2: 116TH STREET CITY: NEW YORK STATE: NY ZIP: 10027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v187697_ex.xml X0303 4 2010-06-07 0 0000351903 EPOCH HOLDING CORP EPHC 0001009234 ARZAC ENRIQUE R 640 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2010-06-07 4 A 0 5000 10.92 A 48556 D This transaction was executed in multiple trades at prices ranging from $10.86 to $10.97. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. /s/ Enrique R. Arzac 2010-06-08 -----END PRIVACY-ENHANCED MESSAGE-----