-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AbwDEuC3qjuQ13Br3hELC+uO5TDxvsp+MuSzpj0bVze/fhEDURGGP1zwx4SnYqE5 OJ5XpS0D12vJG7nSJ2HC2w== 0000351903-05-000020.txt : 20050810 0000351903-05-000020.hdr.sgml : 20050810 20050810184759 ACCESSION NUMBER: 0000351903-05-000020 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050808 FILED AS OF DATE: 20050810 DATE AS OF CHANGE: 20050810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borak Adam CENTRAL INDEX KEY: 0001335636 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 051014682 BUSINESS ADDRESS: BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2005-08-08 0 0000351903 EPOCH HOLDING CORP EPHC 0001335636 Borak Adam 640 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Financial Officer Common Stock Par Value $.01 53765 D The reporting person was awarded 53,765 shares of Common Stock of the Company calculated as follows: $250,000 in value divided by the closing price on August 10, 2005, the date of the award, which was $4.65. The shares of Common Stock will vest as follows: 6,721 shares will vest on August 10, 2005; 6,721 shares will vest on August 10, 2006; 13,441 shares will vest on August 10, 2007 and 26,882 shares will vest on August 10, 2008. Adam Borak 2005-08-10 -----END PRIVACY-ENHANCED MESSAGE-----