0001209191-21-020624.txt : 20210315 0001209191-21-020624.hdr.sgml : 20210315 20210315205327 ACCESSION NUMBER: 0001209191-21-020624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ennen Joseph CENTRAL INDEX KEY: 0001772678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34198 FILM NUMBER: 21743315 MAIL ADDRESS: STREET 1: SUNOPTA, 7301 OHMS LANE STREET 2: SUITE 600 CITY: EDINA STATE: MN ZIP: 55439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunOpta Inc. CENTRAL INDEX KEY: 0000351834 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 BUSINESS PHONE: (905) 455-1990 MAIL ADDRESS: STREET 1: 2233 ARGENTIA ROAD STREET 2: SUITE 401 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 2X7 FORMER COMPANY: FORMER CONFORMED NAME: SUNOPTA INC DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: STAKE TECHNOLOGY LTD DATE OF NAME CHANGE: 19940901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-11 0 0000351834 SunOpta Inc. STKL 0001772678 Ennen Joseph 7301 OHMS LANE SUITE 600 EDINA MN 55439 1 1 0 0 CEO Common Shares 2021-03-11 4 M 0 297619 A 1252406 D Common Shares 2021-03-11 4 F 0 146429 13.73 D 1105977 D Performance Stock Units 2021-03-11 4 M 0 297619 0.00 D Common Shares 297619 595238 D Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs. The Performance Stock Units partially vested upon the Company achieving annual adjusted EBITDA of $80,000,000. The Performance Stock Units do not have an expiration date. /s/ Jill Barnett, attorney-in-fact 2021-03-15