-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OxIuOPBD3lLsnqJkObfZaFaJ2JSh4ODE+ZXB40+PvdGBqQD6bxmY08JiLwSbW8ol qs0mtgxoPuUlZcHKrxscZQ== 0000351903-06-000001.txt : 20060202 0000351903-06-000001.hdr.sgml : 20060202 20060202170009 ACCESSION NUMBER: 0000351903-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060202 DATE AS OF CHANGE: 20060202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borak Adam CENTRAL INDEX KEY: 0001335636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 06574336 BUSINESS ADDRESS: BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-01-31 0 0000351903 EPOCH HOLDING CORP EPHC 0001335636 Borak Adam 640 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 CHIEF FINANCIAL OFFICER COMMON STOCK PAR VALUE $.01 2006-01-31 4 A 0 9260 5.4 A 63025 D The reporting person was awarded 9,260 shares of Common Stock of the Company calculated as follows: $50,000 in value divided by $5.40, the average closing price of the Common Stock for the period December 15, 2005 through January 13, 2006. The shares of Common Stock vest as follows: 1,158 shares vested on January 31, 2006; 1,158 shares will vest on January 31, 2007; 2,315 shares will vest on January 31, 2008 and 4,629 shares will vest on January 31, 2009. Adam Borak 2006-02-02 -----END PRIVACY-ENHANCED MESSAGE-----