0001214659-18-004938.txt : 20180723
0001214659-18-004938.hdr.sgml : 20180723
20180723175922
ACCESSION NUMBER: 0001214659-18-004938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180501
FILED AS OF DATE: 20180723
DATE AS OF CHANGE: 20180723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DW Catalyst Master Fund, Ltd.
CENTRAL INDEX KEY: 0001673516
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1216
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08754
FILM NUMBER: 18965278
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVE FL 13
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-751-6134
MAIL ADDRESS:
STREET 1: 590 MADISON AVE FL 13
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBOW RESOURCES, INC.
CENTRAL INDEX KEY: 0000351817
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 203940661
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 N. DAIRY ASHFORD
STREET 2: SUITE 1200
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 2818742700
MAIL ADDRESS:
STREET 1: 575 N. DAIRY ASHFORD
STREET 2: SUITE 1200
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: SWIFT ENERGY CO
DATE OF NAME CHANGE: 19920703
4
1
marketforms-41483.xml
PRIMARY DOCUMENT
X0306
4
2018-05-01
true
0000351817
SILVERBOW RESOURCES, INC.
SBOW
0001673516
DW Catalyst Master Fund, Ltd.
590 MADISON AVE FL 13
NEW YORK
NY
10022
false
false
true
false
Common Stock
2018-05-01
4
J
false
449078
D
999562
D
The Reporting Person transferred 449,078 shares of the Issuer's common stock to a newly-formed investment partnership the sole limited partner of which is an investor that had been, until such transfer, a shareholder of the Reporting Person. No shareholder of the Reporting Person or limited partner of such newly-formed investment partnership experienced a change in its pecuniary interest in the Issuer's securities as a result of such transfer.
Due to ministerial error, the Form 3 filed by the Reporting Person on May 2, 2016 reported beneficial ownership of 1,442,241 shares of the Issuer's common stock, rather than the actual number of 1,442,242 shares. On February 23, 2017, the Reporting Person received from the Issuer an additional 6,398 shares of common stock that previously had been held in escrow in connection with the Issuer's Joint Plan of Reorganization confirmed by the United States Bankruptcy Court for the District of Delaware on March 31, 2016. Accordingly, after giving effect to the disposition reported in this Form 4, the Reporting Person reports 999,562 shares of Issuer common stock in column 5 of Table I of this Form 4. Other than the receipt of previously escrowed shares referenced above and the disposition reported in this Form 4, there have been no transactions by the Reporting Person in the Issuer's common stock subsequent to the Reporting Person's filing of its Form 3.
The filing of this Form 4 shall not be construed as an admission that the Reporting Person is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any shares of the Issuer's common stock. The Reporting Person disclaims such beneficial ownership, except to the extent of its pecuniary interest, if any.
DW CATALYST MASTER FUND, LTD. By: DW Partners, LP, its investment manager By: DW Investment Partners, LLC, its general partner By: Houdin Honarvar, Authorized Signatory /s/ Houdin Honarvar
2018-07-23