8-K 1 v168238_8k.htm Unassociated Document
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.

FORM 8-K
 
CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of Earliest event reported): December 3, 2009
 

EPOCH HOLDING CORPORATION
(Exact name of registrant as specified in its charter)
 
Delaware
1-9728
20-1938886
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of incorporation)
  
Identification No.)
 
640 Fifth Avenue, New York, NY
10019
Address of principal executive offices
Zip Code
 
Registrant's telephone number, including area code: (212) 303-7200

N/A
 (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


Results of Annual Meeting of Shareholders and Related Matters

Epoch Holding Corporation ("Epoch" or the "Company") announced the results of its Annual Meeting of Stockholders (the “Meeting”) held on December 3, 2009.

At the Meeting, stockholders elected Enrique R. Arzac, Jeffrey L. Berenson, John L. Cecil, Peter A. Flaherty, William W. Priest, Timothy T. Taussig, and Allan R. Tessler to serve as members of the Board of Directors.  CF & Co., L.L.P. was ratified as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2010.

Further, the Company announced that its Board of Directors approved the repurchase of an additional 300,000 shares, or just over 1%, of Epoch’s fully diluted outstanding common stock.

The Company also announced that its assets under management (“AUM”) reached $11.0 billion.

Lastly, the Company reported that the previously announced adoption of the Epoch Funds by New York Life Investments’ MainStay Group of Funds has been completed.

A copy of the press release issued by the Company is attached as Exhibit 99.1
 
Item 9.01 Financial Statements and Exhibits

(c) Exhibits

Exhibit No.
 
99.1     Press Release dated December 3, 2009
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
EPOCH HOLDING CORPORATION
  
       
 
By:  
/s/ Adam Borak
  
 
Name: Adam Borak
Title: Chief Financial Officer
  
 
Date: December 4, 2009