-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QOo0URoFwa7UcKn28F2647j2pg9DguZXxt9apj0e226NJlWtUTgWJV9SanKU013E INhtlbojugbiGrh+U14eUQ== 0001144204-09-015341.txt : 20090320 0001144204-09-015341.hdr.sgml : 20090320 20090320151326 ACCESSION NUMBER: 0001144204-09-015341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090316 FILED AS OF DATE: 20090320 DATE AS OF CHANGE: 20090320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARZAC ENRIQUE R CENTRAL INDEX KEY: 0001009234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 09696049 MAIL ADDRESS: STREET 1: COLUMBIA UNIV GRADUATE SCHOOL OF BUS STREET 2: 116TH STREET CITY: NEW YORK STATE: NY ZIP: 10027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 v143539_ex.xml X0303 4 2009-03-16 0 0000351903 EPOCH HOLDING CORP EPHC 0001009234 ARZAC ENRIQUE R 640 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2009-03-16 4 P 0 500 5.15 A 35028 D The reported acquisition is eligible for deferred reporting under Rule 16a-6 of the Securities Exchange Act of 1934, but is being reported currently. /s/ Enrique R. Arzac 2009-03-20 -----END PRIVACY-ENHANCED MESSAGE-----