-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7Xj54/68xzirBR9mJwFe8Q/FIlNKl/yNwlDJoJUhGH50aqxQ02lXJ59p0ckGh3l DntdGqNOeozVwclc73augQ== 0000351903-05-000016.txt : 20050714 0000351903-05-000016.hdr.sgml : 20050714 20050714171144 ACCESSION NUMBER: 0000351903-05-000016 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050713 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050714 DATE AS OF CHANGE: 20050714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 05955149 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 8-K 1 june30aum.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): July 13, 2005 EPOCH HOLDING CORPORATION ____________________________________________________ (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 ____________________________ ________________________ __________________ (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 640 Fifth Avenue, 18th Floor, New York, NY 10019 ___________________________________________ ________ Address of principal executive offices Zip Code Registrant's telephone number, including area code: 212-303-7200 667 Madison Avenue, 2nd Floor, New York, NY 10021 ____________________________________________________________ (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events On July 13, 2005, Epoch Holding Corporation announced that Assets Under Management increased from $1.245 billion at March 31, 2005 to $1.402 billion at June 30, 2005. Item 9.01 Financial Statements and Exhibits (c) Exhibit Exhibit No. ___________ 99.1 Press Release dated July 13, 2005 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. EPOCH HOLDING CORPORATION /s/ Mark E. Wilson _______________________________ Name: Mark E. Wilson Title: Chief Financial Officer Date: July 14, 2005 EX-99 2 ex99.txt Exhibit 99.1 Epoch Announces Assets Under Management Update July 13, 2005 - Epoch Investment Partners, Inc., the operating subsidiary of Epoch Holding Corporation ("Epoch" or the "Company") (OTCBB - EPHC) today announced that its assets under management ("AUM") totaled $1.402 billion as of June 30, 2005 compared with AUM as of March 31, 2005 of $1.245 billion. "The most recent quarter included, among others, two significant mandates that are very positive for our business" said William W. Priest, Chief Executive Officer of the Company. "In one instance we were awarded a large cap pension account from a widely respected institutional investment consulting firm. The other mandate, which includes our Long Only Absolute Return service, comes from a prestigious investment banking firm." Mr. Priest also noted that the $1.402 billion AUM figure represented a 65% increase from the AUM from one year ago. Additionally, our small cap assets under management total nearly $400 million across our US Small Cap Value, Global Small Cap Value and International Small Cap Value services. Mr. Priest further commented that during the quarter, Epoch also expanded its investment team with the addition of Michael Welhoelter as Managing Director and Head of Quantitative Research. "I'm delighted to announce the addition of Mike. We had worked together at Credit Suisse / BEA and, most recently, he was at Columbia Management. As our AUM grows, Mike and the quantitative research team will provide additional depth to our fundamental research capabilities". About Epoch Holding Corporation Epoch Holding Corporation conducts its operations through Epoch Investment Partners, Inc., a wholly-owned subsidiary and a registered investment adviser under the Investment Advisers Act of 1940. Investment management and investment advisory services are the Company's sole line-of-business. Headquartered in New York with offices in Sherman Oaks, Calif., the company's current product offering includes U.S. Value; U.S. Small Cap Value; U.S. All Cap Value; U.S. Balanced; Global Small Cap Value; Absolute Return; and, as of January 2005, International Small Cap. Additional information about Epoch Holding Corporation and Epoch Investment Partners can be found at www.eipny.com. Safe Harbor Statement: This press release may contain forward-looking statements that involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied in such forward-looking statements. Additional discussion of factors that could cause actual results to differ materially from management's projections, estimates and expectations is contained in the Company's SEC filings. The Company undertakes no duty to update its forward-looking statements, including its earnings outlook. Contacts at Epoch Holding Corporation: Mark Wilson, 212-303-7200 or Phil Clark, 212-303-7200 -----END PRIVACY-ENHANCED MESSAGE-----