0001209191-21-025506.txt : 20210405 0001209191-21-025506.hdr.sgml : 20210405 20210405195305 ACCESSION NUMBER: 0001209191-21-025506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ennen Joseph CENTRAL INDEX KEY: 0001772678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 21807562 MAIL ADDRESS: STREET 1: SUNOPTA, 7301 OHMS LANE STREET 2: SUITE 600 CITY: EDINA STATE: MN ZIP: 55439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 BUSINESS PHONE: (905) 455-1990 MAIL ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-01 0 0000351834 SunOpta Inc. STKL 0001772678 Ennen Joseph 7301 OHMS LANE SUITE 600 EDINA MN 55439 1 1 0 0 CEO Common Shares 2021-04-01 4 M 0 99207 A 1205184 D Common Shares 2021-04-01 4 F 0 48810 14.84 D 1156374 D Common Shares 2021-04-01 4 M 0 71666 A 1228040 D Common Shares 2021-04-01 4 F 0 35260 14.84 D 1192780 D Restricted Stock Units 2021-04-01 4 M 0 99207 0.00 D Common Shares 99207 99206 D Restricted Stock Units 2021-04-01 4 M 0 71666 0.00 D Common Shares 71666 71667 D Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. The reporting person was granted 297,619 restricted stock units, vesting in three equal annual installments beginning on April 1, 2020. The Restricted Stock Units do not have an expiration date. On June 18, 2019 the reporting person was granted 215,000 restricted stock units vesting in three equal annual installments beginning on April 1, 2020. /s/ Jill Barnett, attorney-in-fact 2021-04-05