-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rssr8eFBBhr6oL9pv0UC7zDihFYXuFelyx8IljGVNLcnoUbcGGbfW0XmPElc5+L+ 5H15S2b4+9xYNZeRV9ZKZQ== 0000351903-06-000005.txt : 20060216 0000351903-06-000005.hdr.sgml : 20060216 20060216175324 ACCESSION NUMBER: 0000351903-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060215 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borak Adam CENTRAL INDEX KEY: 0001335636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 06626595 BUSINESS ADDRESS: BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-02-15 0 0000351903 EPOCH HOLDING CORP EPHC 0001335636 Borak Adam 640 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Financial Officer COMMON STOCK PAR VALUE $.01 2006-02-15 4 A 0 695 5.4 A 63720 D The reporting person was awarded 695 shares of Common stock of the Company vesting as follows: 87 shares vested on February 15, 2006; 87 shares will vest on February 15, 2007; 174 shares will vest on February 15, 2008 and 347 shares will vest on February 15, 2009. Adam Borak 2006-02-16 -----END PRIVACY-ENHANCED MESSAGE-----