-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HVDM6S0uWNeytQqTzl+8REEuXSgE9IFf7WSzGOHP3sv2bBw7OaiI8o/EwAiNLZgq hgWHPBIpEf+vT5dLv2HV/Q== 0000351903-05-000011.txt : 20050705 0000351903-05-000011.hdr.sgml : 20050704 20050705134701 ACCESSION NUMBER: 0000351903-05-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050705 DATE AS OF CHANGE: 20050705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPOCH HOLDING CORP CENTRAL INDEX KEY: 0000351903 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 201938886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-303-7200 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: J NET ENTERPRISES INC DATE OF NAME CHANGE: 20010123 FORMER COMPANY: FORMER CONFORMED NAME: JACKPOT ENTERPRISES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKIN DAVID R CENTRAL INDEX KEY: 0000941977 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09728 FILM NUMBER: 05935914 BUSINESS ADDRESS: BUSINESS PHONE: 6163436121 MAIL ADDRESS: STREET 1: 1110 PALMS AIRPORT DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-06-30 0 0000351903 EPOCH HOLDING CORP EPHC 0000941977 MARKIN DAVID R 640 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock Par Value $.01 2005-06-30 4 A 0 11628 4.3 A 276992 D The reporting person was awarded 11,628 shares of Common Stock of the Company calculated as follows: $50,000 in value divided by the closing price on June 30, 2005, the date of the award, which was $4.30. The shares of Common Stock will vest in thirds as follows: 3,876 will vest on June 30, 2006, 3,876 will vest on June 30, 2007 and 3,876 will vest on June 30, 2008. David R. Markin 2005-07-05 -----END PRIVACY-ENHANCED MESSAGE-----