0001209191-23-032962.txt : 20230530 0001209191-23-032962.hdr.sgml : 20230530 20230530175100 ACCESSION NUMBER: 0001209191-23-032962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230525 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duchscher Robert CENTRAL INDEX KEY: 0001701397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 23978128 MAIL ADDRESS: STREET 1: 7301 OHMS LANE, SUITE 600 CITY: EDINA STATE: MN ZIP: 55439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7078 SHADY OAK ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-820-2518 MAIL ADDRESS: STREET 1: 7078 SHADY OAK ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-25 0 0000351834 SunOpta Inc. STKL 0001701397 Duchscher Robert 7078 SHADY OAK ROAD EDEN PRAIRIE MN 55344 0 1 0 0 Chief Information Officer 0 Common Shares 2023-05-25 4 M 0 20000 4.73 A 88566 D Common Shares 2023-05-25 4 F 0 6842 7.19 D 81724 D Stock Option (Right to Buy) 4.73 2023-05-25 4 M 0 20000 0.00 D 2030-07-10 Common Shares 20000 21502 D This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the exercise of the Options. The option representing a right to purchase a total of 41,502 shares, became exercisable in three equal annual installments beginning on July 10, 2021 which was the first anniversary of the date on which the option was granted. /s/ Jill Barnett, attorney-in-fact 2023-05-30