-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTJ3m7mXSc8OEm8nnF1YUhtUVsnqtkm3jdrn6t8lMZgtJFMZ310K7WDWv5sS0k7b T1H+ftyd7q/BQFuiOwKEmg== 0001144204-08-020829.txt : 20080407 0001144204-08-020829.hdr.sgml : 20080407 20080407074107 ACCESSION NUMBER: 0001144204-08-020829 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080404 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080407 DATE AS OF CHANGE: 20080407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 08741778 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 8-K 1 v109866_8k.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of Earliest event reported): April 4, 2008

EPOCH HOLDING CORPORATION
(Exact name of registrant as specified in its charter)
 
Delaware
1-9728
20-1938886
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of incorporation)
 
Identification No.)
 
640 Fifth Avenue, 18th Floor, New York, NY
10019
Address of principal executive offices
Zip Code

Registrant's telephone number, including area code: 212-303-7200

N/A
 (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01 Other Events

On April 4, 2008, Epoch Holding Corporation (the "Company") announced that its Assets Under Management were $6.2 billion as of March 31, 2008, a decrease from $6.7 billion as of December 31, 2007. A copy of the press release issued by the Company is attached as Exhibit 99.1
Item 9.01 Financial Statements and Exhibits

(c) Exhibits

Exhibit No.
 
99.1     Press Release dated April 4, 2008
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
 
EPOCH HOLDING CORPORATION
 
 
 
 
 
 
 
By:  
/s/ Adam Borak 
 
Name:  Adam Borak
Title:    Chief Financial Officer
 
Date:  April 7, 2008
 
 

EX-99.1 2 v109866_ex99-1.htm Unassociated Document
 
Epoch Assets under Management Stands at $6.2 Billion
 
NEW YORK-- (BUSINESS WIRE) - April 4, 2008 - Epoch Investment Partners, Inc. ("Epoch" or the "Company"), a leading investment manager and investment adviser and the operating subsidiary of Epoch Holding Corporation (Nasdaq: EPHC), today announced that its assets under management ("AUM") were $6.2 billion as of March 31, 2008, a decrease of approximately 7.5 percent from $6.7 billion as of December 31, 2007.

“The sharp decline in the equity markets offset the continued inflows into our investment strategies during the recent quarter,” said William W. Priest, Chief Executive Officer of the Company. “We continue to believe strongly that the most appropriate prism through which to evaluate a company’s future financial prospects is free cash flow analysis. This has become more apparent as the use of accounting measures alone continues to inadequately reflect potential issues surrounding a company’s financial condition. While the current quarter was challenging to all investors, we believe our investment strategies will, over the long-run, produce future returns at a lower risk for our clients.”

About Epoch Holding Corporation

Epoch Holding Corporation conducts its operations through Epoch Investment Partners, Inc., a wholly-owned subsidiary and a registered investment adviser under the Investment Advisers Act of 1940. Investment management and investment advisory services are the Company's sole line-of-business. Headquartered in New York, with an office in Sherman Oaks, CA, the Company's current product offerings include U.S. Value; U.S. Small Cap Value; U.S. SMID Cap Value; U.S. All Cap Value; Global Small Cap; Global Absolute Return; Global Equity Shareholder Yield; Global All Cap; and International Small Cap.

For more information about Epoch contact Phil Clark at Epoch Investment Partners, 212-303-7210, pclark@eipny.com or visit Epoch's website at www.eipny.com

Safe Harbor Statement:

This press release may contain forward-looking statements that involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied in such forward-looking statements. Additional discussion of factors that could cause actual results to differ materially from management's projections, estimates and expectations is contained in the Company's SEC filings. The Company undertakes no duty to update its forward-looking statements, including its earnings outlook. It is unknown for each client listed whether they approve or disapprove of the adviser or the advisory services provided.
 
Media Contact:
Whit Clay, Sloane & Company, 212-446-1864, wclay@sloanepr.com
 
 
 

 
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